$PSGR S.E.C. Regulation 8K https://www.s
Post# of 1538
Posted On: 05/23/2016 6:05:44 AM
$PSGR
S.E.C. Regulation 8K
https://www.sec.gov/answers/form8k.htm
Please read the whole first page at the site .
IT SAYS THIS THERE, close to the beginning :
" In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis . Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about. "
((( Note from Unti2017 : ... In the paragraph above, I have made the
emphasis of the phrase "on a more current basis". )))
" The instructions for Form 8-K describe the types of events that trigger a public company's
obligation to file a current report , including any of the following : "
PERSHING HAS BEEN ONE HUNDRED PERCENT REQUIRED
TO FILE AN 8K WITH TEST RESULTS / ASSAY RESULTS OVER
THE YEARS.
They have filed no 8Ks with ASSAY RESULTS. ... Jeez, the com-
ments I could make about that. ... But for the moment, I will not.
This is the verbiage, absent formatting ( it is lost when I do the copy
and paste quickly from the SEC web site ) :
Section 1 Registrant's Business and Operations
Item 1.01 Entry into a Material Definitive Agreement
Item 1.02 Termination of a Material Definitive Agreement
Item 1.03 Bankruptcy or Receivership
Item 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations
Section 2 Financial Information
Item 2.01 Completion of Acquisition or Disposition of Assets
Item 2.02 Results of Operations and Financial Condition
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Item 2.05 Costs Associated with Exit or Disposal Activities
Item 2.06 Material Impairments
Section 3 Securities and Trading Markets
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.02 Unregistered Sales of Equity Securities
Item 3.03 Material Modification to Rights of Security Holders
Section 4 Matters Related to Accountants and Financial Statements
Item 4.01 Changes in Registrant's Certifying Accountant
Item 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
Section 5 Corporate Governance and Management
Item 5.01 Changes in Control of Registrant
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
Item 5.05 Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.06 Change in Shell Company Status
Item 5.07 Submission of Matters to a Vote of Security Holders
Item 5.08 Shareholder Director Nominations
Section 6 Asset-Backed Securities
Item 6.01 ABS Informational and Computational Material
Item 6.02 Change of Servicer or Trustee
Item 6.03 Change in Credit Enhancement or Other External Support
Item 6.04 Failure to Make a Required Distribution
Item 6.05 Securities Act Updating Disclosure
Section 7 Regulation FD
Item 7.01 Regulation FD Disclosure
Section 8 Other Events
Item 8.01 Other Events (The registrant can use this Item to report events that are not specifically called for by Form 8-K, that the registrant considers to be of importance to security holders.)
Section 9 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits
" Companies have four business days to file a Form 8-K for the events specified in the items in Sections 1-6 and 9 above. However, if the issuer is furnishing a Form 8-K solely to satisfy its obligations under Regulation FD, then the due date might be earlier. (Issuers with questions concerning compliance with Regulation FD should consult with counsel or the SECs Division of Corporation Finance.) "
NOTE THIS ! ... NOTE THIS ! ... NOTE THIS ! ... NOTE THIS ! ...
Under REGULATION 8K, Pershing Resources is required to file
an 8k regarding test assay results. ... And they have not. ... Under the
FD portion of the regulation, ASSAY RESULTS MUST BE TURNED
OVER TO ALL SHAREHOLDERS SIMULTANEOUSLY. ... And they
have not done so.
IT IS CLEAR THAT CERTAIN SPECIAL CLASSES OF INVESTORS
HAVE RECEIVED ASSAY RESULTS AHEAD OF THE GENERAL
SHARE HOLDING PUBLIC .
A clear violation of securities laws. .... In particular, Regulation FD .
PROOF : ....
Were it not true that certain classes of investors have or had re-
ceived assay results ahead of the general share holding public,
. . . then why would such special classes of investors have made
or be making private placement investments in Pershing Stock ?
A shareholder lawsuit is in Pershing's future. ... INDEED IT IS !
Until2017
S.E.C. Regulation 8K
https://www.sec.gov/answers/form8k.htm
Please read the whole first page at the site .
IT SAYS THIS THERE, close to the beginning :
" In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis . Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about. "
((( Note from Unti2017 : ... In the paragraph above, I have made the
emphasis of the phrase "on a more current basis". )))
" The instructions for Form 8-K describe the types of events that trigger a public company's
obligation to file a current report , including any of the following : "
PERSHING HAS BEEN ONE HUNDRED PERCENT REQUIRED
TO FILE AN 8K WITH TEST RESULTS / ASSAY RESULTS OVER
THE YEARS.
They have filed no 8Ks with ASSAY RESULTS. ... Jeez, the com-
ments I could make about that. ... But for the moment, I will not.
This is the verbiage, absent formatting ( it is lost when I do the copy
and paste quickly from the SEC web site ) :
Section 1 Registrant's Business and Operations
Item 1.01 Entry into a Material Definitive Agreement
Item 1.02 Termination of a Material Definitive Agreement
Item 1.03 Bankruptcy or Receivership
Item 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations
Section 2 Financial Information
Item 2.01 Completion of Acquisition or Disposition of Assets
Item 2.02 Results of Operations and Financial Condition
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Item 2.05 Costs Associated with Exit or Disposal Activities
Item 2.06 Material Impairments
Section 3 Securities and Trading Markets
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.02 Unregistered Sales of Equity Securities
Item 3.03 Material Modification to Rights of Security Holders
Section 4 Matters Related to Accountants and Financial Statements
Item 4.01 Changes in Registrant's Certifying Accountant
Item 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
Section 5 Corporate Governance and Management
Item 5.01 Changes in Control of Registrant
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
Item 5.05 Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.06 Change in Shell Company Status
Item 5.07 Submission of Matters to a Vote of Security Holders
Item 5.08 Shareholder Director Nominations
Section 6 Asset-Backed Securities
Item 6.01 ABS Informational and Computational Material
Item 6.02 Change of Servicer or Trustee
Item 6.03 Change in Credit Enhancement or Other External Support
Item 6.04 Failure to Make a Required Distribution
Item 6.05 Securities Act Updating Disclosure
Section 7 Regulation FD
Item 7.01 Regulation FD Disclosure
Section 8 Other Events
Item 8.01 Other Events (The registrant can use this Item to report events that are not specifically called for by Form 8-K, that the registrant considers to be of importance to security holders.)
Section 9 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits
" Companies have four business days to file a Form 8-K for the events specified in the items in Sections 1-6 and 9 above. However, if the issuer is furnishing a Form 8-K solely to satisfy its obligations under Regulation FD, then the due date might be earlier. (Issuers with questions concerning compliance with Regulation FD should consult with counsel or the SECs Division of Corporation Finance.) "
NOTE THIS ! ... NOTE THIS ! ... NOTE THIS ! ... NOTE THIS ! ...
Under REGULATION 8K, Pershing Resources is required to file
an 8k regarding test assay results. ... And they have not. ... Under the
FD portion of the regulation, ASSAY RESULTS MUST BE TURNED
OVER TO ALL SHAREHOLDERS SIMULTANEOUSLY. ... And they
have not done so.
IT IS CLEAR THAT CERTAIN SPECIAL CLASSES OF INVESTORS
HAVE RECEIVED ASSAY RESULTS AHEAD OF THE GENERAL
SHARE HOLDING PUBLIC .
A clear violation of securities laws. .... In particular, Regulation FD .
PROOF : ....
Were it not true that certain classes of investors have or had re-
ceived assay results ahead of the general share holding public,
. . . then why would such special classes of investors have made
or be making private placement investments in Pershing Stock ?
A shareholder lawsuit is in Pershing's future. ... INDEED IT IS !
Until2017
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