Finra is still in the process of analyzing the blu
Post# of 11036
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Finra is still in the process of analyzing the bluesheet information
More like Finra is a waste of time and space. They are holding onto the liability as long as possible before a judge requests the goods. Finra and the SEC are useless!
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If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”
https://www.bloomberg.com/opinion/articles/20...ify%20wall
https://www.scotusblog.com/case-files/cases/m...v-manning/