Raleigh, NC, May 15, 2014 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance and risk management technology to the financial services industry, including the SCORE Risk Control Center, is pleased to announce its participation at the 2014 FINRA Annual Conference in Washington, D.C., May 19 th through 21 st .
FINRA's annual conference provides securities industry practitioners with guidance on regulatory priorities and compliance solutions. With interactive forums led by experienced industry veterans and regulators, the FINRA Annual Conference addresses the compliance and regulatory issues investment advisers and broker-dealers face in today's evolving industry. This year, FINRA will focus on recent regulatory developments and hot topics such as enforcement issues, supervision, and conflicts of interest management.
RegEd's Chairman and Founder, John M. Schobel stated, "The FINRA Annual Conference provides an important forum for regulators, industry firms and solution providers, like RegEd, to engage in dialog about critical compliance and operational challenges and the best practice approaches for addressing those challenges." Mr. Schobel continued, "Earlier this year, FINRA announced the expansion of its High Risk Broker program. To support our clients' needs in this area, at this year's conference, RegEd will launch the SCORE Risk Control Center, which aggregates critical FINRA and other compliance data into concise risk scorecards, to enable the ready identification of potential risk among the firm's registered population."
RegEd representatives will be on site to meet with conference attendees and discuss the SCORE Risk Control Center and other technology-based approaches to streamlining compliance. RegEd business leaders participating in the conference include John M. Schobel, Chairman and Founder, and Ann Robinson, Senior Vice President of Product Management. With more than 30 years of combined experience in the insurance and securities compliance domain, each is recognized for their expertise in broker-dealer compliance and risk management best practices.
RegEd is exhibiting at the conference and can be located at Booth 41 in the main exhibit hall of the Renaissance Washington, DC Downtown Hotel. For more information on RegEd or its attendance at the 2014 FINRA Annual Conference, please call 800-334-8322 or email sales@reged.com .
About RegEd
RegEd, Incorporated, a StoneRiver Risk and Compliance company, is a leading provider of compliance technology solutions serving over 800 enterprise customers including the nation's largest financial services firms. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based compliance automation for broker-dealers, investment advisors, insurance companies and their distributors. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with state and FINRA regulations while mitigating risk. For more information, please visit www.reged.com .
Caitlin Zucal, RegEd, 919.653.5202
