The TA must have the cert in hand or the broker as
Post# of 11038
Posted On: 12/13/2015 9:30:48 PM
Re: energy_wave #7343
The TA must have the cert in hand or the broker assumes responsibility and sells them as shorts.
Quote:
A.L._is_retired Member Level Sunday, 12/13/15 09:21:39 PM
Re: 1manband post# 43251
Post # of 43256
That is totally wrong. The TA must have the cert in hand or the broker assumes responsibility and sells them as shorts..
I am an institutional investor and I know how it works. I still have some 506 share from way back cause the stock went to "no bid" b4 I could get sold.
Good night people !!!
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