I will go with #4: #4) since there is a restric
Post# of 4274
Posted On: 08/25/2014 3:35:01 PM
I will go with #4:
#4) since there is a restrictive legend attached to those shares you could also opt to not have them delivered in paper cert form and wait until the legend is removed. Then for a smaller fee and filing of a form available on the TA's website these can ve electronically delivered to your brokerage via 1 of 2 methods depending g on your broker. These will need to be accompanied by an opinion letter from the company's attorney.
#4) since there is a restrictive legend attached to those shares you could also opt to not have them delivered in paper cert form and wait until the legend is removed. Then for a smaller fee and filing of a form available on the TA's website these can ve electronically delivered to your brokerage via 1 of 2 methods depending g on your broker. These will need to be accompanied by an opinion letter from the company's attorney.
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Disclaimer: My opinion is based on extensive DD of a companies business plan and management. I am not a financial advisor nor a stock promoter. I am an investor. Please Do your own DD and make your own investment decisions based on you only and noone else.
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