Lpl Investment Holdings Inc (LPLA) 47.89 $LPLA
First Niagara Investment Services' Larry Orsini Recognized as a Top 20 Program Manager
GlobeNewswire - Thu May 08, 8:31AM CDT
First Niagara Investment Services Managing Director Larry Orsini was recognized as a Top 20 Program Manager by Bank Investment Consultant (BIC), a leading financial services industry magazine. Only a select group of bank and credit union investment program managers were recipients of this prestigious recognition. The list recognizes the managers of the most productive bank and credit union-based advisors. The ranking is based upon five main factors, including average production per advisor, percentage growth of team assets from the previous year, percentage growth of team production from the previous year, the number of advisors under the manager's direct supervision and the number of licensed branch employees under the supervision of the program manager.
LPL Investment Holdings Falls 1.33% on Heavy Volume: Watch For Potential Rebound
Comtex SmarTrend(R) - Fri May 02, 4:57PM CDT
LPL Investment Holdings (NASDAQ:LPLA) traded in a range yesterday that spanned from a low of $46.58 to a high of $47.52. Yesterday, the shares fell 1.3%, which took the trading range below the 3-day low of $46.70 on volume of 2.1 million shares. Often times after large one-day declines, short-term traders may play for some degree of mean reversion.
Capital Markets Stocks under Review -- Research on Morgan Stanley, LPL Financial Holdings, Cowen, and BGC Partners
PR Newswire - Mon Apr 28, 8:23AM CDT
On Friday, April 25, 2014, the NASDAQ Composite ended at 4,075.56, down 1.75%, the Dow Jones Industrial Average fell 0.85%, to finish the day at 16,361.46, and the S&P 500 closed at 1,863.40, down 0.81%. The losses were broad based as eight out of ten sectors ended the session in negative. The S&P 500 Financials Sector Index ended the day at 294.32, down 0.84%, whereas the index has gained 2.80% in the previous three months. Investor-Edge has initiated coverage on the following equities: Morgan Stanley (NYSE: MS), LPL Financial Holdings Inc (NASDAQ: LPLA), Cowen Group Inc. (NASDAQ: COWN) and BGC Partners Inc. (NASDAQ: BGCP). Free technical research on MS, LPLA, COWN and BGCP can be downloaded upon signing up at:
Daniel S. Romero CFP(R) Recognized as a Top Financial Advisor by LPL Financial
Marketwire - Thu Apr 24, 5:26PM CDT
Daniel S. Romero, CFP(R), an independent LPL financial advisor (NASDAQ: LPLA) at Romero & Levin Wealth Management, Inc. in Santa Ana, CA, today announced that he was recognized as a top financial advisor and named to the LPL Financial Chairman's Club. This distinction is based on an annual production of all registered advisors supported by LPL Financial LLC ("LPL Financial"
, and is awarded to less than six percent of the firm's approximately 13,700 advisors nationwide.
Why LPL Financial Holdings (LPLA) Stock Is Down Today
at The Street - Thu Apr 24, 9:54AM CDT
LPL Financial Holdings (LPLA) stock is lower Thursday after UBS (UBS) cut the company's price target and lowered its FY14 and FY15 EPS estimates.
VALIC Partners with LPL Financial Worksite Financial Solutions Platform
Business Wire - Thu Apr 24, 9:00AM CDT
VALIC, a leading retirement plan provider, today announced that it has integrated LPL Financial's Worksite Financial Solutions platform into its suite of offerings. LPL Financial LLC, is the nation's largest independent broker-dealer, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA).
Recognitions, Conference Call Schedules, Regional Branch Openings, Dividends, and Trainings - Analyst Notes on LPL Financial, Lexington, Allied World, The Hanover and Eaton Vance
PR Newswire - Thu Apr 24, 7:00AM CDT
Today, Analysts Review released its analysts' notes regarding LPL Financial Holdings Inc. (NASDAQ: LPLA), Lexington Realty Trust (NYSE: LXP), Allied World Assurance Company Holdings, AG (NYSE: AWH), The Hanover Insurance Group Inc. (NYSE: THG) and Eaton Vance Corp. (NYSE: EV). Private wealth members receive these notes ahead of publication. To reserve complementary membership, limited openings are available at: http://www.analystsreview.com/1531-100free.
LPL Financial Announces Financial Results for First Quarter 2014
GlobeNewswire - Wed Apr 23, 5:54PM CDT
- Advisory and brokerage assets grow 13.5% year-over-year to $447.1 billion -
LPL Financial (LPLA) is now in Oversold Territory - Tale of the Tape
Zacks Equity Research - Zacks Investment Research - Tue Apr 15, 9:58AM CDT
LPL Financial (LPLA) is now in Oversold Territory
LPL Financial Names William Morrissey Managing Director of Independent Advisor Services
GlobeNewswire - Mon Apr 14, 8:00AM CDT
LPL Financial, the nation's largest independent broker-dealer, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq:LPLA), today announced that William (Bill) Morrissey has been appointed Managing Director of its Independent Advisor Services ("IAS" business unit.
Index Update, New Headquarters, Appointment, New Service, and Stock Movement - Analyst Notes on TD Ameritrade, LPL Investment Holdings, Stifel Financial, Interactive Brokers, and Cowen Group
PR Newswire - Thu Apr 10, 10:08AM CDT
Today, Analysts Review released its analysts' notes regarding TD Ameritrade Holding Corporation (NYSE: AMTD), LPL Investment Holdings Inc. (NASDAQ: LPLA), Stifel Financial Corp. (NYSE: SF), Interactive Brokers Group, Inc. (NASDAQ: IBKR), and Cowen Group, Inc. (NASDAQ: COWN). Private wealth members receive these notes ahead of publication. To reserve complementary membership, limited openings are available at: http://www.AnalystsReview.com/register
Wayne von Borstel Recognized As A Top Financial Advisor By LPL Financial
PR Newswire - Tue Apr 01, 9:02AM CDT
Wayne von Borstel, an independent LPL financial advisor at von Borstel & Associates in Portland, OR, today announced that he was recognized as a top financial advisor and named to the LPL Financial Chairman's Council. This distinction is based on an annual production of all registered advisors supported by LPL Financial LLC ("LPL Financial" , and is awarded to less than 2% of the firm's approximately 13,500 advisors nationwide.
Notice to All LPL Customers Who Invested In Alternative Investments: The Securities Arbitration Law Firm of Klayman & Toskes Investigates Sales Practices of LPL In Light of Fine Levied Against LPL by FINRA
Business Wire - Wed Mar 26, 9:28AM CDT
The Securities Arbitration Law Firm of Klayman & Toskes ("K&T" (www.nasd-law.com) announced today that the Financial Industry Regulatory Authority ("FINRA" fined LPL Financial (NasdaqGS: LPLA) $950,000 for supervisory deficiencies related to the sales of alternative investment products, including non-traded real estate investment trusts ("REITs" , oil and gas partnerships, business development companies ("BDCs" , hedge funds, managed futures and other illiquid pass-through investments. As part of the sanction, LPL was also required to conduct a comprehensive review of its policies, systems, procedures and training, and remedy the failures.
LPL Financial Fined by FINRA - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Tue Mar 25, 1:20PM CDT
LPL Financial Holdings Inc has been slapped with a fine by the Financial Industry Regulatory Authority (FINRA) on Monday.
Stock Futures Point Higher; Tiffany, Nike Down Before Open
at Investor's Business Daily - Fri Mar 21, 8:01AM CDT
Stock futures were off early highs, but clearly positive Friday morning after a whorl of wild market action across Russia and Asia. Dow futures held 42 points above fair market value. Nasdaq 100 futures showed a strong 17.9-point gain. S&P 500...
CORRECTING and REPLACING -- LPL Financial Announces First-Quarter 2014 Earnings Release Date and Conference Call
GlobeNewswire - Thu Mar 20, 2:55PM CDT
In a release issued under the same headline earlier today by LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq:LPLA), please note that LPL Financial Holdings Inc.'s first-quarter 2014 financial results will be reported after the market closes on Wednesday, Apr 23, 2014, not before the market opens, as previously stated. Additionally, the Company's conference call will be held at 5:00 p.m. ET that day, not 4:00 p.m. ET that day, as previously stated. The corrected release follows:
Barbarian At The Gate: LPL Financial Holdings (LPLA)
at The Street - Thu Mar 20, 11:31AM CDT
Trade-Ideas LLC identified LPL Financial Holdings (LPLA) as a "barbarian at the gate" (strong stocks crossing above resistance with today's range greater than 200%) candidate
Financial Companies Report Dividends, Earnings Release Schedules, Agreements, and Partnerships - Analyst Notes on Bank of America, Vornado, Comerica, Synovus Financial, and LPL Investment Holdings
PR Newswire - Thu Mar 20, 7:00AM CDT
Today, Analysts Review released its analysts' notes regarding Bank of America Corporation (NYSE: BAC), Vornado Realty Trust (NYSE: VNO), Comerica Incorporated (NYSE: CMA), Synovus Financial Corp. (NYSE: SNV), and LPL Investment Holdings Inc. (NASDAQ: LPLA). Private wealth members receive these notes ahead of publication. To reserve complementary membership, limited openings are available at: http://www.AnalystsReview.com/register
LPL Financial Announces First-Quarter 2014 Earnings Release Date and Conference Call
GlobeNewswire - Thu Mar 20, 5:05AM CDT
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company" , parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , today announced it will report its first-quarter 2014 financial results before the market opens on Wednesday, Apr 23, 2014. The Company will also hold a conference call to discuss results at 4:00 p.m. ET that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 15379883.
Nationwide Financial integrates LPL Financial's Worksite Financial Solutions platform into its 401(k) products
M2 - Fri Mar 07, 6:32AM CST
Nationwide Financial, a service brand of an insurance and financial services organisation Nationwide Mutual Insurance Company, revealed on Thursday that it has integrated LPL Financial's Worksite Financial Solutions platform into its 401(k) products.
First Niagara Investment Services' Larry Orsini Recognized as a Top 20 Program Manager
GlobeNewswire - Thu May 08, 8:31AM CDT
First Niagara Investment Services Managing Director Larry Orsini was recognized as a Top 20 Program Manager by Bank Investment Consultant (BIC), a leading financial services industry magazine. Only a select group of bank and credit union investment program managers were recipients of this prestigious recognition. The list recognizes the managers of the most productive bank and credit union-based advisors. The ranking is based upon five main factors, including average production per advisor, percentage growth of team assets from the previous year, percentage growth of team production from the previous year, the number of advisors under the manager's direct supervision and the number of licensed branch employees under the supervision of the program manager.
LPL Investment Holdings Falls 1.33% on Heavy Volume: Watch For Potential Rebound
Comtex SmarTrend(R) - Fri May 02, 4:57PM CDT
LPL Investment Holdings (NASDAQ:LPLA) traded in a range yesterday that spanned from a low of $46.58 to a high of $47.52. Yesterday, the shares fell 1.3%, which took the trading range below the 3-day low of $46.70 on volume of 2.1 million shares. Often times after large one-day declines, short-term traders may play for some degree of mean reversion.
Capital Markets Stocks under Review -- Research on Morgan Stanley, LPL Financial Holdings, Cowen, and BGC Partners
PR Newswire - Mon Apr 28, 8:23AM CDT
On Friday, April 25, 2014, the NASDAQ Composite ended at 4,075.56, down 1.75%, the Dow Jones Industrial Average fell 0.85%, to finish the day at 16,361.46, and the S&P 500 closed at 1,863.40, down 0.81%. The losses were broad based as eight out of ten sectors ended the session in negative. The S&P 500 Financials Sector Index ended the day at 294.32, down 0.84%, whereas the index has gained 2.80% in the previous three months. Investor-Edge has initiated coverage on the following equities: Morgan Stanley (NYSE: MS), LPL Financial Holdings Inc (NASDAQ: LPLA), Cowen Group Inc. (NASDAQ: COWN) and BGC Partners Inc. (NASDAQ: BGCP). Free technical research on MS, LPLA, COWN and BGCP can be downloaded upon signing up at:
Daniel S. Romero CFP(R) Recognized as a Top Financial Advisor by LPL Financial
Marketwire - Thu Apr 24, 5:26PM CDT
Daniel S. Romero, CFP(R), an independent LPL financial advisor (NASDAQ: LPLA) at Romero & Levin Wealth Management, Inc. in Santa Ana, CA, today announced that he was recognized as a top financial advisor and named to the LPL Financial Chairman's Club. This distinction is based on an annual production of all registered advisors supported by LPL Financial LLC ("LPL Financial"
, and is awarded to less than six percent of the firm's approximately 13,700 advisors nationwide. Why LPL Financial Holdings (LPLA) Stock Is Down Today
at The Street - Thu Apr 24, 9:54AM CDT
LPL Financial Holdings (LPLA) stock is lower Thursday after UBS (UBS) cut the company's price target and lowered its FY14 and FY15 EPS estimates.
VALIC Partners with LPL Financial Worksite Financial Solutions Platform
Business Wire - Thu Apr 24, 9:00AM CDT
VALIC, a leading retirement plan provider, today announced that it has integrated LPL Financial's Worksite Financial Solutions platform into its suite of offerings. LPL Financial LLC, is the nation's largest independent broker-dealer, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA).
Recognitions, Conference Call Schedules, Regional Branch Openings, Dividends, and Trainings - Analyst Notes on LPL Financial, Lexington, Allied World, The Hanover and Eaton Vance
PR Newswire - Thu Apr 24, 7:00AM CDT
Today, Analysts Review released its analysts' notes regarding LPL Financial Holdings Inc. (NASDAQ: LPLA), Lexington Realty Trust (NYSE: LXP), Allied World Assurance Company Holdings, AG (NYSE: AWH), The Hanover Insurance Group Inc. (NYSE: THG) and Eaton Vance Corp. (NYSE: EV). Private wealth members receive these notes ahead of publication. To reserve complementary membership, limited openings are available at: http://www.analystsreview.com/1531-100free.
LPL Financial Announces Financial Results for First Quarter 2014
GlobeNewswire - Wed Apr 23, 5:54PM CDT
- Advisory and brokerage assets grow 13.5% year-over-year to $447.1 billion -
LPL Financial (LPLA) is now in Oversold Territory - Tale of the Tape
Zacks Equity Research - Zacks Investment Research - Tue Apr 15, 9:58AM CDT
LPL Financial (LPLA) is now in Oversold Territory
LPL Financial Names William Morrissey Managing Director of Independent Advisor Services
GlobeNewswire - Mon Apr 14, 8:00AM CDT
LPL Financial, the nation's largest independent broker-dealer, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq:LPLA), today announced that William (Bill) Morrissey has been appointed Managing Director of its Independent Advisor Services ("IAS"
business unit. Index Update, New Headquarters, Appointment, New Service, and Stock Movement - Analyst Notes on TD Ameritrade, LPL Investment Holdings, Stifel Financial, Interactive Brokers, and Cowen Group
PR Newswire - Thu Apr 10, 10:08AM CDT
Today, Analysts Review released its analysts' notes regarding TD Ameritrade Holding Corporation (NYSE: AMTD), LPL Investment Holdings Inc. (NASDAQ: LPLA), Stifel Financial Corp. (NYSE: SF), Interactive Brokers Group, Inc. (NASDAQ: IBKR), and Cowen Group, Inc. (NASDAQ: COWN). Private wealth members receive these notes ahead of publication. To reserve complementary membership, limited openings are available at: http://www.AnalystsReview.com/register
Wayne von Borstel Recognized As A Top Financial Advisor By LPL Financial
PR Newswire - Tue Apr 01, 9:02AM CDT
Wayne von Borstel, an independent LPL financial advisor at von Borstel & Associates in Portland, OR, today announced that he was recognized as a top financial advisor and named to the LPL Financial Chairman's Council. This distinction is based on an annual production of all registered advisors supported by LPL Financial LLC ("LPL Financial"
, and is awarded to less than 2% of the firm's approximately 13,500 advisors nationwide. Notice to All LPL Customers Who Invested In Alternative Investments: The Securities Arbitration Law Firm of Klayman & Toskes Investigates Sales Practices of LPL In Light of Fine Levied Against LPL by FINRA
Business Wire - Wed Mar 26, 9:28AM CDT
The Securities Arbitration Law Firm of Klayman & Toskes ("K&T"
(www.nasd-law.com) announced today that the Financial Industry Regulatory Authority ("FINRA" fined LPL Financial (NasdaqGS: LPLA) $950,000 for supervisory deficiencies related to the sales of alternative investment products, including non-traded real estate investment trusts ("REITs" , oil and gas partnerships, business development companies ("BDCs" , hedge funds, managed futures and other illiquid pass-through investments. As part of the sanction, LPL was also required to conduct a comprehensive review of its policies, systems, procedures and training, and remedy the failures. LPL Financial Fined by FINRA - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Tue Mar 25, 1:20PM CDT
LPL Financial Holdings Inc has been slapped with a fine by the Financial Industry Regulatory Authority (FINRA) on Monday.
Stock Futures Point Higher; Tiffany, Nike Down Before Open
at Investor's Business Daily - Fri Mar 21, 8:01AM CDT
Stock futures were off early highs, but clearly positive Friday morning after a whorl of wild market action across Russia and Asia. Dow futures held 42 points above fair market value. Nasdaq 100 futures showed a strong 17.9-point gain. S&P 500...
CORRECTING and REPLACING -- LPL Financial Announces First-Quarter 2014 Earnings Release Date and Conference Call
GlobeNewswire - Thu Mar 20, 2:55PM CDT
In a release issued under the same headline earlier today by LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq:LPLA), please note that LPL Financial Holdings Inc.'s first-quarter 2014 financial results will be reported after the market closes on Wednesday, Apr 23, 2014, not before the market opens, as previously stated. Additionally, the Company's conference call will be held at 5:00 p.m. ET that day, not 4:00 p.m. ET that day, as previously stated. The corrected release follows:
Barbarian At The Gate: LPL Financial Holdings (LPLA)
at The Street - Thu Mar 20, 11:31AM CDT
Trade-Ideas LLC identified LPL Financial Holdings (LPLA) as a "barbarian at the gate" (strong stocks crossing above resistance with today's range greater than 200%) candidate
Financial Companies Report Dividends, Earnings Release Schedules, Agreements, and Partnerships - Analyst Notes on Bank of America, Vornado, Comerica, Synovus Financial, and LPL Investment Holdings
PR Newswire - Thu Mar 20, 7:00AM CDT
Today, Analysts Review released its analysts' notes regarding Bank of America Corporation (NYSE: BAC), Vornado Realty Trust (NYSE: VNO), Comerica Incorporated (NYSE: CMA), Synovus Financial Corp. (NYSE: SNV), and LPL Investment Holdings Inc. (NASDAQ: LPLA). Private wealth members receive these notes ahead of publication. To reserve complementary membership, limited openings are available at: http://www.AnalystsReview.com/register
LPL Financial Announces First-Quarter 2014 Earnings Release Date and Conference Call
GlobeNewswire - Thu Mar 20, 5:05AM CDT
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company"
, parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , today announced it will report its first-quarter 2014 financial results before the market opens on Wednesday, Apr 23, 2014. The Company will also hold a conference call to discuss results at 4:00 p.m. ET that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 15379883. Nationwide Financial integrates LPL Financial's Worksite Financial Solutions platform into its 401(k) products
M2 - Fri Mar 07, 6:32AM CST
Nationwide Financial, a service brand of an insurance and financial services organisation Nationwide Mutual Insurance Company, revealed on Thursday that it has integrated LPL Financial's Worksite Financial Solutions platform into its 401(k) products.
