HarbourVest Global Private Equity Limited : Holding(s) in Company
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii
Harbourvest Global Private Equity Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
X
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation:iii
Prudential plc group of companies
4. Full name of shareholder(s) (if different from 3.):iv
Prudential plc The Prudential Assurance Company Limited M&G Group Limited M&G Investment Management Limited M&G Limited
5. Date of the transaction and date on which the threshold is crossed or reached:v
21 December 2016
6. Date on which issuer notified:
22 December 2016
7. Threshold(s) that is/are crossed or reached: vi, vii
See item 13
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of sharesif possible using the ISIN CODE
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of Shares
Number of Voting Rights
Number of shares
Number of voting rights
% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
ORD NPV GG00BR30MJ80
8,025,042
8,025,042
7,973,124
0
7,973,124
0
9.98%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration date xiii
Exercise/ Conversion Period xiv
Number of voting rights that may be acquired if the instrument is exercised/ converted.
% of voting rights
ORD NPV GG00BR30MJ80 (Right of Recall)
N/A
N/A
270,804
0.34%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument
Exercise price
Expiration date xvii
Exercise/ Conversion period xviii
Number of voting rights instrument refers to
% of voting rights xix, xx
N/A
N/A
N/A
N/A
N/A
Nominal
Delta
N/A
N/A
Total (A+B+C)
Number of voting rights
Percentage of voting rights
8,243,928
10.32%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Prudential plc (parent Company) - 8,243,928 (10.32%) The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc) - 6,669,998 (8.35%) M&G Group Limited (wholly owned subsidiary of Prudential plc) - 7,941,728 (9.94%) M&G Limited (wholly owned subsidiary of M&G Group Limited) - 7,941,728 (9.94%) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) - 7,941,728 (9.94%)
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
Prudential plc has moved below a 10% indirect notifiable interest, excluding the right of recall under the Qualifying Financial Instruments.
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