Ladenburg Thalmann Financial Inc (LTS) 3.24 $LTS
Ladenburg Thalmann Acquires Highland Capital Brokerage
Business Wire - Fri Aug 01, 7:00AM CDT
--Ladenburg makes strategic move to expand into complementary business lines aligned with Independent Brokerage and Advisory segment
Securities America to Acquire Assets of Sunset Financial Services
Business Wire - Mon Jul 21, 7:01AM CDT
Securities America, a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT:LTS), announced today a definitive agreement to acquire certain assets of Sunset Financial Services, Inc., a full-service broker-dealer, from Kansas City Life Insurance Company (NASDAQ:KCLI).
Ladenburg Thalmann Financial Services (LTS) Jumps: Stock Rises 7.6% - Tale of the Tape
Zacks Equity Research - Zacks Investment Research - Wed Jul 09, 8:18AM CDT
Ladenburg Thalmann Financial Services Inc. (LTS) was a big mover last session, as the company saw its shares rise by roughly 8% on the day.
Why Macquarie Infrastructure, Ladenburg Thalmann, and Guess? Are Today's 3 Best Stocks
Sean Williams, The Motley Fool - Motley Fool - Tue Jul 08, 4:15PM CDT
Economic data was again few and far between for the S&P 500 , but that didn't stop the index from dipping for a second straight session and tumbling to its worst loss in two weeks. The only noteworthy report of the day came from the...
Securities America Acquires Dalton Strategic Investment Services
Business Wire - Tue Jul 08, 7:01AM CDT
Securities America, a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), has announced that Dalton Strategic Investment Services Inc. in Knightstown, Ind., has become a branch of the independent broker-dealer. Dalton Strategic Investment Services has approximately 60 advisors in 18 states and $950 million in client assets.
Triad Advisors Adds Team with $260 Million in Client Assets
PR Newswire - Tue Jul 01, 8:30AM CDT
Triad Advisors, Inc., a leading independent broker-dealer supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), today announced that Wagner Wealth Management, a comprehensive wealth management firm and independent hybrid RIA group, has transitioned to the Triad Advisors broker-dealer and hybrid RIA multi-custodial platform. Wagner Wealth brings a total of nine financial advisors, plus an additional soon-to-be-licensed tenth advisor, to the Triad platform. The practice supports client brokerage and fee-based advisory assets of approximately $260 million, as of May 31, 2014.
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q3 2014
Business Wire - Tue Jul 01, 7:30AM CDT
Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS; LTS PrA) today confirmed the third quarter 2014 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Securities America 2014 Connect! Educates and Inspires
Business Wire - Tue Jul 01, 7:00AM CDT
More than 1,100 advisors, assistants and industry experts gathered in San Francisco June 20-23 for Securities America's Connect! annual conference which provided over 80 educational sessions. Securities America is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS). From opening keynote Condoleezza Rice to closing speaker Captain Richard Phillips, Connect! delivered powerful content for independent financial advisors at all stages of their practice development.
Next Gen Panel, 'SAM Talks' Highlight Securities America Connect! Agenda
Business Wire - Wed Jun 18, 7:00AM CDT
A live panel of Gen X and Gen Y investors and SAM Talks, Securities America's take on the popular TED Talks, top the list of highlights for the independent broker-dealer's Connect! national conference June 20-23 in San Francisco. Securities America is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
Securities America Advisor Haussmann Named One of Barron's Top 100 Women Financial Advisors
Marketwire - Wed Jun 18, 1:35AM CDT
Securities America, Inc., an independent broker-dealer located in La Vista, Neb., and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), congratulates Trudy Haussmann on being named to Barron's Top 100 Women Financial Advisors for 2014.
Capitala Finance Corp. Prices Offering of $100 Million in Aggregate Principal Amount of Notes Due 2021
GlobeNewswire - Thu Jun 12, 7:47AM CDT
Capitala Finance Corp. (Nasdaq:CPTA) (the "Company"
today announced that it has priced a registered public offering of $100 million in aggregate principal amount of Notes due 2021 (the "Notes". The Notes will mature on June 16, 2021, and may be redeemed in whole or in part at any time or from time to time at the Company's option on or after June 16, 2017. The Notes will bear interest at a rate of 7.125% per year payable quarterly on March 16, June 16, September 16 and December 16 of each year, beginning September 16, 2014. The Company also granted the underwriters a 30-day option to purchase up to an additional $15 million in aggregate principal amount of Notes. The Notes have been approved for listing on the New York Stock Exchange and the Company expects trading to commence thereon within 30 days of the original issue date under the trading symbol "CLA."
Capitala Finance Corp. Announces Offering of Notes Due 2021
GlobeNewswire - Wed Jun 11, 8:22AM CDT
Capitala Finance Corp. (Nasdaq:CPTA) (the "Company" today announced the commencement of a registered public offering of Notes due 2021 (the "Notes". The Notes have been approved for listing on the New York Stock Exchange and the Company expects trading to commence thereon within 30 days of the original issue date under the trading symbol "CLA."
Securities America Welcomes Team With $50 Million in Client Assets
Marketwire - Thu Jun 05, 7:03AM CDT
Stephen and Kristi Trowbridge of Trowbridge Wealth Management in Hoover, Ala., have joined Securities America, Inc., an independent broker-dealer located in La Vista, Neb., and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
Investacorp Kicks Off PlanForward14
Business Wire - Thu May 29, 3:42PM CDT
Investacorp, Inc., a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), will be kicking off its annual conference entitled PlanForward14 on Sunday June 1st, 2014.
Oxford Lane Capital Corp. Prices Preferred Stock Offering
Marketwire - Thu May 29, 3:33PM CDT
Oxford Lane Capital Corp. (the "Company" (NASDAQ: OXLC) (NASDAQ: OXLCP) (NASDAQ: OXLCO) today announced that it has priced an underwritten public offering of 1,120,000 shares of its newly designated 8.125% Series 2024 Term Preferred Stock (the "Preferred Stock" at a public offering price of $25 per share, raising $28 million in gross proceeds. The Company has also granted the underwriters a 30-day option to purchase up to 168,000 additional shares of Preferred Stock on the same terms and conditions to cover over-allotments, if any. The closing of the transaction is subject to customary closing conditions and the shares are expected to be delivered on June 5, 2014. The Company has applied to list the Preferred Stock on the NASDAQ Global Select Market and expects trading to commence thereon within 30 days after June 5, 2014 under the symbol "OXLCN."
Oxford Lane Capital Corp. Announces Preferred Stock Offering
Marketwire - Thu May 29, 6:56AM CDT
Oxford Lane Capital Corp. (the "Company" (NASDAQ: OXLC) (NASDAQ: OXLCP) (NASDAQ: OXLCO) today announced that it plans to offer shares of its newly designated Series 2024 Term Preferred Shares (the "Preferred Stock" in an underwritten public offering. The public offering price and other terms of the Preferred Stock are to be determined by negotiations between the Company and the underwriters. The Company also plans to grant the underwriters a 30-day option to purchase additional shares of Preferred Stock on the same terms and conditions to cover over-allotments, if any.
Arbor Point Advisors Adds Team with $120 Million in Client Assets
Business Wire - Wed May 28, 7:01AM CDT
Thomas Kerins and Debra Hendrickson of Omaha, Neb., have joined Fortress Wealth Advisors, which opened mid-January. They are the first team to join founders Dana and Curren Webb, whose firm now manages more than $200 million in assets.
Why Cell Therapeutics (CTIC) Stock Is Spiking Today
at The Street - Thu May 22, 11:27AM CDT
Cell Therapeutics (CTIC) is rocketing up today after being initiated with a 'buy' rating by analysts at Ladenburg (LTS).
Investacorp Expands Recruiting Team
Business Wire - Thu May 22, 10:29AM CDT
Investacorp, Inc., a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), is pleased to announce Leslie Moraza-Vigil as National Recruiting Co-Director.
Five Oaks Investment Corp. Announces Pricing of Additional Shares of 8.75% Series A Cumulative Redeemable Preferred Stock
PR Newswire - Wed May 21, 5:20PM CDT
Five Oaks Investment Corp. (NYSE: OAKS) (the "Company" today announced that it has priced an underwritten public offering of 600,000 additional shares of its 8.75% Series A Cumulative Redeemable Preferred Stock (liquidation preference $25.00 per share) (the "Series A Preferred Stock" for estimated net proceeds of $14,000,000. The offering is a re-opening of the Company's original issuance of Series A Preferred Stock, which occurred in December 2013 and the subsequent overallotment option exercise in January 2014. The offering is subject to customary closing conditions and is expected to close on May 27, 2014.
Ladenburg Thalmann Acquires Highland Capital Brokerage
Business Wire - Fri Aug 01, 7:00AM CDT
--Ladenburg makes strategic move to expand into complementary business lines aligned with Independent Brokerage and Advisory segment
Securities America to Acquire Assets of Sunset Financial Services
Business Wire - Mon Jul 21, 7:01AM CDT
Securities America, a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT:LTS), announced today a definitive agreement to acquire certain assets of Sunset Financial Services, Inc., a full-service broker-dealer, from Kansas City Life Insurance Company (NASDAQ:KCLI).
Ladenburg Thalmann Financial Services (LTS) Jumps: Stock Rises 7.6% - Tale of the Tape
Zacks Equity Research - Zacks Investment Research - Wed Jul 09, 8:18AM CDT
Ladenburg Thalmann Financial Services Inc. (LTS) was a big mover last session, as the company saw its shares rise by roughly 8% on the day.
Why Macquarie Infrastructure, Ladenburg Thalmann, and Guess? Are Today's 3 Best Stocks
Sean Williams, The Motley Fool - Motley Fool - Tue Jul 08, 4:15PM CDT
Economic data was again few and far between for the S&P 500 , but that didn't stop the index from dipping for a second straight session and tumbling to its worst loss in two weeks. The only noteworthy report of the day came from the...
Securities America Acquires Dalton Strategic Investment Services
Business Wire - Tue Jul 08, 7:01AM CDT
Securities America, a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), has announced that Dalton Strategic Investment Services Inc. in Knightstown, Ind., has become a branch of the independent broker-dealer. Dalton Strategic Investment Services has approximately 60 advisors in 18 states and $950 million in client assets.
Triad Advisors Adds Team with $260 Million in Client Assets
PR Newswire - Tue Jul 01, 8:30AM CDT
Triad Advisors, Inc., a leading independent broker-dealer supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), today announced that Wagner Wealth Management, a comprehensive wealth management firm and independent hybrid RIA group, has transitioned to the Triad Advisors broker-dealer and hybrid RIA multi-custodial platform. Wagner Wealth brings a total of nine financial advisors, plus an additional soon-to-be-licensed tenth advisor, to the Triad platform. The practice supports client brokerage and fee-based advisory assets of approximately $260 million, as of May 31, 2014.
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q3 2014
Business Wire - Tue Jul 01, 7:30AM CDT
Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS; LTS PrA) today confirmed the third quarter 2014 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Securities America 2014 Connect! Educates and Inspires
Business Wire - Tue Jul 01, 7:00AM CDT
More than 1,100 advisors, assistants and industry experts gathered in San Francisco June 20-23 for Securities America's Connect! annual conference which provided over 80 educational sessions. Securities America is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS). From opening keynote Condoleezza Rice to closing speaker Captain Richard Phillips, Connect! delivered powerful content for independent financial advisors at all stages of their practice development.
Next Gen Panel, 'SAM Talks' Highlight Securities America Connect! Agenda
Business Wire - Wed Jun 18, 7:00AM CDT
A live panel of Gen X and Gen Y investors and SAM Talks, Securities America's take on the popular TED Talks, top the list of highlights for the independent broker-dealer's Connect! national conference June 20-23 in San Francisco. Securities America is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
Securities America Advisor Haussmann Named One of Barron's Top 100 Women Financial Advisors
Marketwire - Wed Jun 18, 1:35AM CDT
Securities America, Inc., an independent broker-dealer located in La Vista, Neb., and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), congratulates Trudy Haussmann on being named to Barron's Top 100 Women Financial Advisors for 2014.
Capitala Finance Corp. Prices Offering of $100 Million in Aggregate Principal Amount of Notes Due 2021
GlobeNewswire - Thu Jun 12, 7:47AM CDT
Capitala Finance Corp. (Nasdaq:CPTA) (the "Company"
today announced that it has priced a registered public offering of $100 million in aggregate principal amount of Notes due 2021 (the "Notes". The Notes will mature on June 16, 2021, and may be redeemed in whole or in part at any time or from time to time at the Company's option on or after June 16, 2017. The Notes will bear interest at a rate of 7.125% per year payable quarterly on March 16, June 16, September 16 and December 16 of each year, beginning September 16, 2014. The Company also granted the underwriters a 30-day option to purchase up to an additional $15 million in aggregate principal amount of Notes. The Notes have been approved for listing on the New York Stock Exchange and the Company expects trading to commence thereon within 30 days of the original issue date under the trading symbol "CLA." Capitala Finance Corp. Announces Offering of Notes Due 2021
GlobeNewswire - Wed Jun 11, 8:22AM CDT
Capitala Finance Corp. (Nasdaq:CPTA) (the "Company"
today announced the commencement of a registered public offering of Notes due 2021 (the "Notes". The Notes have been approved for listing on the New York Stock Exchange and the Company expects trading to commence thereon within 30 days of the original issue date under the trading symbol "CLA." Securities America Welcomes Team With $50 Million in Client Assets
Marketwire - Thu Jun 05, 7:03AM CDT
Stephen and Kristi Trowbridge of Trowbridge Wealth Management in Hoover, Ala., have joined Securities America, Inc., an independent broker-dealer located in La Vista, Neb., and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS).
Investacorp Kicks Off PlanForward14
Business Wire - Thu May 29, 3:42PM CDT
Investacorp, Inc., a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), will be kicking off its annual conference entitled PlanForward14 on Sunday June 1st, 2014.
Oxford Lane Capital Corp. Prices Preferred Stock Offering
Marketwire - Thu May 29, 3:33PM CDT
Oxford Lane Capital Corp. (the "Company"
(NASDAQ: OXLC) (NASDAQ: OXLCP) (NASDAQ: OXLCO) today announced that it has priced an underwritten public offering of 1,120,000 shares of its newly designated 8.125% Series 2024 Term Preferred Stock (the "Preferred Stock" at a public offering price of $25 per share, raising $28 million in gross proceeds. The Company has also granted the underwriters a 30-day option to purchase up to 168,000 additional shares of Preferred Stock on the same terms and conditions to cover over-allotments, if any. The closing of the transaction is subject to customary closing conditions and the shares are expected to be delivered on June 5, 2014. The Company has applied to list the Preferred Stock on the NASDAQ Global Select Market and expects trading to commence thereon within 30 days after June 5, 2014 under the symbol "OXLCN." Oxford Lane Capital Corp. Announces Preferred Stock Offering
Marketwire - Thu May 29, 6:56AM CDT
Oxford Lane Capital Corp. (the "Company"
(NASDAQ: OXLC) (NASDAQ: OXLCP) (NASDAQ: OXLCO) today announced that it plans to offer shares of its newly designated Series 2024 Term Preferred Shares (the "Preferred Stock" in an underwritten public offering. The public offering price and other terms of the Preferred Stock are to be determined by negotiations between the Company and the underwriters. The Company also plans to grant the underwriters a 30-day option to purchase additional shares of Preferred Stock on the same terms and conditions to cover over-allotments, if any. Arbor Point Advisors Adds Team with $120 Million in Client Assets
Business Wire - Wed May 28, 7:01AM CDT
Thomas Kerins and Debra Hendrickson of Omaha, Neb., have joined Fortress Wealth Advisors, which opened mid-January. They are the first team to join founders Dana and Curren Webb, whose firm now manages more than $200 million in assets.
Why Cell Therapeutics (CTIC) Stock Is Spiking Today
at The Street - Thu May 22, 11:27AM CDT
Cell Therapeutics (CTIC) is rocketing up today after being initiated with a 'buy' rating by analysts at Ladenburg (LTS).
Investacorp Expands Recruiting Team
Business Wire - Thu May 22, 10:29AM CDT
Investacorp, Inc., a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), is pleased to announce Leslie Moraza-Vigil as National Recruiting Co-Director.
Five Oaks Investment Corp. Announces Pricing of Additional Shares of 8.75% Series A Cumulative Redeemable Preferred Stock
PR Newswire - Wed May 21, 5:20PM CDT
Five Oaks Investment Corp. (NYSE: OAKS) (the "Company"
today announced that it has priced an underwritten public offering of 600,000 additional shares of its 8.75% Series A Cumulative Redeemable Preferred Stock (liquidation preference $25.00 per share) (the "Series A Preferred Stock" for estimated net proceeds of $14,000,000. The offering is a re-opening of the Company's original issuance of Series A Preferred Stock, which occurred in December 2013 and the subsequent overallotment option exercise in January 2014. The offering is subject to customary closing conditions and is expected to close on May 27, 2014. 
