COR Clearing, ETRADE, IHUB, Beaufort, Nobilis and
Post# of 11038
Posted On: 01/27/2016 11:47:36 AM
COR Clearing, ETRADE, IHUB, Beaufort, Nobilis and Macallan, ect involved with the sale of CRGP unregistered stock (Cases pending resolution)
COR Clearing, LLC v. Calissio Resources Group, Inc. et al CIVIL DOCKET FOR CASE #: 8:15-cv-00317-LES-FG3
https://dockets.justia.com/docket/new-jersey/...980/328437
https://www.docdroid.net/sxTEyJf/l-pro-scan887.pdf.html
Beaufort, Nobilis and Macallan were busy unloading shares from the note conversions and at the same time shareholders (and apparently 'insiders' of CRGP) were buying up shares in anticipation of a dividend payout in late August. I find it interesting to see the volume breakdown on a monthly basis by market participant. G1 execution services (ETRF or etrade) was the volume leader in July, August and September, which might help explain their decision to plan ahead and anticipate a possible clawback of the dividend. Ameritrade filed a response Friday expressing concern over notifying their clients who hold about 100 million shares. Etrade's task would be potentially much more difficult if it had to break bad news to their clients with quite a few more shares on hand.
June 2015
1- KCG AMERICAS LLC (NITE) = 9,819,017
2- CITADEL SECURITIES LLC = 4,825,801
3- THE VERTICAL GROUP = 3,953,402
4- CANACCORD GENUITY INC. = 3,605,528
5- VFINANCE iNVESTMENTS, INC = 2,910,300
6- VANDHAM SECURITIES CORP. = 2,699,700
7- G1 EXECUTION SERVICES, LLC (ETRF) = 2,530,545
JULY 2015
1- G1 EXECUTION SERVICES, LLC = 80,942,012
2- CITADEL SECURITIES LLC = 57,310,545
3- Buckman, Buckman & Reid, Inc. = 55,229,250
4- CANACCORD GENUITY INC.= 46,160,339
5- Vfinance Investments, Inc = 45,236,717
AUGUST 2015
1- G1 EXECUTION SERVICES, LLC = 840,392,885
2- Buckman, Buckman & Reid, Inc. = 504,245,129
3- KCG AMERICAS LLC = 438,528,738
4- CITADEL SECURITIES LLC = 398,560,424
5- CANACCORD GENUITY INC. = 391,510,020
SEPTEMBER 2015
1- G1 EXECUTION SERVICES, LLC = 85,721,094
2- CITADEL SECURITIES LLC = 71,737,015
3- KCG AMERICAS LLC = 50,518,339
4- CANACCORD GENUITY INC. = 48,882,028
5- Cantor Fitzgerald & Co. = 12,877,589
http://otce.finra.org/MonthlyShareVolume
$CRGP
COR Clearing, LLC v. Calissio Resources Group, Inc. et al CIVIL DOCKET FOR CASE #: 8:15-cv-00317-LES-FG3
https://dockets.justia.com/docket/new-jersey/...980/328437
https://www.docdroid.net/sxTEyJf/l-pro-scan887.pdf.html
Beaufort, Nobilis and Macallan were busy unloading shares from the note conversions and at the same time shareholders (and apparently 'insiders' of CRGP) were buying up shares in anticipation of a dividend payout in late August. I find it interesting to see the volume breakdown on a monthly basis by market participant. G1 execution services (ETRF or etrade) was the volume leader in July, August and September, which might help explain their decision to plan ahead and anticipate a possible clawback of the dividend. Ameritrade filed a response Friday expressing concern over notifying their clients who hold about 100 million shares. Etrade's task would be potentially much more difficult if it had to break bad news to their clients with quite a few more shares on hand.
June 2015
1- KCG AMERICAS LLC (NITE) = 9,819,017
2- CITADEL SECURITIES LLC = 4,825,801
3- THE VERTICAL GROUP = 3,953,402
4- CANACCORD GENUITY INC. = 3,605,528
5- VFINANCE iNVESTMENTS, INC = 2,910,300
6- VANDHAM SECURITIES CORP. = 2,699,700
7- G1 EXECUTION SERVICES, LLC (ETRF) = 2,530,545
JULY 2015
1- G1 EXECUTION SERVICES, LLC = 80,942,012
2- CITADEL SECURITIES LLC = 57,310,545
3- Buckman, Buckman & Reid, Inc. = 55,229,250
4- CANACCORD GENUITY INC.= 46,160,339
5- Vfinance Investments, Inc = 45,236,717
AUGUST 2015
1- G1 EXECUTION SERVICES, LLC = 840,392,885
2- Buckman, Buckman & Reid, Inc. = 504,245,129
3- KCG AMERICAS LLC = 438,528,738
4- CITADEL SECURITIES LLC = 398,560,424
5- CANACCORD GENUITY INC. = 391,510,020
SEPTEMBER 2015
1- G1 EXECUTION SERVICES, LLC = 85,721,094
2- CITADEL SECURITIES LLC = 71,737,015
3- KCG AMERICAS LLC = 50,518,339
4- CANACCORD GENUITY INC. = 48,882,028
5- Cantor Fitzgerald & Co. = 12,877,589
http://otce.finra.org/MonthlyShareVolume
$CRGP
(0)
(0)Calissio Resources Group, Inc. (CRGP) Stock Research Links
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"The Preamble
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Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”
https://www.bloomberg.com/opinion/articles/20...ify%20wall
https://www.scotusblog.com/case-files/cases/m...v-manning/
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