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  4. OSL Holdings Inc. (OSLH) Message Board

No Shorts that I can find. Initial OTC BB Certific

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Post# of 46
Posted On: 04/14/2015 10:02:28 PM
Posted By: AlexSGabor
Re: CherylShuman #18
No Shorts that I can find. Initial OTC BB Certification:

OTCQB Certification
I, Thomas D'Orazio, VP, Corporate Controller & Principal Accounting Officer of OSLHoldings Inc. (“the Company”), certify that:
a. The Company is registered with the SEC or exempt from SEC registration as indicated below (check one):
Company is registered under Section 12g of the Exchange Act
Company is relying on Exchange Act Rule 12g3-2(b)
Company is a bank that reports to a Bank Regulator under Section 12(i) of the Exchange Act Company is a bank that is non-SEC reporting but is current in its reporting to a Banking Regulator Other (describe)
b. The Company is current in its reporting obligations as of the most recent fiscal year end and any subsequent quarters, and such information has been posted either on the SEC’s EDGAR system or the OTC Disclosure & News Service, as applicable.
c. The Company Profile displayed on www.otcmarkets.com is current and complete as of November 26, 2014 and includes the total shares outstanding, authorized, and in the public float as of that date.
d. The following is a complete list of attorney(s) and law firm(s) who advised or assisted in the preparation of the Company’s most recent annual report, including in-house counsel: (If no attorney assisted in putting together the disclosure, indicate the person or persons who prepared the disclosure and their relationship to the company.)
Laura Anthony, Esq.
Legal & Compliance, LLC
330 Clematis Street, Suite 217
West Palm Beach, FL 33401
Phone: 561-514-0936
Email: LAnthony@legalandcompliance.com
e. The following is a complete list of third party providers, including names and addresses, engaged by the Company, its officers, directors or controlling shareholders, during the period from the Company’s prior fiscal year end to the date of this OTCQB Certification, to provide investor relations services, public relations services, or other related services to the Company including promotion of the Company or its securities:
Craig S. Fischer, Communications Manager Strategic Tactical Asset Trading LLC
1926 Hollywood Boulevard, Suite 209 Hollywood, FL 33020
Phone: 786-375-0556 Email: cravvi1@gmail.com
f. Listed below are the names, legal addresses and % of shares owned by all Officers, Directors and Control Persons (control persons are beneficial owners of more than five percent (5%) of any class of the issuer’s equity securities). If any of the beneficial shareholders are corporate shareholders, the name and address of the person(s) owning or controlling such corporate shareholders and the resident agents of the corporate shareholders must also be included.

Name

Address (City and State only)


% Shares Owned

Robert H. Rothenberg
1327 University Drive Yardley, PA 19067
17.302%
Steven Gormley

425 Newtown TPKE Redding, CT 06896
15.565%

Eli Feder

1231 East 35th Street Brooklyn, NY 11210
15.716%
OTC Markets Group Inc.

Armk, LLC

258 Washington Avenue Tappan, NY 10983


6.250%

Cede & Co.
P.O. Box 20
Bowling Green Station New York, NY 10274
24.025%







Date: November 26, 2014
Name of Certifying CEO or CFO: Thomas D'Orazio
Title: VP, Corporate Controller & Principal Accounting Officer
Signature: /s/ Thomas D'Orazio
(Digital Signatures should appear as “/s/ [OFFICER NAME]”)


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