A Link to the Guidelines for submitting informatio
Post# of 43066
Posted On: 07/13/2014 12:17:20 AM
A Link to the Guidelines for submitting information to the SEC/Whistleblower Group:
https://www.sec.gov/about/offices/owb/owb-tips.shtml
B Link for submitting a tip to the SEC Whistleblower Group ONLINE:
https://denebleo.sec.gov/TCRExternal/index.xhtml
C Reference article that suggests this manipulation event should be submitted:
S.E.C. Vows More Use of a Little-Used Tool
By PETER J. HENNING DealBook
New York Times
May 27, 2014 12:43 pm
http://dealbook.nytimes.com/2014/05/27/s-e-c-..._r=1&;;
It is rare that the Securities and Exchange Commission announces a new approach to pursuing violations. Mary Jo White, the agency’s chairwoman, did just that last week when she pointed to a seldom-used provision of the federal securities laws that the S.E.C. will employ against people who use others to do their bidding.
In a speech at a white-collar crime conference sponsored by the New York City Bar Association, Ms. White said that “One new approach to charging individuals is to use Section 20(b) of the Exchange Act,” which she said can be “potentially a very powerful tool” for pursuing violations. Before discussing the provision, she kindly told her audience filled with defense lawyers that “before you start reaching for your smartphones to look it up, let me save you the trouble” by describing the provision for them.
[ 15 U.S. Code § 78t - Liability of controlling persons and persons who aid and abet violations http://www.law.cornell.edu/uscode/text/15/78t ]
>>>>>>>>>>>>>>>>>>> also interesting....
CHICAGO, IL, May 29, 2014 (Marketwired via COMTEX) -- A lIP awsuit has been filed under the Freedom of Information Act against the Securities and Exchange Commission (SEC) to obtain the agency's investigative files relating to more than a dozen aborted investigations and cases involving naked short selling. The complaint was filed on behalf of Mark Mitchell, an investigative journalist who publishes on www.deepcapture.com , a website that offers in-depth reports on the extent to which naked short selling pervades the US capital markets.
http://www.marketwatch.com/story/journalist-s...2014-05-29
>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>
Got my juices stirred up so I researched a few links... guidelines for submission to SEC, and link for the actual submission.
Also the content of the article that I sent along to explain why I was submitting the timelines of the "coincidences that occurred here in Hangout tonight" that I thought ought to be investigated based on the stated concerns detailed in the article.
I don't know IF I'll get a reply soon or not...
Here is PHONE & mail/FAX contact info for follow-up:
SEC Office of the Whistleblower
100 F Street NE
Mail Stop 5628
Washington, DC 20549
Phone: (202) 551-4790
Fax: (703) 813-9322
>>>>>>>>>>>>>>>>>>>>>>>>>
I encourage others (who wish) to contact them about the ABUSES we've been watching since 2009 & the obvious violations the Welland 3 continue to engage in re:JBII SINCE their conviction and terms of settlement were made by Judge Turner.
There is no doubt that tonight's activity ties straight back to Scion via his agent. I will bet that Gerard can tell the SEC the names of his associates, including Rosebud, when the agents give him a call.
LOL... or maybe the SEC guys will pass this right on to DOJ.
https://www.sec.gov/about/offices/owb/owb-tips.shtml
B Link for submitting a tip to the SEC Whistleblower Group ONLINE:
https://denebleo.sec.gov/TCRExternal/index.xhtml
C Reference article that suggests this manipulation event should be submitted:
S.E.C. Vows More Use of a Little-Used Tool
By PETER J. HENNING DealBook
New York Times
May 27, 2014 12:43 pm
http://dealbook.nytimes.com/2014/05/27/s-e-c-..._r=1&;;
It is rare that the Securities and Exchange Commission announces a new approach to pursuing violations. Mary Jo White, the agency’s chairwoman, did just that last week when she pointed to a seldom-used provision of the federal securities laws that the S.E.C. will employ against people who use others to do their bidding.
In a speech at a white-collar crime conference sponsored by the New York City Bar Association, Ms. White said that “One new approach to charging individuals is to use Section 20(b) of the Exchange Act,” which she said can be “potentially a very powerful tool” for pursuing violations. Before discussing the provision, she kindly told her audience filled with defense lawyers that “before you start reaching for your smartphones to look it up, let me save you the trouble” by describing the provision for them.
[ 15 U.S. Code § 78t - Liability of controlling persons and persons who aid and abet violations http://www.law.cornell.edu/uscode/text/15/78t ]
>>>>>>>>>>>>>>>>>>> also interesting....
CHICAGO, IL, May 29, 2014 (Marketwired via COMTEX) -- A lIP awsuit has been filed under the Freedom of Information Act against the Securities and Exchange Commission (SEC) to obtain the agency's investigative files relating to more than a dozen aborted investigations and cases involving naked short selling. The complaint was filed on behalf of Mark Mitchell, an investigative journalist who publishes on www.deepcapture.com , a website that offers in-depth reports on the extent to which naked short selling pervades the US capital markets.
http://www.marketwatch.com/story/journalist-s...2014-05-29
>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>
Got my juices stirred up so I researched a few links... guidelines for submission to SEC, and link for the actual submission.
Also the content of the article that I sent along to explain why I was submitting the timelines of the "coincidences that occurred here in Hangout tonight" that I thought ought to be investigated based on the stated concerns detailed in the article.
I don't know IF I'll get a reply soon or not...
Here is PHONE & mail/FAX contact info for follow-up:
SEC Office of the Whistleblower
100 F Street NE
Mail Stop 5628
Washington, DC 20549
Phone: (202) 551-4790
Fax: (703) 813-9322
>>>>>>>>>>>>>>>>>>>>>>>>>
I encourage others (who wish) to contact them about the ABUSES we've been watching since 2009 & the obvious violations the Welland 3 continue to engage in re:JBII SINCE their conviction and terms of settlement were made by Judge Turner.
There is no doubt that tonight's activity ties straight back to Scion via his agent. I will bet that Gerard can tell the SEC the names of his associates, including Rosebud, when the agents give him a call.
LOL... or maybe the SEC guys will pass this right on to DOJ.
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