10/31/14 FISI 25.14 Financial Institutions $FISI H
Post# of 19
Posted On: 11/02/2014 12:37:49 AM
10/31/14 FISI 25.14 Financial Institutions $FISI Hit a 52 week high of 26.62 Closing the day 10/31/14 at 25.14 +0.21 +0.84% With a day low of 25.07 and a total volume of 53,700.
FISI Recent Posts: http://investorshangout.com/Financial-Institu...ISI-54131/
FISI Financial Institutions Recent Headline News
Verint and Truphone Partner to Help Financial Institutions Manage Regulatory Compliance Initiatives
Business Wire - Thu Oct 30, 7:02AM CDT
Verint(R) Systems Inc. (NASDAQ: VRNT) today announced its collaboration with Truphone, a global mobile network and leading provider of mobile recording solutions in the UK, US, Hong Kong, Spain and Australia.
FISI: 25.14 (+0.21), VRNT: 57.49 (+0.87)
Mitek Surpasses 3,000 Financial Institutions Signed for Patented Mobile Deposit(R)
GlobeNewswire - Thu Oct 30, 6:10AM CDT
Mitek (Nasdaq:MITK) (www.miteksystems.com), the leading innovator of mobile imaging for financial transactions and identity, today announced that 3,026 financial institutions have signed agreements for its patented Mobile Deposit solution.
FISI: 25.14 (+0.21), MITK: 2.77 (-0.13)
Research and Markets: How Data Governance Helps Financial Institutions Achieve Operational Excellence and Satisfy Regulators
Business Wire - Wed Oct 29, 7:35AM CDT
Research and Markets (http://www.researchandmarkets.com/research/w343tz/how_data) has announced the addition of the "How Data Governance Helps Financial Institutions Achieve Operational Excellence and Satisfy Regulators" report to their offering.
FISI: 25.14 (+0.21)
How Data Governance Helps Financial Institutions Achieve Operational Excellence and Satisfy Regulators
M2 - Wed Oct 29, 7:03AM CDT
Research and Markets (http://www.researchandmarkets.com/research/ldsv8w/how_data) has announced the addition of the "How Data Governance Helps Financial Institutions Achieve Operational Excellence and Satisfy Regulators" report to their offering. This Stratecast report will explore some troubling impacts of the failure of financial services organizations to achieve effective data governance; and will provide insights on technologies and business approaches that can help them change their fortunes by harnessing the power of Big Data. Banks and financial services firms have a Big Data problem. Financial services companies were early adopters of business intelligence (BI), using BI as far back as the 1970s for risk assessment and customer acquisition. Today, however, financial services companies are facing serious challenges on two fronts: - Master data management (MDM) - MDM provides a blueprint for how organizations discover, access, integrate, and manage data; how they ensure data integrity; and how they distribute data to where it is needed. All of these support data governance, which, in Stratecast's Big Data model, is part of MDM. The systems in use at most banks and financial services firms provide inadequate data governance; and these firms suffer as a result. - Regulatory compliance - A long and growing list of regulators and regulations across world regions are increasing regulatory reporting requirements to the point that financial services companies are having a hard time keeping up. Key Topics Covered: 1. Introduction 2. Bumpy Economic Conditions and Incomplete or Stale Data are Posing Challenges to Financial Institutions 3. Regulations Designed to Ensure Best Practices Create Even More Challenges 4. Organizational Silos and Data Integrity Issues are Adding to the Problem 5. Data Consequences: Penalties, Sanctions, and Fines, Oh My! 6. How Data Management Supports Best Practices and Regulatory Compliance 7. Lavastorm is Helping Financial Firms Gain Data Clarity and Business Value 8. Case Study Snapshots: Leveraging Big Data Yields Compliance and More 9. Stratecast - The Last Word 10. About Stratecast For more information visit http://www.researchandmarkets.com/research/ldsv8w/how_data
FISI: 25.14 (+0.21)
SecurityScorecard CEO to Speak at Advisen Cyber Risk Insight Conference
PR Newswire - Fri Oct 24, 5:07PM CDT
Why and how financial institutions must understand all the cyber risks they face as well as those of their business partners will be the topic addressed by Dr. Aleksandr Yampolskiy, CEO and founder of SecurityScorecard Inc., at the Advisen Cyber Risk Insight Conference, to be held October 28, here.
FISI: 25.14 (+0.21)
Xoom Announces Instant Deposit Service to Kotak Mahindra Bank Accounts in India
GlobeNewswire - Thu Oct 23, 4:57PM CDT
Xoom Corporation (Nasdaq:XOOM), a leading digital money transfer provider, is now offering instant deposits to Kotak Mahindra Bank accounts in India. This revolutionary service allows Xoom customers to instantly deposit money into their recipients' Kotak Mahindra Bank accounts, 365 days a year, including bank holidays. Instant deposits to Kotak Mahindra Bank are processed through Xoom's partnership with Punjab National Bank.
FISI: 25.14 (+0.21), XOOM: 15.10 (+0.38)
Instant gratification is not soon enough for card issuers, says Aite Group
PR Newswire - Thu Oct 23, 10:30AM CDT
Research from Aite Group in its latest report, Instant Gratification: The Case for Instant Card Issuance in the United States, shows that while there are more than 570 million active credit and debit cards in U.S. cardholder pockets, average card life is shrinking, and top-of-wallet positions are threatened by the rapidly rising tide of data breaches. Financial Institutions (FIs) want to drive for longer card life and higher usage, and they therefore require ways to entice new cardholders, such as instant card issuance.
FISI: 25.14 (+0.21)
Financial Institutions, Inc. Reports Third Quarter 2014 Net Income of $7.2 Million
GlobeNewswire - Wed Oct 22, 3:05PM CDT
Financial Institutions, Inc. (the "Company"
(Nasdaq:FISI), the parent company of Five Star Bank, today reported net income for the third quarter ended September 30, 2014 of $7.2 million, compared with $7.0 million for the second quarter of 2014 and $6.2 million for the third quarter of 2013. After preferred dividends, third quarter earnings per diluted common share was $0.49, compared with $0.48 per share for the second quarter of 2014 and $0.42 per share for the third quarter of 2013.
FISI: 25.14 (+0.21)
Infor Complete Billing System Expands Capabilities With Mobile Application
Marketwired - Wed Oct 22, 8:07AM CDT
Infor, a leading provider of business application software serving more than 73,000 customers, today announced the availability of the Infor Complete Billing System (CBS) mobile application. Infor CBS provides pricing, global billing, consolidated statements and business analytics that help Financial Institutions (FI) enhance revenue generation, attract new customers and improve existing customer experiences. A robust billing engine, used by top global banks and deployed in over 100 countries, Infor CBS delivers the scalability to manage a large portfolio of accounts and products and add value to virtually every function, from customer relations and new product development to pricing and communications.
FISI: 25.14 (+0.21)
Wolters Kluwer Financial Services Encourages Financial Institutions to Alert Their IRA Customers to One-Rollover-Per-12-Month-Period Rule
Business Wire - Wed Oct 22, 8:01AM CDT
Wolters Kluwer Financial Services is encouraging banks, credit unions and other financial institutions to reach out to their IRA customers to alert them of the Internal Revenue Service's planned enforcement of the one-rollover-per-12-months rule.
FISI: 25.14 (+0.21)
Financial Institutions Set to Transition Entirely into Paperless, Secure and Compliant Data Processing, as Docupace Technologies Unveils ePACS Productivity Suite
Business Wire - Wed Oct 22, 7:02AM CDT
Docupace Technologies (Docupace), the premier provider of secure and compliant electronic processing technology for financial institutions and the wealth management industry, announced today that it has unveiled an expanded line of solutions as a part of its "ePACS(C) Productivity Suite." ePACS(C) is the core technology that makes Straight-Thru-Processing (STP) a reality for the financial services industry.
FISI: 25.14 (+0.21)
Xoom Announces Instant Deposit Service to Bank of Baroda Accounts in India
GlobeNewswire - Tue Oct 21, 1:05PM CDT
Xoom Corporation (Nasdaq:XOOM), a leading digital money transfer provider, is now offering instant deposits to Bank of Baroda bank accounts in India. This revolutionary service allows Xoom customers to instantly deposit money into their recipients' Bank of Baroda bank accounts, 365 days a year, including bank holidays. Instant deposits to Bank of Baroda are processed through Xoom's partnership with Punjab National Bank.
FISI: 25.14 (+0.21), XOOM: 15.10 (+0.38)
Vantiv Launches Innovative Mobile Solution for Financial Institutions to Drive Consumer Mobile Payments Preference
Thomson Reuters ONE - Tue Oct 21, 10:37AM CDT
Vantiv Launches Innovative Mobile Solution for Financial Institutions to Drive Consumer Mobile Payments Preference
FISI: 25.14 (+0.21), VNTV: 30.92 (+0.26)
Xamin Announces Vulnerability Management Service to Proactively Identify and Remediate Threats within Financial Institutions' Network Infrastructure
Business Wire - Tue Oct 21, 9:10AM CDT
Xamin, Inc. announced its proactive Vulnerability Management Service, which provides ongoing assessment and remediation of security threats for financial institutions' IT infrastructure. The company is a leading national managed IT service provider (MSP) for community banks, healthcare and other highly regulated industries.
FISI: 25.14 (+0.21)
PULSE Introduces Comprehensive Consulting Service for Financial Institutions
Business Wire - Mon Oct 20, 8:02AM CDT
PULSE, one of the nation's leading debit/ATM networks, has launched PULSE InSights, a consulting service to help financial institutions analyze and improve performance in key areas of their retail banking business in an increasingly competitive marketplace.
DFS: 63.78 (+0.94), FISI: 25.14 (+0.21)
Royal Bank of Canada to repurchase up to 12 million of its common shares
CNW Group - Mon Oct 20, 7:45AM CDT
Royal Bank of Canada ("RY" on TSX and NYSE) today announced its intention, subject to the approval of the Office of the Superintendent of Financial Institutions (OSFI) and the Toronto Stock Exchange, to commence a normal course issuer bid through the facilities of the Toronto Stock Exchange and to repurchase for cancellation up to 12 million of its common shares, representing approximately 0.8 per cent of the bank's outstanding common shares as at September 30, 2014. On September 30, 2014, there were 1,442,217,272 common shares outstanding. The bank intends to file a notice of intention with the Toronto Stock Exchange in this regard.
RY.TO: 80.01 (+0.40), RY: 71.17 (+0.05), FISI: 25.14 (+0.21)
Silver Law Group Continues to Investigate and Pursue Claims Against UBS Puerto Rico for Investment Losses in UBS Proprietary Closed-End Bond Funds
GlobeNewswire - Fri Oct 17, 2:03PM CDT
Silver Law Group (www.silverlaw.com) represents multiple investors in cases against UBS Financial Services, Inc. and UBS Financial Services, Inc. of Puerto Rico ("UBS" involving the sale of UBS Puerto Rico closed-end bond funds (the "Bond Funds" . According to several news stories, UBS' alleged misconduct has led to regulatory investigations by the SEC, FINRA and the Office of the Commissioner of Financial Institutions of Puerto Rico (OCFI).
FISI: 25.14 (+0.21)
Freedom Mortgage's New Financial Institutions Partner Group Exceeds Growth Expectations for 2014
PR Newswire - Fri Oct 17, 9:03AM CDT
Freedom Mortgage Corporation, a privately held full-service mortgage lender licensed in all 50 states, announced that its Financial Institutions Partner Group, which provides a cost effective and scalable mortgage origination fulfillment service for banks and credit unions, has exceeded expectations for growth during 2014.
FISI: 25.14 (+0.21)
UBS Global Asset Management Names Ned McNally to Its US Financial Institutions Group
Business Wire - Thu Oct 16, 1:08PM CDT
UBS Global Asset Management, a division of UBS AG, has hired Ned McNally as a Director and National Sales Manager, focusing on business development efforts in its US Financial Institutions Group. Based in Chicago, Ned will focus on leading the field sales initiatives in the sub-advisory and financial intermediary markets, and will report to Bob McGowan, recently named Head of Intermediary and Institutional Distribution for the Americas region.
FISI: 25.14 (+0.21), UBS: 17.38 (+0.29)
Cetera Financial Institutions Significantly Invests in Technology Capabilities and Reaffirms Commitment to Self-Clearing
PR Newswire - Thu Oct 16, 8:15AM CDT
Cetera Financial Institutions, a leading provider of wealth management, brokerage and investment solutions for bank and credit union-based investment programs and financial advisors, today announced a significant investment in its technology capabilities and reaffirmation of its commitment to its unique self-clearing platform. Cetera Financial Institutions is the marketing name for Cetera Investment Services, a self-clearing FINRA member broker-dealer and registered investment adviser within Cetera Financial Group, the leading network of independent broker-dealer firms owned by RCS Capital (NYSE: RCAP), a full-service investment firm expressly focused on the retail investor.
RCAP: 16.41 (-0.24), BR: 43.93 (+0.35), FISI: 25.14 (+0.21)
FISI Recent Posts: http://investorshangout.com/Financial-Institu...ISI-54131/
FISI Financial Institutions Recent Headline News
Verint and Truphone Partner to Help Financial Institutions Manage Regulatory Compliance Initiatives
Business Wire - Thu Oct 30, 7:02AM CDT
Verint(R) Systems Inc. (NASDAQ: VRNT) today announced its collaboration with Truphone, a global mobile network and leading provider of mobile recording solutions in the UK, US, Hong Kong, Spain and Australia.
FISI: 25.14 (+0.21), VRNT: 57.49 (+0.87)
Mitek Surpasses 3,000 Financial Institutions Signed for Patented Mobile Deposit(R)
GlobeNewswire - Thu Oct 30, 6:10AM CDT
Mitek (Nasdaq:MITK) (www.miteksystems.com), the leading innovator of mobile imaging for financial transactions and identity, today announced that 3,026 financial institutions have signed agreements for its patented Mobile Deposit solution.
FISI: 25.14 (+0.21), MITK: 2.77 (-0.13)
Research and Markets: How Data Governance Helps Financial Institutions Achieve Operational Excellence and Satisfy Regulators
Business Wire - Wed Oct 29, 7:35AM CDT
Research and Markets (http://www.researchandmarkets.com/research/w343tz/how_data) has announced the addition of the "How Data Governance Helps Financial Institutions Achieve Operational Excellence and Satisfy Regulators" report to their offering.
FISI: 25.14 (+0.21)
How Data Governance Helps Financial Institutions Achieve Operational Excellence and Satisfy Regulators
M2 - Wed Oct 29, 7:03AM CDT
Research and Markets (http://www.researchandmarkets.com/research/ldsv8w/how_data) has announced the addition of the "How Data Governance Helps Financial Institutions Achieve Operational Excellence and Satisfy Regulators" report to their offering. This Stratecast report will explore some troubling impacts of the failure of financial services organizations to achieve effective data governance; and will provide insights on technologies and business approaches that can help them change their fortunes by harnessing the power of Big Data. Banks and financial services firms have a Big Data problem. Financial services companies were early adopters of business intelligence (BI), using BI as far back as the 1970s for risk assessment and customer acquisition. Today, however, financial services companies are facing serious challenges on two fronts: - Master data management (MDM) - MDM provides a blueprint for how organizations discover, access, integrate, and manage data; how they ensure data integrity; and how they distribute data to where it is needed. All of these support data governance, which, in Stratecast's Big Data model, is part of MDM. The systems in use at most banks and financial services firms provide inadequate data governance; and these firms suffer as a result. - Regulatory compliance - A long and growing list of regulators and regulations across world regions are increasing regulatory reporting requirements to the point that financial services companies are having a hard time keeping up. Key Topics Covered: 1. Introduction 2. Bumpy Economic Conditions and Incomplete or Stale Data are Posing Challenges to Financial Institutions 3. Regulations Designed to Ensure Best Practices Create Even More Challenges 4. Organizational Silos and Data Integrity Issues are Adding to the Problem 5. Data Consequences: Penalties, Sanctions, and Fines, Oh My! 6. How Data Management Supports Best Practices and Regulatory Compliance 7. Lavastorm is Helping Financial Firms Gain Data Clarity and Business Value 8. Case Study Snapshots: Leveraging Big Data Yields Compliance and More 9. Stratecast - The Last Word 10. About Stratecast For more information visit http://www.researchandmarkets.com/research/ldsv8w/how_data
FISI: 25.14 (+0.21)
SecurityScorecard CEO to Speak at Advisen Cyber Risk Insight Conference
PR Newswire - Fri Oct 24, 5:07PM CDT
Why and how financial institutions must understand all the cyber risks they face as well as those of their business partners will be the topic addressed by Dr. Aleksandr Yampolskiy, CEO and founder of SecurityScorecard Inc., at the Advisen Cyber Risk Insight Conference, to be held October 28, here.
FISI: 25.14 (+0.21)
Xoom Announces Instant Deposit Service to Kotak Mahindra Bank Accounts in India
GlobeNewswire - Thu Oct 23, 4:57PM CDT
Xoom Corporation (Nasdaq:XOOM), a leading digital money transfer provider, is now offering instant deposits to Kotak Mahindra Bank accounts in India. This revolutionary service allows Xoom customers to instantly deposit money into their recipients' Kotak Mahindra Bank accounts, 365 days a year, including bank holidays. Instant deposits to Kotak Mahindra Bank are processed through Xoom's partnership with Punjab National Bank.
FISI: 25.14 (+0.21), XOOM: 15.10 (+0.38)
Instant gratification is not soon enough for card issuers, says Aite Group
PR Newswire - Thu Oct 23, 10:30AM CDT
Research from Aite Group in its latest report, Instant Gratification: The Case for Instant Card Issuance in the United States, shows that while there are more than 570 million active credit and debit cards in U.S. cardholder pockets, average card life is shrinking, and top-of-wallet positions are threatened by the rapidly rising tide of data breaches. Financial Institutions (FIs) want to drive for longer card life and higher usage, and they therefore require ways to entice new cardholders, such as instant card issuance.
FISI: 25.14 (+0.21)
Financial Institutions, Inc. Reports Third Quarter 2014 Net Income of $7.2 Million
GlobeNewswire - Wed Oct 22, 3:05PM CDT
Financial Institutions, Inc. (the "Company"
(Nasdaq:FISI), the parent company of Five Star Bank, today reported net income for the third quarter ended September 30, 2014 of $7.2 million, compared with $7.0 million for the second quarter of 2014 and $6.2 million for the third quarter of 2013. After preferred dividends, third quarter earnings per diluted common share was $0.49, compared with $0.48 per share for the second quarter of 2014 and $0.42 per share for the third quarter of 2013. FISI: 25.14 (+0.21)
Infor Complete Billing System Expands Capabilities With Mobile Application
Marketwired - Wed Oct 22, 8:07AM CDT
Infor, a leading provider of business application software serving more than 73,000 customers, today announced the availability of the Infor Complete Billing System (CBS) mobile application. Infor CBS provides pricing, global billing, consolidated statements and business analytics that help Financial Institutions (FI) enhance revenue generation, attract new customers and improve existing customer experiences. A robust billing engine, used by top global banks and deployed in over 100 countries, Infor CBS delivers the scalability to manage a large portfolio of accounts and products and add value to virtually every function, from customer relations and new product development to pricing and communications.
FISI: 25.14 (+0.21)
Wolters Kluwer Financial Services Encourages Financial Institutions to Alert Their IRA Customers to One-Rollover-Per-12-Month-Period Rule
Business Wire - Wed Oct 22, 8:01AM CDT
Wolters Kluwer Financial Services is encouraging banks, credit unions and other financial institutions to reach out to their IRA customers to alert them of the Internal Revenue Service's planned enforcement of the one-rollover-per-12-months rule.
FISI: 25.14 (+0.21)
Financial Institutions Set to Transition Entirely into Paperless, Secure and Compliant Data Processing, as Docupace Technologies Unveils ePACS Productivity Suite
Business Wire - Wed Oct 22, 7:02AM CDT
Docupace Technologies (Docupace), the premier provider of secure and compliant electronic processing technology for financial institutions and the wealth management industry, announced today that it has unveiled an expanded line of solutions as a part of its "ePACS(C) Productivity Suite." ePACS(C) is the core technology that makes Straight-Thru-Processing (STP) a reality for the financial services industry.
FISI: 25.14 (+0.21)
Xoom Announces Instant Deposit Service to Bank of Baroda Accounts in India
GlobeNewswire - Tue Oct 21, 1:05PM CDT
Xoom Corporation (Nasdaq:XOOM), a leading digital money transfer provider, is now offering instant deposits to Bank of Baroda bank accounts in India. This revolutionary service allows Xoom customers to instantly deposit money into their recipients' Bank of Baroda bank accounts, 365 days a year, including bank holidays. Instant deposits to Bank of Baroda are processed through Xoom's partnership with Punjab National Bank.
FISI: 25.14 (+0.21), XOOM: 15.10 (+0.38)
Vantiv Launches Innovative Mobile Solution for Financial Institutions to Drive Consumer Mobile Payments Preference
Thomson Reuters ONE - Tue Oct 21, 10:37AM CDT
Vantiv Launches Innovative Mobile Solution for Financial Institutions to Drive Consumer Mobile Payments Preference
FISI: 25.14 (+0.21), VNTV: 30.92 (+0.26)
Xamin Announces Vulnerability Management Service to Proactively Identify and Remediate Threats within Financial Institutions' Network Infrastructure
Business Wire - Tue Oct 21, 9:10AM CDT
Xamin, Inc. announced its proactive Vulnerability Management Service, which provides ongoing assessment and remediation of security threats for financial institutions' IT infrastructure. The company is a leading national managed IT service provider (MSP) for community banks, healthcare and other highly regulated industries.
FISI: 25.14 (+0.21)
PULSE Introduces Comprehensive Consulting Service for Financial Institutions
Business Wire - Mon Oct 20, 8:02AM CDT
PULSE, one of the nation's leading debit/ATM networks, has launched PULSE InSights, a consulting service to help financial institutions analyze and improve performance in key areas of their retail banking business in an increasingly competitive marketplace.
DFS: 63.78 (+0.94), FISI: 25.14 (+0.21)
Royal Bank of Canada to repurchase up to 12 million of its common shares
CNW Group - Mon Oct 20, 7:45AM CDT
Royal Bank of Canada ("RY" on TSX and NYSE) today announced its intention, subject to the approval of the Office of the Superintendent of Financial Institutions (OSFI) and the Toronto Stock Exchange, to commence a normal course issuer bid through the facilities of the Toronto Stock Exchange and to repurchase for cancellation up to 12 million of its common shares, representing approximately 0.8 per cent of the bank's outstanding common shares as at September 30, 2014. On September 30, 2014, there were 1,442,217,272 common shares outstanding. The bank intends to file a notice of intention with the Toronto Stock Exchange in this regard.
RY.TO: 80.01 (+0.40), RY: 71.17 (+0.05), FISI: 25.14 (+0.21)
Silver Law Group Continues to Investigate and Pursue Claims Against UBS Puerto Rico for Investment Losses in UBS Proprietary Closed-End Bond Funds
GlobeNewswire - Fri Oct 17, 2:03PM CDT
Silver Law Group (www.silverlaw.com) represents multiple investors in cases against UBS Financial Services, Inc. and UBS Financial Services, Inc. of Puerto Rico ("UBS"
involving the sale of UBS Puerto Rico closed-end bond funds (the "Bond Funds" . According to several news stories, UBS' alleged misconduct has led to regulatory investigations by the SEC, FINRA and the Office of the Commissioner of Financial Institutions of Puerto Rico (OCFI). FISI: 25.14 (+0.21)
Freedom Mortgage's New Financial Institutions Partner Group Exceeds Growth Expectations for 2014
PR Newswire - Fri Oct 17, 9:03AM CDT
Freedom Mortgage Corporation, a privately held full-service mortgage lender licensed in all 50 states, announced that its Financial Institutions Partner Group, which provides a cost effective and scalable mortgage origination fulfillment service for banks and credit unions, has exceeded expectations for growth during 2014.
FISI: 25.14 (+0.21)
UBS Global Asset Management Names Ned McNally to Its US Financial Institutions Group
Business Wire - Thu Oct 16, 1:08PM CDT
UBS Global Asset Management, a division of UBS AG, has hired Ned McNally as a Director and National Sales Manager, focusing on business development efforts in its US Financial Institutions Group. Based in Chicago, Ned will focus on leading the field sales initiatives in the sub-advisory and financial intermediary markets, and will report to Bob McGowan, recently named Head of Intermediary and Institutional Distribution for the Americas region.
FISI: 25.14 (+0.21), UBS: 17.38 (+0.29)
Cetera Financial Institutions Significantly Invests in Technology Capabilities and Reaffirms Commitment to Self-Clearing
PR Newswire - Thu Oct 16, 8:15AM CDT
Cetera Financial Institutions, a leading provider of wealth management, brokerage and investment solutions for bank and credit union-based investment programs and financial advisors, today announced a significant investment in its technology capabilities and reaffirmation of its commitment to its unique self-clearing platform. Cetera Financial Institutions is the marketing name for Cetera Investment Services, a self-clearing FINRA member broker-dealer and registered investment adviser within Cetera Financial Group, the leading network of independent broker-dealer firms owned by RCS Capital (NYSE: RCAP), a full-service investment firm expressly focused on the retail investor.
RCAP: 16.41 (-0.24), BR: 43.93 (+0.35), FISI: 25.14 (+0.21)
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