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RegEd Compliance Thought Leaders to Present at 201

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Post# of 301275
Posted On: 09/24/2014 9:45:41 AM
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Posted By: News Desk 2018
RegEd Compliance Thought Leaders to Present at 2014 SILA National Education Conference

Raleigh, NC, Sept. 24, 2014 (GLOBE NEWSWIRE) -- StoneRiver RegEd, Inc., the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, announced its participation in the 2014 Securities and Insurance Licensing Association (SILA) Conference in Anaheim, CA on October 5-8, 2014.

SILA provides an educational forum for members to exchange information, best practices and ideas that resolve issues common to the industry and to improve licensing and registration across the country. RegEd has supported the SILA mission for over 15 years and is proud to be a SILA Platinum Sponsor. This year RegEd executives and representatives from the company's Regulatory Affairs, Sales, Product Management and Implementation groups will join more than 1,500 SILA members during the three-day conference. 

"RegEd is thrilled to participate in the 25 th SILA National Conference and proud to support the organization in its mission to further the knowledge and education of Licensing and Registration professionals," stated John M. Schobel, Chairman and Founder. "We look forward to engaging with SILA members to understand their challenges and discuss important advances in contracting, licensing and registration technology that can dramatically increase efficiency and deliver material cost-savings." 

A number of RegEd compliance thought leaders and subject matter experts are participating on panels and roundtables at this year's conference: Ann Robinson, Senior Vice President, Product Management at RegEd, will join the panel, Jungle Cruise Through Your Next Market Conduct Exam . Ms. Robinson, a former compliance officer with over 15 years in the financial services industry, will share her experience and perspective on effectively preparing for and navigating through market conduct exams.  Brandi Brown, Senior Vice President, RegEd Regulatory Affairs, will moderate the Agency Topics roundtable discussion highlighting current issues in agency licensing, such as applications, renewals, affiliations and appointments.  Ms. Brown brings a wealth of experience from her ten years leading RegEd's team of regulatory experts with focus on licensing, registration and education best practices for the financial services industry. 

In addition, Margie Webber, Governance Chair on the SILA Board of Directors and a Senior Member of RegEd's Regulatory Affairs Group, will moderate BD/IA Branch Office Registration and Background Check Pitfalls and Best Practices panels. Additionally, Susan Boles, also a Senior Member of RegEd's Regulatory Affairs Group, will moderate the TPA portion of the Limited Lines & Specialty Licenses roundtable and the P/C Open Forum , dedicated to discussion of current topics impacting the P/C licensing process. 

RegEd is also exhibiting at the conference and can be located at Booths 31 and 32 in the main exhibit hall of the Disneyland® Hotel.

About StoneRiver RegEd  
StoneRiver RegEd, Inc. is a leading provider of compliance technology solutions serving 1,000 clients, including the nation's largest financial services firms.  Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based compliance automation for broker-dealers, investment advisors, insurance companies and their distributors.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations while mitigating risk.  For more information, please visit  www.reged.com.

Caitlin Zucal, RegEd, 919.653.5202



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