TRADING FIRM KNIGHT CAPITAL CHARGED WITH ABUSING
Post# of 8802
Posted On: 12/15/2016 11:33:50 PM
TRADING FIRM KNIGHT CAPITAL CHARGED WITH ABUSING “NAKED SHORTS”
https://theintercept.com/2016/12/15/whistlebl...ed-shorts/
https://theintercept.com/2016/12/15/whistlebl...ed-shorts/
Quote:
The Financial Industry Regulatory Authority (Finra), a private self-regulatory organization, charged KCG on October 31 with thousands of violations over three years of Regulation SHO, which according to the Securities and Exchange Commission (SEC) “was established to address concerns regarding persistent failures to deliver and potentially abusive ‘naked’ short selling..
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