National Holdings (NHLD) 0.4900 $NHLD
National Holdings Announces Resignation of Chief Executive Officer and Co-Executive Chairman
Business Wire - Wed Sep 24, 8:22AM CDT
National Holdings Corporation (OTC BB: NHLD) ("National Holdings" or the "Company"
, a full-service investment banking and asset management firm, today announced that Mark D. Klein, the Company's Chief Executive Officer and Co-Executive Chairman, will step down following the successful completion of a defined set of goals outlined by the Company's Board of Directors. These goals include: returning National Holdings to record levels of revenue, earnings and profitability; reducing expenses; and growing the Company through organic and M&A opportunities. National Holdings is also in the process of seeking a listing on a national stock exchange that is expected to occur during the calendar fourth quarter.
Miller Energy Resources, Inc. Completes Public Offering of Its Series D Preferred Stock
Marketwire - Tue Aug 26, 7:01AM CDT
Miller Energy Resources, Inc. (NYSE: MILL) (the "Company" announced today that, on August 25, 2014, it completed and closed its previously announced underwritten public offering of its 10.5% Series D Fixed Rate/Floating Rate Cumulative Redeemable Preferred Stock (liquidation preference $25.00 per share) (the "Series D Preferred Stock" . The Company issued 750,000 shares, raising gross proceeds of $18.375 million. MLV & Co. LLC and Maxim Group LLC are acting as Joint Book-Running Managers for the offering. Aegis Capital Corp., I-Bankers Securities, Inc., Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (OTCBB: NHLD), and Northland Capital Markets acted as Co-Managers.
Miller Energy Resources, Inc. Prices New Offering of Its Series D Preferred Stock
Marketwire - Thu Aug 21, 7:02AM CDT
Miller Energy Resources, Inc. (NYSE: MILL) (the "Company" announced today that it has priced an underwritten public offering of its 10.5% Series D Fixed Rate/Floating Rate Cumulative Redeemable Preferred Stock (liquidation preference $25.00 per share) (the "Series D Preferred Stock" at a public offering price of $24.50 per share. The Series D Preferred Stock is currently traded on the New York Stock Exchange, LLC, or NYSE, under the ticker symbol MILLprD.
Miller Energy Resources, Inc. Announces Public Offering of Series D Preferred Stock
Marketwire - Wed Aug 20, 7:58AM CDT
Miller Energy Resources, Inc. (NYSE: MILL) (the "Company" announced today that it has commenced a new underwritten public offering of its 10.5% Series D Fixed Rate/Floating Rate Cumulative Redeemable Preferred Stock (the "Series D Preferred Stock" . MLV & Co. LLC and Maxim Group LLC are acting as Joint Book-Running Managers for the offering. Aegis Capital Corp., Ladenburg Thalmann, National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (OTCBB: NHLD), and Northland Capital Markets are acting as Co-Managers. The Company intends to use the net proceeds, if any, from the offering for general corporate purposes. The Series D Preferred Stock is listed on the New York Stock Exchange LLC under the symbol "MILLprD."
National Holdings Corporation Reports Significant Revenue and Net Income Growth in the Fiscal Third Quarter 2014
Business Wire - Wed Aug 13, 3:05PM CDT
--Plans to Obtain National Stock Exchange Listing
National Holdings Corporation to Report Fiscal Third Quarter 2014 Financial Results
Business Wire - Fri Aug 08, 8:00AM CDT
National Holdings Corporation (OTC BB: NHLD) ("National Holdings" or the "Company" today announced that it will host a teleconference to discuss the Company's fiscal third quarter 2014 financial results at 5:00 p.m. ET on Wednesday, August 13, 2014. National Holdings will release its 2014 fiscal third quarter financial results after the market closes on August 13, 2014.
FX Energy, Inc. Announces Closing of Public Offering of Series B Preferred Stock
PR Newswire - Thu Jul 17, 12:22PM CDT
FX Energy, Inc. (NASDAQ: FXEN) (the "Company" announced today that it has closed its underwritten public offering of 800,000 shares of its 9.25% Series B Cumulative Convertible Preferred Stock (the "Series B Preferred Stock" at a public offering price of $25.00 per share. Holders of Series B Preferred Stock may convert their shares, in whole or in part, into shares of the Company's common stock at a conversion price of $5.00 per share. The Company may cause conversion of the Series B Preferred Stock if the trading price of its common stock exceeds $6.00 for 20 trading days in any consecutive 30 trading day period.
FX Energy, Inc. Announces Pricing of Public Offering of Series B Preferred Stock
PR Newswire - Thu Jul 10, 4:46PM CDT
FX Energy, Inc. (NASDAQ: FXEN) (the "Company" announced today that it has priced an underwritten public offering of 800,000 shares of its 9.25% Series B Cumulative Convertible Preferred Stock (the "Series B Preferred Stock" at a public offering price of $25.00 per share. Holders of Series B Preferred Stock may convert their shares, in whole or in part, into shares of the Company's common stock at a conversion price of $5.00 per share. The Company may cause conversion of the Series B Preferred Stock if the trading price of its common stock exceeds $6.00 for 20 trading days in any consecutive 30-trading-day period.
Sino-Global Shipping America, Ltd. Announces Closing of Public Offering of Common Stock
PR Newswire - Wed Jul 02, 11:10AM CDT
Sino-Global Shipping America, Ltd. (NasdaqCM: SINO) ("Sino-Global" or the "Company" , an international shipping agency and logistic services provider, today announced the closing of its previously announced underwritten public offering of 572,000 registered shares of its common stock, without par value per share, at a price to the public of $1.76 per share. The underwriter partially exercised the over-allotment and purchased an additional 75,000 shares. The total number of shares sold in the offering including such over-allotment shares was 647,000 shares of common stock.
Sino-Global Shipping America, Ltd. Announces Pricing of Public Offering of Common Stock
PR Newswire - Fri Jun 27, 7:55AM CDT
Sino-Global Shipping America, Ltd. (NasdaqCM: SINO) ("Sino-Global" or the "Company" , an international shipping agency and logistic services provider, today announced the pricing of its previously announced underwritten public offering. The Company is offering 572,000 registered shares of its common stock, without par value per share, at a price to the public of $1.76 per share. In connection with the offering, the Company has also granted the underwriter a 30-day option to purchase up to an additional 85,800 shares of common stock from the Company to cover over-allotments, if any.
Sino-Global Shipping America, Ltd. Announces Proposed Public Offering of Common Stock
PR Newswire - Thu Jun 26, 3:05PM CDT
Sino-Global Shipping America, Ltd. (NasdaqCM: SINO) ("Sino-Global" or the "Company" , an international shipping agency and logistic services provider, today announced that it is proposing to offer shares of its common stock in an underwritten public offering. The Company expects to grant the underwriters a 30-day option to purchase up to an additional 15 percent of the shares of common stock offered in the public offering to cover over-allotments, if any. The Company intends to use the net proceeds from the offering for strategic investments, acquisitions and general corporate purposes. The final terms of the offering will depend on market and other conditions at the time of pricing, and there can be no assurance about whether or when the offering will be completed or the actual size or terms of the offering.
CBD Energy Limited Announces Closing of Public Offering of Ordinary Shares
Business Wire - Wed Jun 18, 11:55AM CDT
CBD Energy Limited (NASDAQ: CBDE), a diversified clean energy company and leading provider of solar installations worldwide, having completed more than 17,000 residential installations in Australia and numerous commercial and utility-scale systems worldwide, today announced the closing of its public offering of 1,810,000 ordinary shares, at an offering price of $4.00 per share.
Orchid Island Capital Closes Public Offering of Common Stock
GlobeNewswire - Mon Mar 24, 1:53PM CDT
Orchid Island Capital, Inc. (the "Company" (NYSE MKT:ORC) announced that it closed its previously announced public offering of 3,200,000 shares of common stock at a public offering price of $12.55 per share earlier today. All of the shares in the public offering were offered by the Company. The shares are listed in the NYSE MKT under the symbol "ORC".
National Securities adds John Benda as senior equity research analyst
M2 - Thu Mar 20, 4:49AM CDT
National Holdings Corporation (OTC BB:NHLD), a full-service investment banking and asset management firm, disclosed on Wednesday that John R Benda has joined its broker-dealer subsidiary National Securities Corporation as a senior equity research analyst.
ZBB Energy Corporation Announces Successful Completion of Public Offering of Common Stock Including Full Exercise of Over Allotment
Marketwire - Wed Mar 19, 9:14AM CDT
ZBB Energy Corporation (NYSE MKT: ZBB), today announced that it has completed its previously announced underwritten public offering of common stock at a price to the public of $2.25 per share.
Orchid Island Capital Prices Public Offering of Common Stock
GlobeNewswire - Wed Mar 19, 7:58AM CDT
Orchid Island Capital, Inc. (the "Company" (NYSE MKT:ORC) announced today the pricing of its public offering of 3,200,000 shares of common stock at $12.55 per share. The offering is expected to close on March 24, 2014. The Company has granted the underwriters a 30-day option to purchase up to an additional 480,000 shares of common stock on the same terms and conditions to cover over-allotments, if any. All of the shares in the public offering are being offered by the Company.
National Securities Corporation Announces the Addition of John Benda to Equity Research Team
Business Wire - Wed Mar 19, 7:01AM CDT
National Holdings Corporation (OTC BB:NHLD) ("National Holdings" or the "Company" , a full-service investment banking and asset management firm, today announced that John R. Benda has joined the Company's broker-dealer subsidiary, National Securities Corporation, as a Senior Equity Research Analyst, covering REITs and other real estate related securities. In the new role, Mr. Benda is based in New York.
ZBB Energy Corporation Announces Pricing of Public Offering of Common Stock
Marketwire - Fri Mar 14, 7:28AM CDT
ZBB Energy Corporation (NYSE MKT: ZBB) (the "Company" , a leading developer of intelligent, renewable energy power platforms and hybrid vehicle control systems, today announced the pricing of its previously announced underwritten public offering. The Company is offering 5,500,000 registered shares of its common stock, par value $0.01 per share, at a price to the public of $2.25 per share. In connection with the offering, the Company has also granted the underwriter a 30-day option to purchase up to an additional 825,000 shares of common stock from the Company to cover over-allotments, if any.
ZBB Energy Corporation Announces Proposed Public Offering of Common Stock
Marketwire - Thu Mar 13, 3:05PM CDT
ZBB Energy Corporation (NYSE MKT: ZBB) (the "Company" , a leading developer of intelligent, renewable energy power platforms and hybrid vehicle control systems, today announced that it is proposing to offer shares of its common stock in an underwritten public offering. The Company expects to grant the underwriters a 30-day option to purchase up to an additional 15 percent of the shares of common stock offered in the public offering to cover over-allotments, if any. The Company intends to use the net proceeds from the offering for working capital and general corporate purposes. The final terms of the offering will depend on market and other conditions at the time of pricing, and there can be no assurance as to whether or when the offering may be completed, or as to the actual size or terms of the offering.
Neptune Announces Closing of the Over-Allotment Option Associated with its Recently Completed Public Offering of Common Shares
PR Newswire - Thu Mar 06, 10:53AM CST
Neptune Technologies & Bioressources Inc. ("Neptune" (NASDAQ.NEPT - TSX.NTB), announced today that the syndicate of underwriters led by of Euro Pacific Canada Inc. and Roth Capital Partners, as Joint Book-Running Managers, and National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (NHLD) as Lead Manager, have exercised in full the over-allotment option to purchase an additional 1,500,000 common shares of Neptune at a price of US$2.50 per common share in connection with Neptune's previously announced public offering, completed on March 5, 2014. As a result of the exercise of the over-allotment option, Neptune received additional gross proceeds of US$3.75 million for total gross proceeds of US$28.75 million.
National Holdings Announces Resignation of Chief Executive Officer and Co-Executive Chairman
Business Wire - Wed Sep 24, 8:22AM CDT
National Holdings Corporation (OTC BB: NHLD) ("National Holdings" or the "Company"
, a full-service investment banking and asset management firm, today announced that Mark D. Klein, the Company's Chief Executive Officer and Co-Executive Chairman, will step down following the successful completion of a defined set of goals outlined by the Company's Board of Directors. These goals include: returning National Holdings to record levels of revenue, earnings and profitability; reducing expenses; and growing the Company through organic and M&A opportunities. National Holdings is also in the process of seeking a listing on a national stock exchange that is expected to occur during the calendar fourth quarter. Miller Energy Resources, Inc. Completes Public Offering of Its Series D Preferred Stock
Marketwire - Tue Aug 26, 7:01AM CDT
Miller Energy Resources, Inc. (NYSE: MILL) (the "Company"
announced today that, on August 25, 2014, it completed and closed its previously announced underwritten public offering of its 10.5% Series D Fixed Rate/Floating Rate Cumulative Redeemable Preferred Stock (liquidation preference $25.00 per share) (the "Series D Preferred Stock" . The Company issued 750,000 shares, raising gross proceeds of $18.375 million. MLV & Co. LLC and Maxim Group LLC are acting as Joint Book-Running Managers for the offering. Aegis Capital Corp., I-Bankers Securities, Inc., Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (OTCBB: NHLD), and Northland Capital Markets acted as Co-Managers. Miller Energy Resources, Inc. Prices New Offering of Its Series D Preferred Stock
Marketwire - Thu Aug 21, 7:02AM CDT
Miller Energy Resources, Inc. (NYSE: MILL) (the "Company"
announced today that it has priced an underwritten public offering of its 10.5% Series D Fixed Rate/Floating Rate Cumulative Redeemable Preferred Stock (liquidation preference $25.00 per share) (the "Series D Preferred Stock" at a public offering price of $24.50 per share. The Series D Preferred Stock is currently traded on the New York Stock Exchange, LLC, or NYSE, under the ticker symbol MILLprD. Miller Energy Resources, Inc. Announces Public Offering of Series D Preferred Stock
Marketwire - Wed Aug 20, 7:58AM CDT
Miller Energy Resources, Inc. (NYSE: MILL) (the "Company"
announced today that it has commenced a new underwritten public offering of its 10.5% Series D Fixed Rate/Floating Rate Cumulative Redeemable Preferred Stock (the "Series D Preferred Stock" . MLV & Co. LLC and Maxim Group LLC are acting as Joint Book-Running Managers for the offering. Aegis Capital Corp., Ladenburg Thalmann, National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (OTCBB: NHLD), and Northland Capital Markets are acting as Co-Managers. The Company intends to use the net proceeds, if any, from the offering for general corporate purposes. The Series D Preferred Stock is listed on the New York Stock Exchange LLC under the symbol "MILLprD." National Holdings Corporation Reports Significant Revenue and Net Income Growth in the Fiscal Third Quarter 2014
Business Wire - Wed Aug 13, 3:05PM CDT
--Plans to Obtain National Stock Exchange Listing
National Holdings Corporation to Report Fiscal Third Quarter 2014 Financial Results
Business Wire - Fri Aug 08, 8:00AM CDT
National Holdings Corporation (OTC BB: NHLD) ("National Holdings" or the "Company"
today announced that it will host a teleconference to discuss the Company's fiscal third quarter 2014 financial results at 5:00 p.m. ET on Wednesday, August 13, 2014. National Holdings will release its 2014 fiscal third quarter financial results after the market closes on August 13, 2014. FX Energy, Inc. Announces Closing of Public Offering of Series B Preferred Stock
PR Newswire - Thu Jul 17, 12:22PM CDT
FX Energy, Inc. (NASDAQ: FXEN) (the "Company"
announced today that it has closed its underwritten public offering of 800,000 shares of its 9.25% Series B Cumulative Convertible Preferred Stock (the "Series B Preferred Stock" at a public offering price of $25.00 per share. Holders of Series B Preferred Stock may convert their shares, in whole or in part, into shares of the Company's common stock at a conversion price of $5.00 per share. The Company may cause conversion of the Series B Preferred Stock if the trading price of its common stock exceeds $6.00 for 20 trading days in any consecutive 30 trading day period. FX Energy, Inc. Announces Pricing of Public Offering of Series B Preferred Stock
PR Newswire - Thu Jul 10, 4:46PM CDT
FX Energy, Inc. (NASDAQ: FXEN) (the "Company"
announced today that it has priced an underwritten public offering of 800,000 shares of its 9.25% Series B Cumulative Convertible Preferred Stock (the "Series B Preferred Stock" at a public offering price of $25.00 per share. Holders of Series B Preferred Stock may convert their shares, in whole or in part, into shares of the Company's common stock at a conversion price of $5.00 per share. The Company may cause conversion of the Series B Preferred Stock if the trading price of its common stock exceeds $6.00 for 20 trading days in any consecutive 30-trading-day period. Sino-Global Shipping America, Ltd. Announces Closing of Public Offering of Common Stock
PR Newswire - Wed Jul 02, 11:10AM CDT
Sino-Global Shipping America, Ltd. (NasdaqCM: SINO) ("Sino-Global" or the "Company"
, an international shipping agency and logistic services provider, today announced the closing of its previously announced underwritten public offering of 572,000 registered shares of its common stock, without par value per share, at a price to the public of $1.76 per share. The underwriter partially exercised the over-allotment and purchased an additional 75,000 shares. The total number of shares sold in the offering including such over-allotment shares was 647,000 shares of common stock. Sino-Global Shipping America, Ltd. Announces Pricing of Public Offering of Common Stock
PR Newswire - Fri Jun 27, 7:55AM CDT
Sino-Global Shipping America, Ltd. (NasdaqCM: SINO) ("Sino-Global" or the "Company"
, an international shipping agency and logistic services provider, today announced the pricing of its previously announced underwritten public offering. The Company is offering 572,000 registered shares of its common stock, without par value per share, at a price to the public of $1.76 per share. In connection with the offering, the Company has also granted the underwriter a 30-day option to purchase up to an additional 85,800 shares of common stock from the Company to cover over-allotments, if any. Sino-Global Shipping America, Ltd. Announces Proposed Public Offering of Common Stock
PR Newswire - Thu Jun 26, 3:05PM CDT
Sino-Global Shipping America, Ltd. (NasdaqCM: SINO) ("Sino-Global" or the "Company"
, an international shipping agency and logistic services provider, today announced that it is proposing to offer shares of its common stock in an underwritten public offering. The Company expects to grant the underwriters a 30-day option to purchase up to an additional 15 percent of the shares of common stock offered in the public offering to cover over-allotments, if any. The Company intends to use the net proceeds from the offering for strategic investments, acquisitions and general corporate purposes. The final terms of the offering will depend on market and other conditions at the time of pricing, and there can be no assurance about whether or when the offering will be completed or the actual size or terms of the offering. CBD Energy Limited Announces Closing of Public Offering of Ordinary Shares
Business Wire - Wed Jun 18, 11:55AM CDT
CBD Energy Limited (NASDAQ: CBDE), a diversified clean energy company and leading provider of solar installations worldwide, having completed more than 17,000 residential installations in Australia and numerous commercial and utility-scale systems worldwide, today announced the closing of its public offering of 1,810,000 ordinary shares, at an offering price of $4.00 per share.
Orchid Island Capital Closes Public Offering of Common Stock
GlobeNewswire - Mon Mar 24, 1:53PM CDT
Orchid Island Capital, Inc. (the "Company"
(NYSE MKT:ORC) announced that it closed its previously announced public offering of 3,200,000 shares of common stock at a public offering price of $12.55 per share earlier today. All of the shares in the public offering were offered by the Company. The shares are listed in the NYSE MKT under the symbol "ORC". National Securities adds John Benda as senior equity research analyst
M2 - Thu Mar 20, 4:49AM CDT
National Holdings Corporation (OTC BB:NHLD), a full-service investment banking and asset management firm, disclosed on Wednesday that John R Benda has joined its broker-dealer subsidiary National Securities Corporation as a senior equity research analyst.
ZBB Energy Corporation Announces Successful Completion of Public Offering of Common Stock Including Full Exercise of Over Allotment
Marketwire - Wed Mar 19, 9:14AM CDT
ZBB Energy Corporation (NYSE MKT: ZBB), today announced that it has completed its previously announced underwritten public offering of common stock at a price to the public of $2.25 per share.
Orchid Island Capital Prices Public Offering of Common Stock
GlobeNewswire - Wed Mar 19, 7:58AM CDT
Orchid Island Capital, Inc. (the "Company"
(NYSE MKT:ORC) announced today the pricing of its public offering of 3,200,000 shares of common stock at $12.55 per share. The offering is expected to close on March 24, 2014. The Company has granted the underwriters a 30-day option to purchase up to an additional 480,000 shares of common stock on the same terms and conditions to cover over-allotments, if any. All of the shares in the public offering are being offered by the Company. National Securities Corporation Announces the Addition of John Benda to Equity Research Team
Business Wire - Wed Mar 19, 7:01AM CDT
National Holdings Corporation (OTC BB:NHLD) ("National Holdings" or the "Company"
, a full-service investment banking and asset management firm, today announced that John R. Benda has joined the Company's broker-dealer subsidiary, National Securities Corporation, as a Senior Equity Research Analyst, covering REITs and other real estate related securities. In the new role, Mr. Benda is based in New York. ZBB Energy Corporation Announces Pricing of Public Offering of Common Stock
Marketwire - Fri Mar 14, 7:28AM CDT
ZBB Energy Corporation (NYSE MKT: ZBB) (the "Company"
, a leading developer of intelligent, renewable energy power platforms and hybrid vehicle control systems, today announced the pricing of its previously announced underwritten public offering. The Company is offering 5,500,000 registered shares of its common stock, par value $0.01 per share, at a price to the public of $2.25 per share. In connection with the offering, the Company has also granted the underwriter a 30-day option to purchase up to an additional 825,000 shares of common stock from the Company to cover over-allotments, if any. ZBB Energy Corporation Announces Proposed Public Offering of Common Stock
Marketwire - Thu Mar 13, 3:05PM CDT
ZBB Energy Corporation (NYSE MKT: ZBB) (the "Company"
, a leading developer of intelligent, renewable energy power platforms and hybrid vehicle control systems, today announced that it is proposing to offer shares of its common stock in an underwritten public offering. The Company expects to grant the underwriters a 30-day option to purchase up to an additional 15 percent of the shares of common stock offered in the public offering to cover over-allotments, if any. The Company intends to use the net proceeds from the offering for working capital and general corporate purposes. The final terms of the offering will depend on market and other conditions at the time of pricing, and there can be no assurance as to whether or when the offering may be completed, or as to the actual size or terms of the offering. Neptune Announces Closing of the Over-Allotment Option Associated with its Recently Completed Public Offering of Common Shares
PR Newswire - Thu Mar 06, 10:53AM CST
Neptune Technologies & Bioressources Inc. ("Neptune"
(NASDAQ.NEPT - TSX.NTB), announced today that the syndicate of underwriters led by of Euro Pacific Canada Inc. and Roth Capital Partners, as Joint Book-Running Managers, and National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (NHLD) as Lead Manager, have exercised in full the over-allotment option to purchase an additional 1,500,000 common shares of Neptune at a price of US$2.50 per common share in connection with Neptune's previously announced public offering, completed on March 5, 2014. As a result of the exercise of the over-allotment option, Neptune received additional gross proceeds of US$3.75 million for total gross proceeds of US$28.75 million. 
