Boxes ticked "X" in Form 15-12G: Rule 12g-4(a)(1)
Post# of 1846
Posted On: 12/20/2016 9:56:20 PM
Boxes ticked "X" in Form 15-12G: Rule 12g-4(a)(1) & Rule 12h-3(b)(1)(i)
§ 240.12g-4 Certifications of termination of registration under section 12(g).
Link to an amendment published at 81 FR 28706, May 10, 2016.
(a) Termination of registration of a class of securities under section 12(g) of the Act (15 U.S.C. 78l(g)) shall take effect 90 days, or such shorter period as the Commission may determine, after the issuer certifies to the Commission on Form 15 (17 CFR 249.323) that the class of securities is held of record by:
(1) Less than 300 persons;
§ 240.12h-3 Suspension of duty to file reports under section 15(d).
Link to an amendment published at 81 FR 28706, May 10, 2016.
(a) Subject to paragraphs (c) and (d) of this section, the duty under section 15(d) to file reports required by section 13(a) of the Act with respect to a class of securities specified in paragraph (b) of this section shall be suspended for such class of securities immediately upon filing with the Commission a certification on Form 15 (17 CFR 249.323) if the issuer of such class has filed all reports required by section 13(a), without regard to Rule 12b-25 (17 CFR 249.322), for the shorter of its most recent three fiscal years and the portion of the current year preceding the date of filing Form 15, or the period since the issuer became subject to such reporting obligation. If the certification on Form 15 is subsequently withdrawn or denied, the issuer shall, within 60 days, file with the Commission all reports which would have been required if such certification had not been filed.
(b) The classes of securities eligible for the suspension provided in paragraph (a) of this section are:
(1) Any class of securites, other than any class of asset-backed securities, held of record by:
(i) Less than 300 persons;
§ 240.12g-4 Certifications of termination of registration under section 12(g).
Link to an amendment published at 81 FR 28706, May 10, 2016.
(a) Termination of registration of a class of securities under section 12(g) of the Act (15 U.S.C. 78l(g)) shall take effect 90 days, or such shorter period as the Commission may determine, after the issuer certifies to the Commission on Form 15 (17 CFR 249.323) that the class of securities is held of record by:
(1) Less than 300 persons;
§ 240.12h-3 Suspension of duty to file reports under section 15(d).
Link to an amendment published at 81 FR 28706, May 10, 2016.
(a) Subject to paragraphs (c) and (d) of this section, the duty under section 15(d) to file reports required by section 13(a) of the Act with respect to a class of securities specified in paragraph (b) of this section shall be suspended for such class of securities immediately upon filing with the Commission a certification on Form 15 (17 CFR 249.323) if the issuer of such class has filed all reports required by section 13(a), without regard to Rule 12b-25 (17 CFR 249.322), for the shorter of its most recent three fiscal years and the portion of the current year preceding the date of filing Form 15, or the period since the issuer became subject to such reporting obligation. If the certification on Form 15 is subsequently withdrawn or denied, the issuer shall, within 60 days, file with the Commission all reports which would have been required if such certification had not been filed.
(b) The classes of securities eligible for the suspension provided in paragraph (a) of this section are:
(1) Any class of securites, other than any class of asset-backed securities, held of record by:
(i) Less than 300 persons;
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A very apposite motto for those who trade successfully in the OTC market..
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A very apposite motto for those who trade successfully in the OTC market..
All posts are my opinion - trade at your own risk.