Just thought I'd pull the following up: https:/
Post# of 22940
Posted On: 02/10/2016 5:54:38 PM
Just thought I'd pull the following up:
https://www.sec.gov/about/laws/sea34-12g.pdf
115 SECURITIES EXCHANGE ACT OF 1934 Sec. 12
(G) any security issued by an insurance company if all of
the following conditions are met:
(i) Such insurance company is required to and does file
an annual statement with the Commissioner of Insurance
(or other officer or agency performing a similar function)
of its domiciliary State, and such annual statement conforms
to that prescribed by the National Association of Insurance
Commissioners or in the determination of such
State commissioner, officer or agency substantially conforms
to that so prescribed.
(ii) Such insurance company is subject to regulation by
its domiciliary State of proxies, consents, or authorizations
in respect of securities issued by such company and such
regulation conforms to that prescribed by the National Association
of Insurance Commissioners.
(iii) After July 1, 1966, the purchase and sales of securities
issued by such insurance company by beneficial owners,
directors, or officers of such company are subject to
regulation (including reporting) by its domiciliary State
substantially in the manner provided in section 16 of this
title.
https://www.sec.gov/about/forms/form8-a.pdf
https://www.sec.gov/about/laws/sea34-12g.pdf
115 SECURITIES EXCHANGE ACT OF 1934 Sec. 12
(G) any security issued by an insurance company if all of
the following conditions are met:
(i) Such insurance company is required to and does file
an annual statement with the Commissioner of Insurance
(or other officer or agency performing a similar function)
of its domiciliary State, and such annual statement conforms
to that prescribed by the National Association of Insurance
Commissioners or in the determination of such
State commissioner, officer or agency substantially conforms
to that so prescribed.
(ii) Such insurance company is subject to regulation by
its domiciliary State of proxies, consents, or authorizations
in respect of securities issued by such company and such
regulation conforms to that prescribed by the National Association
of Insurance Commissioners.
(iii) After July 1, 1966, the purchase and sales of securities
issued by such insurance company by beneficial owners,
directors, or officers of such company are subject to
regulation (including reporting) by its domiciliary State
substantially in the manner provided in section 16 of this
title.
https://www.sec.gov/about/forms/form8-a.pdf
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