LPLA News 48.60 Lpl Investment Holdings Inc (LPLA)
Post# of 273219
LPL Financial (LPLA) is now in Oversold Territory - Tale of the Tape
Zacks Equity Research - Zacks Investment Research - Tue Apr 15, 9:58AM CDT
LPL Financial (LPLA) is now in Oversold Territory
LPL Financial Names William Morrissey Managing Director of Independent Advisor Services
GlobeNewswire - Mon Apr 14, 8:00AM CDT
LPL Financial, the nation's largest independent broker-dealer, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq:LPLA), today announced that William (Bill) Morrissey has been appointed Managing Director of its Independent Advisor Services ("IAS" business unit.
Index Update, New Headquarters, Appointment, New Service, and Stock Movement - Analyst Notes on TD Ameritrade, LPL Investment Holdings, Stifel Financial, Interactive Brokers, and Cowen Group
PR Newswire - Thu Apr 10, 10:08AM CDT
Today, Analysts Review released its analysts' notes regarding TD Ameritrade Holding Corporation (NYSE: AMTD), LPL Investment Holdings Inc. (NASDAQ: LPLA), Stifel Financial Corp. (NYSE: SF), Interactive Brokers Group, Inc. (NASDAQ: IBKR), and Cowen Group, Inc. (NASDAQ: COWN). Private wealth members receive these notes ahead of publication. To reserve complementary membership, limited openings are available at: http://www.AnalystsReview.com/register
Ameriprise Seen Gaining Amid Favorable Interest Rates
at Investor's Business Daily - Wed Apr 02, 2:12PM CDT
Shares of Ameriprise Financial (AMP) rose after Morgan Stanley upgraded its rating to overweight (buy) from equal weight, saying recent meetings with management increased confidence in its growth prospects. Morgan Stanley analyst Nigel Dally set a...
Wayne von Borstel Recognized As A Top Financial Advisor By LPL Financial
PR Newswire - Tue Apr 01, 9:02AM CDT
Wayne von Borstel, an independent LPL financial advisor at von Borstel & Associates in Portland, OR, today announced that he was recognized as a top financial advisor and named to the LPL Financial Chairman's Council. This distinction is based on an annual production of all registered advisors supported by LPL Financial LLC ("LPL Financial" , and is awarded to less than 2% of the firm's approximately 13,500 advisors nationwide.
Notice to All LPL Customers Who Invested In Alternative Investments: The Securities Arbitration Law Firm of Klayman & Toskes Investigates Sales Practices of LPL In Light of Fine Levied Against LPL by FINRA
Business Wire - Wed Mar 26, 9:28AM CDT
The Securities Arbitration Law Firm of Klayman & Toskes ("K&T" (www.nasd-law.com) announced today that the Financial Industry Regulatory Authority ("FINRA" fined LPL Financial (NasdaqGS: LPLA) $950,000 for supervisory deficiencies related to the sales of alternative investment products, including non-traded real estate investment trusts ("REITs" , oil and gas partnerships, business development companies ("BDCs" , hedge funds, managed futures and other illiquid pass-through investments. As part of the sanction, LPL was also required to conduct a comprehensive review of its policies, systems, procedures and training, and remedy the failures.
LPL Financial Fined by FINRA - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Tue Mar 25, 1:20PM CDT
LPL Financial Holdings Inc has been slapped with a fine by the Financial Industry Regulatory Authority (FINRA) on Monday.
Stock Futures Point Higher; Tiffany, Nike Down Before Open
at Investor's Business Daily - Fri Mar 21, 8:01AM CDT
Stock futures were off early highs, but clearly positive Friday morning after a whorl of wild market action across Russia and Asia. Dow futures held 42 points above fair market value. Nasdaq 100 futures showed a strong 17.9-point gain. S&P 500...
CORRECTING and REPLACING -- LPL Financial Announces First-Quarter 2014 Earnings Release Date and Conference Call
GlobeNewswire - Thu Mar 20, 2:55PM CDT
In a release issued under the same headline earlier today by LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq:LPLA), please note that LPL Financial Holdings Inc.'s first-quarter 2014 financial results will be reported after the market closes on Wednesday, Apr 23, 2014, not before the market opens, as previously stated. Additionally, the Company's conference call will be held at 5:00 p.m. ET that day, not 4:00 p.m. ET that day, as previously stated. The corrected release follows:
Barbarian At The Gate: LPL Financial Holdings (LPLA)
at The Street - Thu Mar 20, 11:31AM CDT
Trade-Ideas LLC identified LPL Financial Holdings (LPLA) as a "barbarian at the gate" (strong stocks crossing above resistance with today's range greater than 200%) candidate
Financial Companies Report Dividends, Earnings Release Schedules, Agreements, and Partnerships - Analyst Notes on Bank of America, Vornado, Comerica, Synovus Financial, and LPL Investment Holdings
PR Newswire - Thu Mar 20, 7:00AM CDT
Today, Analysts Review released its analysts' notes regarding Bank of America Corporation (NYSE: BAC), Vornado Realty Trust (NYSE: VNO), Comerica Incorporated (NYSE: CMA), Synovus Financial Corp. (NYSE: SNV), and LPL Investment Holdings Inc. (NASDAQ: LPLA). Private wealth members receive these notes ahead of publication. To reserve complementary membership, limited openings are available at: http://www.AnalystsReview.com/register
LPL Financial Announces First-Quarter 2014 Earnings Release Date and Conference Call
GlobeNewswire - Thu Mar 20, 5:05AM CDT
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company" , parent company of independent broker-dealer LPL Financial LLC ("LPL Financial" , today announced it will report its first-quarter 2014 financial results before the market opens on Wednesday, Apr 23, 2014. The Company will also hold a conference call to discuss results at 4:00 p.m. ET that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 15379883.
Nationwide Financial integrates LPL Financial's Worksite Financial Solutions platform into its 401(k) products
M2 - Fri Mar 07, 6:32AM CST
Nationwide Financial, a service brand of an insurance and financial services organisation Nationwide Mutual Insurance Company, revealed on Thursday that it has integrated LPL Financial's Worksite Financial Solutions platform into its 401(k) products.
Nationwide Financial Joins LPL Financial's Worksite Financial Solutions Platform
Business Wire - Thu Mar 06, 9:00AM CST
Nationwide Financial has integrated LPL Financial's Worksite Financial Solutions platform into its 401(k) products. The integration will help LPL advisors provide their retirement plan participants with financial advice. LPL Financial is the nation's largest independent broker-dealer, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA).
Surging Rank, Surging Stock: Why GAIN Capital Holdings (GCAP) Is a Winner? - Tale of the Tape
Zacks Equity Research - Zacks Investment Research - Wed Mar 05, 7:30AM CST
GAIN Capital Holdings (GCAP) sees rank surges as well as price appreciation, as the stock price has moved higher by 16.1% in the past month.
GAIN Capital Upped to Strong Buy - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Tue Mar 04, 3:20PM CST
On Mar 1, Zacks Investment Research upgraded GAIN Capital Holdings, Inc. (GCAP) to a Zacks Rank #1 (Strong Buy).
Interactive Brokers' February Metrics Rise - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Tue Mar 04, 1:20PM CST
An overall improvement in the equity market continues to benefit Interactive Brokers Group, Inc., as the company's Electronic Brokerage segment witnessed year-over-year improvement in brokerage metrics for Feb 2014.
LPL Financial Updates Investor Presentation for the Bernstein Financials Summit Conference
GlobeNewswire - Fri Feb 28, 5:00AM CST
LPL Financial Holdings Inc. (Nasdaq:LPLA) (the "Company" , parent company of LPL Financial LLC ("LPL Financial" , announced today that Dan Arnold, chief financial officer, will participate at the Bernstein Financials Summit Conference on Thursday, March 6, 2014, at 8:30am (EST), at the Hilton Boston Downtown.
Goldman Sees Investment Opportunities in Japan - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Wed Feb 26, 4:05PM CST
The Goldman Sachs Group, Inc. is contemplating to penetrate Japan's infrastructure market through an investment in one of the largest airports in Japan, according to a Reuters report.
Balanced Risk-Reward for Interactive Brokers - Analyst Blog
Zacks Equity Research - Zacks Investment Research - Tue Feb 25, 6:10PM CST
On Feb 21, 2014, we issued an updated research report on Interactive Brokers Group, Inc.