10/10/2016 142 NOTICE of SERVICE OF DEFENDANT'S I
Post# of 11038
https://drive.google.com/file/d/0B4bO_PuRhSJQ...sp=sharing
10/10/2016 143 Certificate of Service of Defendants TD Ameritrade Clearing, Inc.'s and Scottrade, Inc.'s Rule 26(A)(1) Initial Disclosures by Attorney William F. Hargens on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Hargens, William) (Entered: 10/10/2016)
https://drive.google.com/file/d/0B4bO_PuRhSJQ...sp=sharing
10/10/2016 144 Certificate of Service of Rule 26(a)(1) Initial Disclosures by Attorney Michael T. Hilgers on behalf of Plaintiff COR Clearing, LLC.(Hilgers, Michael) (Entered: 10/10/2016)
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Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”
https://www.bloomberg.com/opinion/articles/20...ify%20wall
https://www.scotusblog.com/case-files/cases/m...v-manning/