Lpl Investment Holdings Inc (LPLA) 45.60 $LPLA
LPL Financial Announces Addition of Ellsworth Private Wealth Management
GlobeNewswire - Thu Feb 12, 8:15AM CST
- Newly Formed, Independent Advisory Firm Focuses on Retirement Planning and Investment Management for High Net Worth Retail Investors and Independent Business Owners -
LPLA: 45.60 (+0.14)
LPL Financial Welcomes Wellspring Advisor Group
GlobeNewswire - Mon Feb 09, 8:15AM CST
- Newly Launched Independent Advisory Practice, Led by Veteran Retirement Plan Specialist, Focuses on Retirement Planning and Wealth Management for Professional Service Firms and Business Owners -
LPLA: 45.60 (+0.14)
Study Sponsored by LPL Financial Defines the Value of Investment Clients to Financial Institutions
GlobeNewswire - Tue Jan 27, 10:09AM CST
LPL Financial and Kehrer Bielan Research & Consulting today released several key findings from a co-sponsored study, The Value of an Investment Client to a Bank or Credit Union. The study built upon the findings of similar research done in 2012 that recognized the value and return that investment programs bring to financial institutions.
FISI: 22.98 (-0.02), LPLA: 45.60 (+0.14)
LPL Financial Announces Fourth Quarter and 2014 Year-End Earnings Release Date and Conference Call
GlobeNewswire - Mon Jan 12, 3:11PM CST
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company"
, parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , today announced it will report its fourth quarter and 2014 year-end financial results before the market opens on Thursday, Feb. 19, 2015. The Company will also hold a conference call to discuss results at 8 a.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 62844261.
LPLA: 45.60 (+0.14)
Hedge Fund Clustering
AlphaBetaWorks - Seeking Alpha - Tue Jan 06, 11:25AM CST
Hedge Fund Crowding and Hedge Fund Clustering In an earlier article we surveyed the crowding of approximately 400 medium and lower turnover U.S. hedge funds. We constructed an aggregate position-weighted portfolio consisting of over 200 popular...
MU: 31.85 (-0.09), VRX: 167.00 (-0.50), LMT: 196.95 (-0.53), DAL: 44.50 (-0.31), FB: 75.74 (-0.49), CHTR: 177.88 (+0.85), LNG: 74.48 (+0.90), XOM: 93.37 (+1.00), BAC: 16.61 (-0.06), PCLN: 1,103.37 (+11.42), AGN: 229.49 (+1.87), BIDU: 212.13 (+7.11), SUNE: 21.45 (+0.30), AAL: 48.39 (+0.51), CAR: 62.30 (+1.04), DG: 68.82 (+1.23), AIG: 53.96 (+1.51), LPLA: 45.60 (+0.14), AAPL: 127.08 (+0.62)
LPL Financial boosted by upgrade
Seeking Alpha - at Seeking Alpha - Mon Jan 05, 8:50AM CST
LPLA: 45.60 (+0.14)
It's Not Too Late To Buy Into Ladenburg Thalmann
InsiderInsights - at Seeking Alpha - Thu Jan 01, 10:24AM CST
LTS: 3.92 (-0.02), LPLA: 45.60 (+0.14)
Investment Banking and Brokerage Equities Technical Notes -- E*TRADE Financial, BGC Partners, TD Ameritrade Holding, RCS Capital, and LPL Financial Holdings
PR Newswire - Wed Dec 31, 7:45AM CST
Investor-Edge has initiated coverage on the following equities: E*TRADE Financial Corporation (NASDAQ: ETFC), BGC Partners Inc. (NASDAQ: BGCP), TD Ameritrade Holding Corporation (NYSE: AMTD), RCS Capital Corporation (NYSE: RCAP), and LPL Financial Holdings Inc. (NASDAQ: LPLA). Free research on these five companies can be accessed at: http://investor-edge.com/register. On Tuesday, December 30, 2014, the NASDAQ Composite ended at 4,777.44, down 0.61%, the Dow Jones Industrial Average lost 0.31%, to finish the day at 17,983.07, and the S&P 500 closed at 2,080.35, down 0.49%. The losses were broad based as all the sectors ended the session in negative. The S&P 500 Financials Sector Index ended the day at 337.41, down 0.13%, while the index has advanced 8.04% in the previous three months. Register for your complimentary reports on these five stocks at:
RCAP: 10.28 (+0.28), ETFC: 25.65 (-0.26), LPLA: 45.60 (+0.14), AMTD: 35.84 (-0.22), BGCP: 9.34 (+0.19)
LPL Financial to Present at the 2014 Goldman Sachs U.S. Financial Services Conference
GlobeNewswire - Wed Dec 03, 5:05AM CST
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company" , parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , announced today that Chairman & CEO Mark Casady will present at the 2014 Goldman Sachs U.S. Financial Services Conference on Wednesday, Dec. 10, 2014 at 2 p.m. (EST) at The Conrad Hotel in New York. The presentation will include remarks on the Company's outlook for 2015.
LPLA: 45.60 (+0.14)
Lpl Financial Holdings Stock Sees Short Interest Surge 61.2%
MarketNewsVideo.com - Wed Nov 26, 2:47PM CST
The most recent short interest data has been released by the NASDAQ for the 11/14/2014 settlement date, which shows a 796,314 share increase in total short interest for Lpl Financial Holdings Incorporated , to 2,096,766, an increase of 61.23% since...
LPLA: 45.60 (+0.14)
Dow 30 Stock Roundup: Home Depot Beats, Intel Raises Sales Guidance, Dividend - Analyst Blog
Swarup Gupta - Zacks Investment Research - Fri Nov 21, 10:08AM CST
The Dow enjoyed a week of gains, declining marginally only on Wednesday.
HD: 111.89 (-0.27), JPM: 59.67 (+0.10), IBM: 160.40 (+1.88), LPLA: 45.60 (+0.14), INTC: 34.36 (+0.23), BA: 149.73 (+1.64)
Bank Stock Roundup: Restructuring Continues, Citigroup & JPMorgan in Focus - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Fri Nov 21, 10:04AM CST
Amid ongoing pressure on revenues, the strategy of streamlining operations to reduce costs remained prominent in the last five trading days. JPMorgan Chase & Co. (JPM) and Citigroup Inc. (C) lead the field of continued restructuring activities in the industry.
DFS: 59.89 (+0.46), GS: 189.00 (-0.78), COF: 78.88 (-0.41), JPM: 59.67 (+0.10), USB: 45.07 (-0.05), C: 51.20 (+0.31), BAC: 16.61 (-0.06), WFC: 55.33 (+0.47), LPLA: 45.60 (+0.14), MS: 36.78 (-0.12)
The Securities Arbitration Law Firm of Klayman & Toskes Investigates LPL Financial and VALIC Financial Advisors Relating to the Supervision of Jodie Linn Miller and the Sale of Tri-Med Corporation Notes
Business Wire - Thu Nov 20, 3:18PM CST
The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.nasd-law.com, announced today that it is investigating LPL Financial ("LPL" (NasdaqGS: LPLA) and VALIC Financial Advisors ("VALIC" , a part of American International Group (NYSE: AIG), relating to the supervision of Jodie Linn Miller ("Miller" (CRD No. 4772684) and the sale of Tri-Med Corporation ("Tri-Med" Notes. On November 12, 2014, Miller entered into a Letter of Acceptance, Waiver and Consent ("AWC" with the Financial Industry Regulatory Authority ("FINRA" , in connection with allegations of selling away securities in Tri-Med. Selling away occurs when a broker sells securities products to her customers without prior approval from her broker-dealer. In the AWC, Miller consented to a suspension from association with any FINRA member for 18 months, and a fine of $53,225, which includes disgorgement in the amount of $38,225, plus interest.
AIG: 53.96 (+1.51), LPLA: 45.60 (+0.14)
LPL Investment Holdings Has Returned 13.2% Since SmarTrend Recommendation (LPLA)
Comtex SmarTrend(R) - Thu Nov 20, 9:32AM CST
SmarTrend identified a Downtrend for LPL Investment Holdings (NASDAQ:LPLA) on July 31st, 2014 at $48.05. In approximately 4 months, LPL Investment Holdings has returned 13.19% as of today's recent price of $41.71.
LPLA: 45.60 (+0.14)
JPMorgan & LPL Financial Ink Municipal Bond Deal - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Wed Nov 19, 5:20PM CST
JPMorgan (JPM), the largest bank in the U.S., announced a municipal bond deal with LPL Financial LLC, the wholly owned subsidiary of LPL Financial Holdings (LPLA).
JPM: 59.67 (+0.10), EBSB: 12.34 (-0.11), BANF: 59.91 (+0.25), LPLA: 45.60 (+0.14)
Watch for LPL Investment Holdings to Potentially Pullback After Gaining 1.13% Yesterday
Comtex SmarTrend(R) - Tue Nov 11, 5:02PM CST
LPL Investment Holdings (NASDAQ:LPLA) traded in a range yesterday that spanned from a low of $42.18 to a high of $43.30. Yesterday, the shares gained 1.1%, which took the trading range above the 3-day high of $42.57 on volume of 765,000 shares. Often times after large one-day gains, short term traders will seek to take profits and, as such, investors should be cautious.
LPLA: 45.60 (+0.14)
LPL Financial Welcomes Goss Wealth Management to Broker-Dealer and RIA Custodial Platform
GlobeNewswire - Tue Nov 11, 8:23AM CST
LPL Financial LLC ("LPL Financial" , the nation's largest independent broker-dealer*, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq:LPLA), today announced that Goss Wealth Management has transitioned to the LPL broker-dealer and hybrid RIA custodial platform. Goss Wealth Management has a total of four financial advisors and four support staff, as well as a chief financial officer. The firm previously supported client brokerage and advisory assets of approximately $520 million as of June 20, 2014.
LPLA: 45.60 (+0.14)
LPL Investment Holdings Shares Down 12.0% Since SmarTrend's Sell Call (LPLA)
Comtex SmarTrend(R) - Thu Nov 06, 9:36AM CST
SmarTrend identified a Downtrend for LPL Investment Holdings (NASDAQ:LPLA) on July 31st, 2014 at $48.05. In approximately 3 months, LPL Investment Holdings has returned 12.04% as of today's recent price of $42.26.
LPLA: 45.60 (+0.14)
LPL Financial Indefinitely Suspends Sales of Investment Products Sponsored by American Realty Capital Properties and RCS Capital
GlobeNewswire - Tue Nov 04, 1:45PM CST
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company" , parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , today announced it is indefinitely suspending sales of investment products sponsored by American Realty Capital Properties, Inc. and RCS Capital Corporation and their respective affiliates.
RCAP: 10.28 (+0.28), LPLA: 45.60 (+0.14)
LPL Financial's (LPLA) CEO Mark Casady on Q3 2014 Results - Earnings Call Transcript
SA Transcripts - at Seeking Alpha - Thu Oct 30, 10:27AM CDT
LPLA: 45.60 (+0.14)
LPL Financial Announces Addition of Ellsworth Private Wealth Management
GlobeNewswire - Thu Feb 12, 8:15AM CST
- Newly Formed, Independent Advisory Firm Focuses on Retirement Planning and Investment Management for High Net Worth Retail Investors and Independent Business Owners -
LPLA: 45.60 (+0.14)
LPL Financial Welcomes Wellspring Advisor Group
GlobeNewswire - Mon Feb 09, 8:15AM CST
- Newly Launched Independent Advisory Practice, Led by Veteran Retirement Plan Specialist, Focuses on Retirement Planning and Wealth Management for Professional Service Firms and Business Owners -
LPLA: 45.60 (+0.14)
Study Sponsored by LPL Financial Defines the Value of Investment Clients to Financial Institutions
GlobeNewswire - Tue Jan 27, 10:09AM CST
LPL Financial and Kehrer Bielan Research & Consulting today released several key findings from a co-sponsored study, The Value of an Investment Client to a Bank or Credit Union. The study built upon the findings of similar research done in 2012 that recognized the value and return that investment programs bring to financial institutions.
FISI: 22.98 (-0.02), LPLA: 45.60 (+0.14)
LPL Financial Announces Fourth Quarter and 2014 Year-End Earnings Release Date and Conference Call
GlobeNewswire - Mon Jan 12, 3:11PM CST
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company"
, parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , today announced it will report its fourth quarter and 2014 year-end financial results before the market opens on Thursday, Feb. 19, 2015. The Company will also hold a conference call to discuss results at 8 a.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 62844261. LPLA: 45.60 (+0.14)
Hedge Fund Clustering
AlphaBetaWorks - Seeking Alpha - Tue Jan 06, 11:25AM CST
Hedge Fund Crowding and Hedge Fund Clustering In an earlier article we surveyed the crowding of approximately 400 medium and lower turnover U.S. hedge funds. We constructed an aggregate position-weighted portfolio consisting of over 200 popular...
MU: 31.85 (-0.09), VRX: 167.00 (-0.50), LMT: 196.95 (-0.53), DAL: 44.50 (-0.31), FB: 75.74 (-0.49), CHTR: 177.88 (+0.85), LNG: 74.48 (+0.90), XOM: 93.37 (+1.00), BAC: 16.61 (-0.06), PCLN: 1,103.37 (+11.42), AGN: 229.49 (+1.87), BIDU: 212.13 (+7.11), SUNE: 21.45 (+0.30), AAL: 48.39 (+0.51), CAR: 62.30 (+1.04), DG: 68.82 (+1.23), AIG: 53.96 (+1.51), LPLA: 45.60 (+0.14), AAPL: 127.08 (+0.62)
LPL Financial boosted by upgrade
Seeking Alpha - at Seeking Alpha - Mon Jan 05, 8:50AM CST
LPLA: 45.60 (+0.14)
It's Not Too Late To Buy Into Ladenburg Thalmann
InsiderInsights - at Seeking Alpha - Thu Jan 01, 10:24AM CST
LTS: 3.92 (-0.02), LPLA: 45.60 (+0.14)
Investment Banking and Brokerage Equities Technical Notes -- E*TRADE Financial, BGC Partners, TD Ameritrade Holding, RCS Capital, and LPL Financial Holdings
PR Newswire - Wed Dec 31, 7:45AM CST
Investor-Edge has initiated coverage on the following equities: E*TRADE Financial Corporation (NASDAQ: ETFC), BGC Partners Inc. (NASDAQ: BGCP), TD Ameritrade Holding Corporation (NYSE: AMTD), RCS Capital Corporation (NYSE: RCAP), and LPL Financial Holdings Inc. (NASDAQ: LPLA). Free research on these five companies can be accessed at: http://investor-edge.com/register. On Tuesday, December 30, 2014, the NASDAQ Composite ended at 4,777.44, down 0.61%, the Dow Jones Industrial Average lost 0.31%, to finish the day at 17,983.07, and the S&P 500 closed at 2,080.35, down 0.49%. The losses were broad based as all the sectors ended the session in negative. The S&P 500 Financials Sector Index ended the day at 337.41, down 0.13%, while the index has advanced 8.04% in the previous three months. Register for your complimentary reports on these five stocks at:
RCAP: 10.28 (+0.28), ETFC: 25.65 (-0.26), LPLA: 45.60 (+0.14), AMTD: 35.84 (-0.22), BGCP: 9.34 (+0.19)
LPL Financial to Present at the 2014 Goldman Sachs U.S. Financial Services Conference
GlobeNewswire - Wed Dec 03, 5:05AM CST
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company"
, parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , announced today that Chairman & CEO Mark Casady will present at the 2014 Goldman Sachs U.S. Financial Services Conference on Wednesday, Dec. 10, 2014 at 2 p.m. (EST) at The Conrad Hotel in New York. The presentation will include remarks on the Company's outlook for 2015. LPLA: 45.60 (+0.14)
Lpl Financial Holdings Stock Sees Short Interest Surge 61.2%
MarketNewsVideo.com - Wed Nov 26, 2:47PM CST
The most recent short interest data has been released by the NASDAQ for the 11/14/2014 settlement date, which shows a 796,314 share increase in total short interest for Lpl Financial Holdings Incorporated , to 2,096,766, an increase of 61.23% since...
LPLA: 45.60 (+0.14)
Dow 30 Stock Roundup: Home Depot Beats, Intel Raises Sales Guidance, Dividend - Analyst Blog
Swarup Gupta - Zacks Investment Research - Fri Nov 21, 10:08AM CST
The Dow enjoyed a week of gains, declining marginally only on Wednesday.
HD: 111.89 (-0.27), JPM: 59.67 (+0.10), IBM: 160.40 (+1.88), LPLA: 45.60 (+0.14), INTC: 34.36 (+0.23), BA: 149.73 (+1.64)
Bank Stock Roundup: Restructuring Continues, Citigroup & JPMorgan in Focus - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Fri Nov 21, 10:04AM CST
Amid ongoing pressure on revenues, the strategy of streamlining operations to reduce costs remained prominent in the last five trading days. JPMorgan Chase & Co. (JPM) and Citigroup Inc. (C) lead the field of continued restructuring activities in the industry.
DFS: 59.89 (+0.46), GS: 189.00 (-0.78), COF: 78.88 (-0.41), JPM: 59.67 (+0.10), USB: 45.07 (-0.05), C: 51.20 (+0.31), BAC: 16.61 (-0.06), WFC: 55.33 (+0.47), LPLA: 45.60 (+0.14), MS: 36.78 (-0.12)
The Securities Arbitration Law Firm of Klayman & Toskes Investigates LPL Financial and VALIC Financial Advisors Relating to the Supervision of Jodie Linn Miller and the Sale of Tri-Med Corporation Notes
Business Wire - Thu Nov 20, 3:18PM CST
The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.nasd-law.com, announced today that it is investigating LPL Financial ("LPL"
(NasdaqGS: LPLA) and VALIC Financial Advisors ("VALIC" , a part of American International Group (NYSE: AIG), relating to the supervision of Jodie Linn Miller ("Miller" (CRD No. 4772684) and the sale of Tri-Med Corporation ("Tri-Med" Notes. On November 12, 2014, Miller entered into a Letter of Acceptance, Waiver and Consent ("AWC" with the Financial Industry Regulatory Authority ("FINRA" , in connection with allegations of selling away securities in Tri-Med. Selling away occurs when a broker sells securities products to her customers without prior approval from her broker-dealer. In the AWC, Miller consented to a suspension from association with any FINRA member for 18 months, and a fine of $53,225, which includes disgorgement in the amount of $38,225, plus interest. AIG: 53.96 (+1.51), LPLA: 45.60 (+0.14)
LPL Investment Holdings Has Returned 13.2% Since SmarTrend Recommendation (LPLA)
Comtex SmarTrend(R) - Thu Nov 20, 9:32AM CST
SmarTrend identified a Downtrend for LPL Investment Holdings (NASDAQ:LPLA) on July 31st, 2014 at $48.05. In approximately 4 months, LPL Investment Holdings has returned 13.19% as of today's recent price of $41.71.
LPLA: 45.60 (+0.14)
JPMorgan & LPL Financial Ink Municipal Bond Deal - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Wed Nov 19, 5:20PM CST
JPMorgan (JPM), the largest bank in the U.S., announced a municipal bond deal with LPL Financial LLC, the wholly owned subsidiary of LPL Financial Holdings (LPLA).
JPM: 59.67 (+0.10), EBSB: 12.34 (-0.11), BANF: 59.91 (+0.25), LPLA: 45.60 (+0.14)
Watch for LPL Investment Holdings to Potentially Pullback After Gaining 1.13% Yesterday
Comtex SmarTrend(R) - Tue Nov 11, 5:02PM CST
LPL Investment Holdings (NASDAQ:LPLA) traded in a range yesterday that spanned from a low of $42.18 to a high of $43.30. Yesterday, the shares gained 1.1%, which took the trading range above the 3-day high of $42.57 on volume of 765,000 shares. Often times after large one-day gains, short term traders will seek to take profits and, as such, investors should be cautious.
LPLA: 45.60 (+0.14)
LPL Financial Welcomes Goss Wealth Management to Broker-Dealer and RIA Custodial Platform
GlobeNewswire - Tue Nov 11, 8:23AM CST
LPL Financial LLC ("LPL Financial"
, the nation's largest independent broker-dealer*, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq:LPLA), today announced that Goss Wealth Management has transitioned to the LPL broker-dealer and hybrid RIA custodial platform. Goss Wealth Management has a total of four financial advisors and four support staff, as well as a chief financial officer. The firm previously supported client brokerage and advisory assets of approximately $520 million as of June 20, 2014. LPLA: 45.60 (+0.14)
LPL Investment Holdings Shares Down 12.0% Since SmarTrend's Sell Call (LPLA)
Comtex SmarTrend(R) - Thu Nov 06, 9:36AM CST
SmarTrend identified a Downtrend for LPL Investment Holdings (NASDAQ:LPLA) on July 31st, 2014 at $48.05. In approximately 3 months, LPL Investment Holdings has returned 12.04% as of today's recent price of $42.26.
LPLA: 45.60 (+0.14)
LPL Financial Indefinitely Suspends Sales of Investment Products Sponsored by American Realty Capital Properties and RCS Capital
GlobeNewswire - Tue Nov 04, 1:45PM CST
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company"
, parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , today announced it is indefinitely suspending sales of investment products sponsored by American Realty Capital Properties, Inc. and RCS Capital Corporation and their respective affiliates. RCAP: 10.28 (+0.28), LPLA: 45.60 (+0.14)
LPL Financial's (LPLA) CEO Mark Casady on Q3 2014 Results - Earnings Call Transcript
SA Transcripts - at Seeking Alpha - Thu Oct 30, 10:27AM CDT
LPLA: 45.60 (+0.14)
