SEC Fines 13 Brokerage Firms Over Puerto Rico Junk Bonds - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Tue Nov 04, 6:20PM CST
On Monday, the Securities and Exchange Commission (SEC) penalized 13 brokerage firms for violation of a rule sanctioned for the protection of retail investors in the municipal securities market. The fines range from $54,000 to $130,000.
IBKR: 26.34 (+0.10), JPM: 60.25 (-0.63), OPY: 24.23 (+0.02), UBS: 17.15 (-0.02), AMTD: 33.95 (-0.03), SCHW: 28.56 (+0.12), MCO: 99.14 (+0.01)
Fitch Expects to Rate J.P. Morgan Mortgage Trust 2014-IVR6; Presale Issued
Business Wire - Tue Nov 04, 5:16PM CST
Fitch Ratings expects to rate J.P. Morgan Mortgage Trust 2014-IVR6 as follows:
JPM: 60.25 (-0.63)
JPMorgan Faces Probe Over FX Rigging, Ups Legal Reserves - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Tue Nov 04, 5:06PM CST
JPMorgan revealed that regulators across the globe are conducting investigations into its FX trading-related operations.
BCS: 15.21 (+0.01), JPM: 60.25 (-0.63), C: 53.19 (-0.28), HSBC: 50.16 (+0.06)
Citigroup to Revamp Branches with Improvised Technology