$NEOM Why would a Billionaire buy this many shares. Moving on up!!! http://en.wikipedia.org/wiki/Patrick_Soon-Shiong
| FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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2. Issuer Name and Ticker or Trading Symbol
NEOMEDIA TECHNOLOGIES INC [ NEOM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| _____ Director |
__ X __ 10% Owner |
| _____ Officer (give title below) |
_____ Other (specify below) |
| |
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10182 CULVER BOULEVARD |
3. Date of Earliest Transaction (MM/DD/YY)
03/16/2012 |
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CULVER CITY, CA 90232 |
4. If Amendment, Date Original Filed (MM/DD/YY)
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6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) |
2. Transaction Date (MM/DD/YY) |
2A. Deemed Execution Date, if any (MM/DD/YY) |
3. Transaction Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
03/16/2012 |
|
P |
|
69,754,891 |
A |
$ 0.0441 ( 1 ) |
113,494,743 |
D |
|
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (MM/DD/YY) |
3A. Deemed Execution Date, if any (MM/DD/YY) |
4. Transaction Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date
(MM/DD/YY) |
7. Title and Amount of Underlying Securities
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) |
11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Reporting Owners
| Reporting Owner Name / Address |
Relationships |
| Director |
10% Owner |
Officer |
Other |
Global Grid, LLC
10182 CULVER BOULEVARD
CULVER CITY, CA 90232 |
|
X |
|
|
SOON SHIONG PATRICK
10182 CULVER BLVD.
CULVER CITY, CA 90232 |
|
X |
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Signatures
| /s/ Charles Kenworthy, Manager of Global Grid, LLC |
|
03/20/2012 |
| ** Signature of Reporting Person |
Date
|
| /s/ Patrick Soon-Shiong |
|
03/20/2012 |
| ** Signature of Reporting Person |
Date
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Explanation of Responses:
( 1 ) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0291 to $0.0550. The reporting person undertakes to provide to Neomedia Technologies, any securityholder of Neomedia Technologies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to this Form 4.
|
Remarks:
Patrick Soon-Shiong is the sole member of Global Grid. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
| * If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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