Ladenburg Thalmann Financial Inc (LTS) 2.24 $LTS
Triad Advisors Facilitates Merger Between Summit Financial Consultants And Sorensen Wealth Management
PR Newswire - Thu Sep 22, 8:00AM CDT
Triad Advisors, Inc. today announced that Summit Financial Consultants and Sorensen Wealth Management, two independent hybrid registered investment adviser (RIA) firms based in Westlake Village, California, have combined to form an expanded hybrid RIA firm under the Summit Financial Consultants brand. The combined firm has a total of more than $320 million in brokerage and advisory assets under management.
LTS: 2.24 (-0.03)
TSX Delisting Review - Lightstream Resources Ltd. (Symbol: LTS)
CNW Group - Tue Sep 20, 7:30AM CDT
DELISTING REVIEW Lightstream Resources Ltd. (the "Company"
- TSX is reviewing the common shares (the "Shares" (Symbol: LTS) of the Company with respect to meeting the requirements for continued listing pursuant to the Expedited Review Process. The Shares are suspended from trading immediately.
X.TO: 59.38 (+1.52), LTS.TO: 0.11 (unch), LTS: 2.24 (-0.03)
Gladstone Investment Corporation Prices Preferred Stock Offering
GlobeNewswire - Mon Sep 19, 3:40PM CDT
Gladstone Investment Corporation (NASDAQ:GAIN) (the "Company" today announced that it has entered into an agreement to sell 2,000,000 shares of its newly designated 6.25% Series D Cumulative Term Preferred Stock due 2023 (the "Series D Term Preferred Shares" at a public offering price of $25.00 per share, raising $50.0 million in gross proceeds and approximately $48.2 million in net proceeds after payment of underwriting discounts and commissions and estimated expenses of the offering payable by the Company. The Company has also granted the underwriters a 30-day option to purchase 300,000 additional Series D Term Preferred Shares on the same terms and conditions solely to cover over-allotments, if any. The closing of the transaction is subject to customary closing conditions and the shares are expected to be delivered on or about September 26, 2016. The Series D Term Preferred Shares will have a seven-year term, unless earlier redeemed by the Company. The Company anticipates its Series D Term Preferred Shares will trade on the NASDAQ Global Select Market under the symbol "GAINM."
LTS: 2.24 (-0.03), GAIN: 8.90 (+0.01)
Gladstone Investment Corporation Launches New Term Preferred Stock Offering
GlobeNewswire - Mon Sep 19, 7:58AM CDT
Gladstone Investment Corporation (NASDAQ:GAIN) (the "Company" today announced that it plans to sell shares of its newly designated Series D Cumulative Term Preferred Stock due 2023 (the "Series D Term Preferred Stock" in an underwritten public offering. The aggregate public offering price, dividend yield and other terms are to be determined by negotiations between the Company and the underwriters. The Company also plans to grant the underwriters a 30-day option to purchase additional shares of Series D Term Preferred Stock on the same terms and conditions solely to cover over-allotments, if any. Janney Montgomery Scott LLC is serving as the sole book-running manager. J.J.B. Hilliard, W.L. Lyons, LLC, Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT:LTS), and Wunderlich Securities, Inc. are serving as co-lead managers of the offering. William Blair & Company, L.L.C. and Maxim Group LLC are serving as co-managers of the offering.
LTS: 2.24 (-0.03), GAIN: 8.90 (+0.01)
Triad Advisors Kicks Off 19th Annual National Conference In Austin, Texas
PR Newswire - Wed Sep 07, 8:00AM CDT
Triad Advisors, Inc., the hybrid advisor-focused independent broker-dealer, today announced the launch of its 19th annual National Conference in Austin, Texas. The conference is taking place at the Hilton Austin Hotel from September 7th through September 10th.
LTS: 2.24 (-0.03)
Triad Advisors Welcomes Head Investment Partners To Its Broker-Dealer And Triad Hybrid Solutions Multi-Custodial RIA Platform
PR Newswire - Thu Aug 25, 8:00AM CDT
Triad Advisors, Inc. today announced that Head Investment Partners has transitioned to Triad's broker-dealer and hybrid multi-custodial registered investment advisory (RIA) platform. Head Investment Partners, an independent financial advisory firm, brings approximately $190 million in total fee-based advisory and brokerage assets, as of June 1, 2016. Triad Advisors is a leading independent broker-dealer supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, and is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
LTS: 2.24 (-0.03)
Securities America Welcomes Midtown Financial Advisors of Greensboro, N.C.
BusinessWire - Thu Aug 25, 6:00AM CDT
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS; LTS PrA), is pleased to welcome Midtown Financial Advisors in Greensboro, N.C.
LTS: 2.24 (-0.03)
Securities America to Acquire Assets of Foothill Securities of Santa Clara, Calif.
BusinessWire - Fri Aug 19, 6:00AM CDT
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services, Inc. (NYSE MKT: LTS, LTS PrA), announced today a definitive agreement to acquire certain assets of Foothill Securities, Inc., an advisor-owned, independent broker-dealer headquartered in Santa Clara, Calif.
LTS: 2.24 (-0.03)
Triad Advisors Welcomes Pinkerton Retirement Specialists, LLC To Its Broker-Dealer And Hybrid RIA Platform
PR Newswire - Wed Aug 17, 8:00AM CDT
Triad Advisors, Inc. today announced that Pinkerton Retirement Specialists, LLC ("Pinkerton" has transitioned to the Triad Advisors broker-dealer and hybrid RIA multi-custodial platform. Pinkerton has a total of $627 million in client assets, as of July 25, 2016, in fee-based advisory and brokerage accounts. Triad Advisors is a leading independent broker-dealer supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, and is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
LTS: 2.24 (-0.03)
Ladenburg Thalmann Reports Second Quarter 2016 Financial Results
BusinessWire - Fri Aug 05, 4:10PM CDT
--Second quarter 2016 revenues of $269.8 million
LTS: 2.24 (-0.03)
Orchid Island Capital, Inc. Announces At-the-Market Program
GlobeNewswire - Fri Jul 29, 3:30PM CDT
Orchid Island Capital, Inc. (the "Company" (NYSE:ORC) announced today that it has filed a prospectus supplement under which it may from time to time sell up to $125 million of shares of its common stock through an at-the-market program. The shares of common stock may be offered through Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT:LTS), and MUFG Securities Americas Inc, as sales agents.
ORC: 10.76 (+0.05), LTS: 2.24 (-0.03)
Triad Advisors Names Hugh M. Tarbutton, Jr., Senior Vice President Of Business Development
PR Newswire - Thu Jun 23, 8:00AM CDT
Triad Advisors, Inc. today announced that Hugh M. Tarbutton, Jr., has joined Triad as Senior Vice President of Business Development. A veteran executive with 20 years of financial services and wealth management experience, Tarbutton will commence his tenure at Triad by focusing on recruiting and business development, but will apply his expertise to additional projects across Triad as he gains increasing familiarity with the company. Tarbutton will report to Nate Stibbs, Triad's Executive Vice President and Chief Strategy Officer. Triad Advisors is a leading independent broker-dealer supporting independent hybrid financial advisors and registered investment advisory (RIA) firms, and is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
LTS: 2.24 (-0.03)
Securities America Advisor Haussmann Named to Barron's Top 100 Women Financial Advisors List
BusinessWire - Tue Jun 21, 7:00AM CDT
Securities America, Inc., an independent broker-dealer and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), congratulates Trudy Haussmann on being named to Barron's Top 100 Women Financial Advisors for 2016.
LTS: 2.24 (-0.03)
Viveve(R) Announces Closing of $15.5 Million Underwritten Public Offering
Marketwired - Fri Jun 17, 11:03AM CDT
SUNNYVALE, CA--(Marketwired - June 17, 2016) - Viveve Medical, Inc. ("Viveve" (NASDAQ: VIVE), a medical technology company focused on women's health, today announced the closing of its previously announced underwritten public offering of approximately 3,105,000 shares of its common stock, including the exercise of the underwriters' overallotment option, at a public offering price of $5.00 per share. Gross offering proceeds to the company are approximately $15.5 million, while net proceeds, after deducting underwriting discounts, commissions and estimated offering expenses, are estimated to be approximately $14 million.
LTS: 2.24 (-0.03), VIVE: 7.00 (-0.57)
Ladenburg Thalmann Asset Management's Jaime Desmond Named One of the 50 Most Influential Women in Private Wealth
BusinessWire - Wed Jun 15, 7:30AM CDT
Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS, LTS PrA) ("Ladenburg" is pleased to announced that Jaime L. Desmond, chief operating officer of Ladenburg Thalmann Asset Management Inc., has been named one of the "50 Most Influential Women in Private Wealth" for 2016 by Private Asset Management (PAM) magazine.
LTS: 2.24 (-0.03)
Mitcham Industries Prices Public Offering of 9.00% Series A Cumulative Preferred Stock
PR Newswire - Thu Jun 02, 5:00PM CDT
Mitcham Industries, Inc. ("Mitcham" or the "Company" (Nasdaq: MIND) announced today that it has priced an underwritten public offering of 320,000 shares of 9.00% Series A Cumulative Preferred Stock ("Series A Preferred Stock" at a price of $25.00 per share, pursuant to a registration statement on Form S-1 previously filed with the U.S. Securities and Exchange Commission (the "SEC". In addition, Mitcham has granted the underwriter a 30-day option to purchase from it an additional 48,000 shares of Series A Preferred Stock. Dividends on the Series A Preferred Stock will be payable from and including the date of original issue at a rate of 9.00% per annum of the $25.00 per share liquidation preference (equivalent to $2.25 per annum per share). The offering is expected to close on or about June 8, 2016, subject to customary closing conditions
LTS: 2.24 (-0.03), MIND: 3.25 (+0.01)
Ladenburg Thalmann Adds New Head of Corporate Procurement
BusinessWire - Tue May 24, 7:30AM CDT
Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS, LTS PrA) ("Ladenburg" today announced that John D. Cornetta has joined the firm as Vice President and Head of Procurement. Mr. Cornetta will be based in the firm's New York office and report to Carly Maher, Senior Vice President of Products and Services Management.
LTS: 2.24 (-0.03)
Mitcham Industries Commences Public Offering of 9.00% Series A Cumulative Preferred Stock
PR Newswire - Wed May 18, 11:02AM CDT
Mitcham Industries, Inc. ("Mitcham" or the "Company" (Nasdaq: MIND) announced today that it has commenced an underwritten public offering of 600,000 shares of 9.00% Series A Cumulative Preferred Stock ("Series A Preferred Stock" at a price of $25.00 per share, pursuant to a registration statement on Form S-1 previously filed with the U.S. Securities and Exchange Commission (the "SEC". In addition, Mitcham expects to grant the underwriter a 30-day option to purchase from it an additional 90,000 shares of Series A Preferred Stock.
LTS: 2.24 (-0.03), MIND: 3.25 (+0.01)
Triad Advisors Welcomes Keeney Financial Group To Its Broker-Dealer And Hybrid RIA Platform
PR Newswire - Tue May 17, 8:00AM CDT
Triad Advisors, Inc. today announced that Keeney Financial Group ("Keeney Financial" has transitioned to the Triad Advisors broker-dealer and hybrid RIA multi-custodial platform. Keeney brings $350 million in client assets, as of March 2016, which is approximately evenly split between fee-based advisory and brokerage accounts. Triad Advisors is a leading independent broker-dealer supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, and is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
LTS: 2.24 (-0.03)
Securities America Launches Innovative New Coaching Program
BusinessWire - Tue May 17, 7:00AM CDT
To meet a growing demand from financial advisors for personalized consultation, Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), recently launched its First Friday Coaching program.
LTS: 2.24 (-0.03)
Triad Advisors Facilitates Merger Between Summit Financial Consultants And Sorensen Wealth Management
PR Newswire - Thu Sep 22, 8:00AM CDT
Triad Advisors, Inc. today announced that Summit Financial Consultants and Sorensen Wealth Management, two independent hybrid registered investment adviser (RIA) firms based in Westlake Village, California, have combined to form an expanded hybrid RIA firm under the Summit Financial Consultants brand. The combined firm has a total of more than $320 million in brokerage and advisory assets under management.
LTS: 2.24 (-0.03)
TSX Delisting Review - Lightstream Resources Ltd. (Symbol: LTS)
CNW Group - Tue Sep 20, 7:30AM CDT
DELISTING REVIEW Lightstream Resources Ltd. (the "Company"
- TSX is reviewing the common shares (the "Shares" (Symbol: LTS) of the Company with respect to meeting the requirements for continued listing pursuant to the Expedited Review Process. The Shares are suspended from trading immediately. X.TO: 59.38 (+1.52), LTS.TO: 0.11 (unch), LTS: 2.24 (-0.03)
Gladstone Investment Corporation Prices Preferred Stock Offering
GlobeNewswire - Mon Sep 19, 3:40PM CDT
Gladstone Investment Corporation (NASDAQ:GAIN) (the "Company"
today announced that it has entered into an agreement to sell 2,000,000 shares of its newly designated 6.25% Series D Cumulative Term Preferred Stock due 2023 (the "Series D Term Preferred Shares" at a public offering price of $25.00 per share, raising $50.0 million in gross proceeds and approximately $48.2 million in net proceeds after payment of underwriting discounts and commissions and estimated expenses of the offering payable by the Company. The Company has also granted the underwriters a 30-day option to purchase 300,000 additional Series D Term Preferred Shares on the same terms and conditions solely to cover over-allotments, if any. The closing of the transaction is subject to customary closing conditions and the shares are expected to be delivered on or about September 26, 2016. The Series D Term Preferred Shares will have a seven-year term, unless earlier redeemed by the Company. The Company anticipates its Series D Term Preferred Shares will trade on the NASDAQ Global Select Market under the symbol "GAINM." LTS: 2.24 (-0.03), GAIN: 8.90 (+0.01)
Gladstone Investment Corporation Launches New Term Preferred Stock Offering
GlobeNewswire - Mon Sep 19, 7:58AM CDT
Gladstone Investment Corporation (NASDAQ:GAIN) (the "Company"
today announced that it plans to sell shares of its newly designated Series D Cumulative Term Preferred Stock due 2023 (the "Series D Term Preferred Stock" in an underwritten public offering. The aggregate public offering price, dividend yield and other terms are to be determined by negotiations between the Company and the underwriters. The Company also plans to grant the underwriters a 30-day option to purchase additional shares of Series D Term Preferred Stock on the same terms and conditions solely to cover over-allotments, if any. Janney Montgomery Scott LLC is serving as the sole book-running manager. J.J.B. Hilliard, W.L. Lyons, LLC, Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT:LTS), and Wunderlich Securities, Inc. are serving as co-lead managers of the offering. William Blair & Company, L.L.C. and Maxim Group LLC are serving as co-managers of the offering. LTS: 2.24 (-0.03), GAIN: 8.90 (+0.01)
Triad Advisors Kicks Off 19th Annual National Conference In Austin, Texas
PR Newswire - Wed Sep 07, 8:00AM CDT
Triad Advisors, Inc., the hybrid advisor-focused independent broker-dealer, today announced the launch of its 19th annual National Conference in Austin, Texas. The conference is taking place at the Hilton Austin Hotel from September 7th through September 10th.
LTS: 2.24 (-0.03)
Triad Advisors Welcomes Head Investment Partners To Its Broker-Dealer And Triad Hybrid Solutions Multi-Custodial RIA Platform
PR Newswire - Thu Aug 25, 8:00AM CDT
Triad Advisors, Inc. today announced that Head Investment Partners has transitioned to Triad's broker-dealer and hybrid multi-custodial registered investment advisory (RIA) platform. Head Investment Partners, an independent financial advisory firm, brings approximately $190 million in total fee-based advisory and brokerage assets, as of June 1, 2016. Triad Advisors is a leading independent broker-dealer supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, and is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
LTS: 2.24 (-0.03)
Securities America Welcomes Midtown Financial Advisors of Greensboro, N.C.
BusinessWire - Thu Aug 25, 6:00AM CDT
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS; LTS PrA), is pleased to welcome Midtown Financial Advisors in Greensboro, N.C.
LTS: 2.24 (-0.03)
Securities America to Acquire Assets of Foothill Securities of Santa Clara, Calif.
BusinessWire - Fri Aug 19, 6:00AM CDT
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services, Inc. (NYSE MKT: LTS, LTS PrA), announced today a definitive agreement to acquire certain assets of Foothill Securities, Inc., an advisor-owned, independent broker-dealer headquartered in Santa Clara, Calif.
LTS: 2.24 (-0.03)
Triad Advisors Welcomes Pinkerton Retirement Specialists, LLC To Its Broker-Dealer And Hybrid RIA Platform
PR Newswire - Wed Aug 17, 8:00AM CDT
Triad Advisors, Inc. today announced that Pinkerton Retirement Specialists, LLC ("Pinkerton"
has transitioned to the Triad Advisors broker-dealer and hybrid RIA multi-custodial platform. Pinkerton has a total of $627 million in client assets, as of July 25, 2016, in fee-based advisory and brokerage accounts. Triad Advisors is a leading independent broker-dealer supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, and is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS). LTS: 2.24 (-0.03)
Ladenburg Thalmann Reports Second Quarter 2016 Financial Results
BusinessWire - Fri Aug 05, 4:10PM CDT
--Second quarter 2016 revenues of $269.8 million
LTS: 2.24 (-0.03)
Orchid Island Capital, Inc. Announces At-the-Market Program
GlobeNewswire - Fri Jul 29, 3:30PM CDT
Orchid Island Capital, Inc. (the "Company"
(NYSE:ORC) announced today that it has filed a prospectus supplement under which it may from time to time sell up to $125 million of shares of its common stock through an at-the-market program. The shares of common stock may be offered through Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT:LTS), and MUFG Securities Americas Inc, as sales agents. ORC: 10.76 (+0.05), LTS: 2.24 (-0.03)
Triad Advisors Names Hugh M. Tarbutton, Jr., Senior Vice President Of Business Development
PR Newswire - Thu Jun 23, 8:00AM CDT
Triad Advisors, Inc. today announced that Hugh M. Tarbutton, Jr., has joined Triad as Senior Vice President of Business Development. A veteran executive with 20 years of financial services and wealth management experience, Tarbutton will commence his tenure at Triad by focusing on recruiting and business development, but will apply his expertise to additional projects across Triad as he gains increasing familiarity with the company. Tarbutton will report to Nate Stibbs, Triad's Executive Vice President and Chief Strategy Officer. Triad Advisors is a leading independent broker-dealer supporting independent hybrid financial advisors and registered investment advisory (RIA) firms, and is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
LTS: 2.24 (-0.03)
Securities America Advisor Haussmann Named to Barron's Top 100 Women Financial Advisors List
BusinessWire - Tue Jun 21, 7:00AM CDT
Securities America, Inc., an independent broker-dealer and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), congratulates Trudy Haussmann on being named to Barron's Top 100 Women Financial Advisors for 2016.
LTS: 2.24 (-0.03)
Viveve(R) Announces Closing of $15.5 Million Underwritten Public Offering
Marketwired - Fri Jun 17, 11:03AM CDT
SUNNYVALE, CA--(Marketwired - June 17, 2016) - Viveve Medical, Inc. ("Viveve"
(NASDAQ: VIVE), a medical technology company focused on women's health, today announced the closing of its previously announced underwritten public offering of approximately 3,105,000 shares of its common stock, including the exercise of the underwriters' overallotment option, at a public offering price of $5.00 per share. Gross offering proceeds to the company are approximately $15.5 million, while net proceeds, after deducting underwriting discounts, commissions and estimated offering expenses, are estimated to be approximately $14 million. LTS: 2.24 (-0.03), VIVE: 7.00 (-0.57)
Ladenburg Thalmann Asset Management's Jaime Desmond Named One of the 50 Most Influential Women in Private Wealth
BusinessWire - Wed Jun 15, 7:30AM CDT
Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS, LTS PrA) ("Ladenburg"
is pleased to announced that Jaime L. Desmond, chief operating officer of Ladenburg Thalmann Asset Management Inc., has been named one of the "50 Most Influential Women in Private Wealth" for 2016 by Private Asset Management (PAM) magazine. LTS: 2.24 (-0.03)
Mitcham Industries Prices Public Offering of 9.00% Series A Cumulative Preferred Stock
PR Newswire - Thu Jun 02, 5:00PM CDT
Mitcham Industries, Inc. ("Mitcham" or the "Company"
(Nasdaq: MIND) announced today that it has priced an underwritten public offering of 320,000 shares of 9.00% Series A Cumulative Preferred Stock ("Series A Preferred Stock" at a price of $25.00 per share, pursuant to a registration statement on Form S-1 previously filed with the U.S. Securities and Exchange Commission (the "SEC". In addition, Mitcham has granted the underwriter a 30-day option to purchase from it an additional 48,000 shares of Series A Preferred Stock. Dividends on the Series A Preferred Stock will be payable from and including the date of original issue at a rate of 9.00% per annum of the $25.00 per share liquidation preference (equivalent to $2.25 per annum per share). The offering is expected to close on or about June 8, 2016, subject to customary closing conditions LTS: 2.24 (-0.03), MIND: 3.25 (+0.01)
Ladenburg Thalmann Adds New Head of Corporate Procurement
BusinessWire - Tue May 24, 7:30AM CDT
Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS, LTS PrA) ("Ladenburg"
today announced that John D. Cornetta has joined the firm as Vice President and Head of Procurement. Mr. Cornetta will be based in the firm's New York office and report to Carly Maher, Senior Vice President of Products and Services Management. LTS: 2.24 (-0.03)
Mitcham Industries Commences Public Offering of 9.00% Series A Cumulative Preferred Stock
PR Newswire - Wed May 18, 11:02AM CDT
Mitcham Industries, Inc. ("Mitcham" or the "Company"
(Nasdaq: MIND) announced today that it has commenced an underwritten public offering of 600,000 shares of 9.00% Series A Cumulative Preferred Stock ("Series A Preferred Stock" at a price of $25.00 per share, pursuant to a registration statement on Form S-1 previously filed with the U.S. Securities and Exchange Commission (the "SEC". In addition, Mitcham expects to grant the underwriter a 30-day option to purchase from it an additional 90,000 shares of Series A Preferred Stock. LTS: 2.24 (-0.03), MIND: 3.25 (+0.01)
Triad Advisors Welcomes Keeney Financial Group To Its Broker-Dealer And Hybrid RIA Platform
PR Newswire - Tue May 17, 8:00AM CDT
Triad Advisors, Inc. today announced that Keeney Financial Group ("Keeney Financial"
has transitioned to the Triad Advisors broker-dealer and hybrid RIA multi-custodial platform. Keeney brings $350 million in client assets, as of March 2016, which is approximately evenly split between fee-based advisory and brokerage accounts. Triad Advisors is a leading independent broker-dealer supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, and is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS). LTS: 2.24 (-0.03)
Securities America Launches Innovative New Coaching Program
BusinessWire - Tue May 17, 7:00AM CDT
To meet a growing demand from financial advisors for personalized consultation, Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), recently launched its First Friday Coaching program.
LTS: 2.24 (-0.03)
