Travis Perkins PLC : TR1 - Notification of Major Interest in Shares
TR-1: Notification of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Travis Perkins plc
2. Reason for the notification (yes/no)
An acquisition or disposal of voting rights
Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
No
An event changing the breakdown of voting rights
No
Other (please specify): ______________
No
3. Full name of person(s) subject to notification obligation:
Harris Associates L.P.
4. Full name of shareholder(s) (if different from 3):
BNY Mellon Brown Brothers Harriman JPMorgan Chase Mizuho Trust and Banking Luxem Northern Trust Company State Street Bank Sumitomo Trust & Banking Co US
5. Date of transaction (and date on which the threshold is crossed or reached if different):
13 December 2016
6. Date on which issuer notified:
15 December 2016
7. Threshold(s) that is/are crossed or reached:
5%
8. Notified Details
A: Voting rights attached to shares
Class/type of shares If possible use ISIN CODE
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of Shares
Number of voting rights
Number of shares
Number of voting rights
Percentage of voting rights
Direct
Indirect
Direct
Indirect
GB0007739609 Common Stock
12,689,670
12,689,670
5.08%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration date
Exercise/ conversion period
No. of voting rights that may be acquired (if the instrument is exercised/converted)
Percentage of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Exercise Price
Expiration date
Exercise/ conversion period
No. of voting rights instrument refers to
Percentage of voting rights
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
12,689,670
5.08%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
BNY Mellon - 73,700 Common Stock shares Brown Brothers Harriman - 3,267,950 Common Stock shares JPMorgan Chase - 827,220 Common Stock shares Northern Trust Company - 63,200 Common Stock shares State Street Bank - 8,215,500 Common Stock shares Sumitomo Trust & Banking Co US - 77,700 Common Stock shares Mizuho Trust and Banking Luxem - 164,400 Common Stock shares
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name:
Kim Colwell
15. Contact telephone number:
312-646-3489
Annex: Notification of major interests in shares
A: Identity of the person or legal entity subject to the notification obligation
Full name (including legal form for legal entities)
Harris Associates L.P.
Contact address (including legal form for legal entities)
111 S. Wacker Drive, Suite 4600, Chicago, IL 60606 USA
Phone number & email
312-646-3489 kcolwell@harrisassoc.com
Other useful information (at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Kim Colwell
Contact address
111 S. Wacker Drive, Suite 4600, Chicago, IL 60606 USA
Phone number & email
312-646-3489 kcolwell@harrisassoc.com
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
(0)
(0)