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  4. GENERAL EUROPEAN STRATEGIC INVTS INC. (GESI) Message Board

4) Issuance History List below any events, in chr

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Post# of 1508
Posted On: 07/18/2014 8:22:58 AM
Posted By: muscleshoals
4) Issuance History
List below any events, in chronological order, that resulted in changes in total shares outstanding by the issuer in the past
two fiscal years and any interim period. The list shall include all offerings of securities, whether private or public, and all
shares or any other securities or options to acquire such securities issued for services, describing (1) the securities, (2)
the persons or entities to whom such securities were issued and (3) the services provided by such persons or entities.
The list shall indicate:
A. The nature of each offering (e.g., Securities Act Rule 504, intrastate, etc.);
June 2012 Rule D 504 offering
B. Any jurisdictions where the offering was registered or qualified;
None
C. The number of shares offered;
40,000,000
D. The number of shares sold;
37,060,000
E. The price at which the shares were offered, and the amount actually paid to the issuer;
.005
F. The trading status of the shares; and
Restricted
G. Whether the certificates or other documents that evidence the shares contain a legend (1) stating that the shares
have not been registered under the Securities Act and (2) setting forth or referring to the restrictions on
transferability and sale of the shares under the Securities Act.
Stamped front and back with Restrictive Legend showing none transferability and one year hold.
With respect to private offerings of securities, the list shall also indicate the identity of the persons who purchased
securities in such private offering; provided, however, that in the event that any such person is an entity, the list shall also
indicate (a) the identity of each natural person beneficially owning, directly or indirectly, more than ten percent (10%) of
any class of equity securities of such entity and (b) to the extent not otherwise disclosed, the identity of each natural
person who controlled or directed, directly or indirectly, the purchase of such securities for such entity.
GESI PPM Listing
100 Drew Frandy 3.4M 101 Jeffrey Kaser 800K
102 Eric Frandy 700K 103 David Gadwood 500K
104 Jessica Zembek 300K 105 Eric Odendahl 1M
106 Emily White 260K 107 Joseph Sluder 2M
108 RESERVED 109 Stuart Kerr 1M
110 Tom Cechulski 1M 111 Bill Filippo 2.4M
112 Brett Peterson 1 M 113 NOT TO BE USED
114 Peter de Graune 1.5 M 115 Ron Zembek 200K
116 Hubert Shaw 1 M 117 Rob Moore III 400K
118 Shari Zembek 600K 119 David Blanco 600K
120 David Zembek 800K 121 Michael Bradshaw 200K
122 Ron Parsons 3M 123 Billy Parker 200K
124 Ed Rizk 1M 125 Robert Horry 6M Individual owning more than 10 %
126 Blue Corn Productions 3M 127 Sandy Arnett 200K
128 Alliance Investments 4M Entity owning more than 10 %, Julian Brown principal.




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