Beaufort and COR....hmmmmm ....or maybe just Beaufort

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100MPH meikodog #9097
Beaufort and COR....hmmmmm ....or maybe just Beaufort without Cor knowing or performing their own compliance......either way....I don thing the TA is at fault at all.
Signature has somewhat of an interesting pattern going on with their issuers.....maybe it will come out later as that special connection....you never know!

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Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”

https://www.bloomberg.com/opinion/articles/20...ify%20wall

https://www.scotusblog.com/case-files/cases/m...v-manning/
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