Statement of Changes in Beneficial Ownership (4)
Post# of 7838
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Date : 09/12/2014 @ 7:25PM
Source : Edgar (US Regulatory)
Stock : N^NXTD (NXTD)
Quote : 2.31 0.0 (0.00%) @ 2:05AM
Statement of Changes in Beneficial Ownership (4)
Alert
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
Pereira Gino Miguel 2. Issuer Name and Ticker or Trading Symbol
Nxt-ID, Inc. [ NXTD ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director __ X __ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
4 RESEARCH DRIVE #402 3. Date of Earliest Transaction (MM/DD/YYYY)
9/10/2014
(Street)
SHELTON, CT 06484
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr.
![8) 8)](smileys/bigeyes.gif)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9/10/2014 D 60000 D $0.00 (1) 10608922 D
Common Stock 9/10/2014 D 600000 D $0.00 (2) 10008922 D
Common Stock 9/10/2014 D 40000 D $0.00 (3) 9968922 D
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr.
![8) 8)](smileys/bigeyes.gif)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
( 1) Pursuant to a Purchase Agreement in a private offering by the Issuer of shares and warrants (the "Offering"
![](/images/icons/icon_wink.gif)
![](/images/icons/icon_wink.gif)
( 2) The shares of common stock were transferred by Mr. Pereira to certain transferees as a gift.
( 3) The shares of common stock were transferred to a certain transferee for services rendered.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Pereira Gino Miguel
4 RESEARCH DRIVE #402
SHELTON, CT 06484 X X Chief Executive Officer
Signatures
/s/ Gino Miguel Pereira 9/12/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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