National Holdings (NHLD) 0.5150 $NHLD
Orchid Island Capital Announces Closing of Sale of Shares Pursuant to Full Exercise of Underwriters' Overallotment Option
GlobeNewswire - Fri Apr 11, 4:20PM CDT
Orchid Island Capital, Inc. (the "Company"

(NYSE MKT:ORC) announced today the closing of the sale of 480,000 shares of its common stock for net proceeds of $5,696,640 pursuant to the full exercise of the underwriters' overallotment option granted in connection with the Company's public offering that closed on March 24, 2014. All of the shares in the public offering, including the shares sold pursuant to the overallotment option, were offered by the Company. The shares are listed in the NYSE MKT under the symbol "ORC."
Box Ships Inc. Prices Public Offering of Common Shares and Warrants
PR Newswire - Thu Apr 10, 8:27AM CDT
Box Ships Inc. (NYSE:TEU) (the "Company"

today announced that it has priced its public offering of 5,000,000 units consisting of its common shares and warrants at $2.05 per unit. Each unit consists of one common share and a warrant to purchase 0.40 common shares.
Orchid Island Capital Closes Public Offering of Common Stock
GlobeNewswire - Mon Mar 24, 1:53PM CDT
Orchid Island Capital, Inc. (the "Company"

(NYSE MKT:ORC) announced that it closed its previously announced public offering of 3,200,000 shares of common stock at a public offering price of $12.55 per share earlier today. All of the shares in the public offering were offered by the Company. The shares are listed in the NYSE MKT under the symbol "ORC".
National Securities adds John Benda as senior equity research analyst
M2 - Thu Mar 20, 4:49AM CDT
National Holdings Corporation (OTC BB:NHLD), a full-service investment banking and asset management firm, disclosed on Wednesday that John R Benda has joined its broker-dealer subsidiary National Securities Corporation as a senior equity research analyst.
ZBB Energy Corporation Announces Successful Completion of Public Offering of Common Stock Including Full Exercise of Over Allotment
Marketwire - Wed Mar 19, 9:14AM CDT
ZBB Energy Corporation (NYSE MKT: ZBB), today announced that it has completed its previously announced underwritten public offering of common stock at a price to the public of $2.25 per share.
Orchid Island Capital Prices Public Offering of Common Stock
GlobeNewswire - Wed Mar 19, 7:58AM CDT
Orchid Island Capital, Inc. (the "Company"

(NYSE MKT:ORC) announced today the pricing of its public offering of 3,200,000 shares of common stock at $12.55 per share. The offering is expected to close on March 24, 2014. The Company has granted the underwriters a 30-day option to purchase up to an additional 480,000 shares of common stock on the same terms and conditions to cover over-allotments, if any. All of the shares in the public offering are being offered by the Company.
National Securities Corporation Announces the Addition of John Benda to Equity Research Team
Business Wire - Wed Mar 19, 7:01AM CDT
National Holdings Corporation (OTC BB:NHLD) ("National Holdings" or the "Company"

, a full-service investment banking and asset management firm, today announced that John R. Benda has joined the Company's broker-dealer subsidiary, National Securities Corporation, as a Senior Equity Research Analyst, covering REITs and other real estate related securities. In the new role, Mr. Benda is based in New York.
ZBB Energy Corporation Announces Pricing of Public Offering of Common Stock
Marketwire - Fri Mar 14, 7:28AM CDT
ZBB Energy Corporation (NYSE MKT: ZBB) (the "Company"

, a leading developer of intelligent, renewable energy power platforms and hybrid vehicle control systems, today announced the pricing of its previously announced underwritten public offering. The Company is offering 5,500,000 registered shares of its common stock, par value $0.01 per share, at a price to the public of $2.25 per share. In connection with the offering, the Company has also granted the underwriter a 30-day option to purchase up to an additional 825,000 shares of common stock from the Company to cover over-allotments, if any.
ZBB Energy Corporation Announces Proposed Public Offering of Common Stock
Marketwire - Thu Mar 13, 3:05PM CDT
ZBB Energy Corporation (NYSE MKT: ZBB) (the "Company"

, a leading developer of intelligent, renewable energy power platforms and hybrid vehicle control systems, today announced that it is proposing to offer shares of its common stock in an underwritten public offering. The Company expects to grant the underwriters a 30-day option to purchase up to an additional 15 percent of the shares of common stock offered in the public offering to cover over-allotments, if any. The Company intends to use the net proceeds from the offering for working capital and general corporate purposes. The final terms of the offering will depend on market and other conditions at the time of pricing, and there can be no assurance as to whether or when the offering may be completed, or as to the actual size or terms of the offering.
Neptune Announces Closing of the Over-Allotment Option Associated with its Recently Completed Public Offering of Common Shares
PR Newswire - Thu Mar 06, 10:53AM CST
Neptune Technologies & Bioressources Inc. ("Neptune"

(NASDAQ.NEPT - TSX.NTB), announced today that the syndicate of underwriters led by of Euro Pacific Canada Inc. and Roth Capital Partners, as Joint Book-Running Managers, and National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (NHLD) as Lead Manager, have exercised in full the over-allotment option to purchase an additional 1,500,000 common shares of Neptune at a price of US$2.50 per common share in connection with Neptune's previously announced public offering, completed on March 5, 2014. As a result of the exercise of the over-allotment option, Neptune received additional gross proceeds of US$3.75 million for total gross proceeds of US$28.75 million.
Iroquois Capital Delivers Letter to National Holdings Corporation
PR Newswire - Thu Mar 06, 7:12AM CST
Iroquois Capital Management, LLC (together with its affiliates, "Iroquois"

, one of the largest shareholders of National Holdings Corporation ("OTC BB: NHLD" or the "Company"

with beneficial ownership of approximately 5.9% of the outstanding common stock of the Company, today announced that it has delivered a letter to the Company's Chief Executive Officer, Mark Klein, and the members of the Company's Board of Directors.
Neptune Announces Closing of US$25.0 Million Underwritten Offering of Common Shares
CNW Group - Wed Mar 05, 8:11AM CST
Neptune Technologies & Bioressources Inc. ("Neptune"

(NASDAQ.NEPT - TSX.NTB), a biotechnology company engaged primarily in the development, manufacture and commercialization of marine-derived omega-3 polyunsaturated fatty acids, announced today the closing of its previously announced public offering of 10,000,000 common shares at US$2.50 per common share for gross proceeds of US$25.0 million. Euro Pacific Canada Inc. and Roth Capital Partners, LLC acted as Joint Book-Running Managers for the offering and National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (NHLD), acted as Lead Manager.
National Holdings Posts Fiscal 1st Quarter 2014 Results
Close-Up Media - Thu Feb 20, 11:32PM CST
National Holdings Corp., a full-service investment banking and asset management firm, announced financial results for the Company's fiscal first quarter ended December 31, 2013.
National Holdings Corporation Reports Fiscal First Quarter 2014 Results
Business Wire - Tue Feb 18, 7:00AM CST
National Holdings Corporation (OTCBB:NHLD) ("National Holdings" or the "Company"

, a full-service investment banking and asset management firm, today announced financial results for the Company's fiscal first quarter ended December 31, 2013.
ZOFT Produces Custom Range of Sweet Candy Gifts for Sweethearts This Valentine's Day
M2 - Fri Feb 14, 3:12AM CST
ZOFT create Gum, Mints, Candy and Confections for suppliers around the world, and is offering heart-shaped special orders to help brands cash in when love is in the air.
National Holdings Corporation to Report Fiscal First Quarter 2014 Financial Results
Business Wire - Thu Feb 13, 7:00AM CST
National Holdings Corporation (OTC BB:NHLD) ("National Holdings" or the "Company"

today announced that it will host a teleconference to discuss the Company's fiscal first quarter 2014 financial results at 10:00 a.m. ET on Tuesday, February 18, 2014. National Holdings will release its 2014 fiscal first quarter financial results prior to the market open on February 18, 2014.
Peregrine Pharmaceuticals Prices Offering of Its Series E Preferred Stock
Marketwire - Tue Feb 11, 7:03AM CST
Peregrine Pharmaceuticals, Inc. (NASDAQ: PPHM) (the "Company"

, announced today that it has priced an underwritten public offering of 700,000 shares of its 10.50% Series E Convertible Preferred Stock (the "Series E Preferred Stock"

at a public offering price of $25.00 per share. Holders of Series E Preferred Stock may convert their shares, in whole or in part, into shares of the Company's common stock at a conversion price of $3.00 per share. Gross proceeds to the Company are expected to be approximately $17.5 million ($20.1 million if the option described below is exercised in full) before deducting the underwriting discount and other estimated offering expenses payable by the Company. The offering is expected to close on or about February 19, 2014, subject to the satisfaction of customary closing conditions. The Company has also granted the underwriters an option to purchase up to an aggregate of 105,000 additional shares of its Series E Preferred Stock offered in the public offering, exercisable for 30 days. The Company intends to use the net proceeds from the offering for general corporate purposes. The Company has filed an application to list the shares of Series E Preferred Stock on the NASDAQ Capital Market under the symbol "PPHMP". If approved by NASDAQ, trading of the Series E Preferred Stock on the NASDAQ is expected to begin within 30 days after the date of initial issuance of the Series E Preferred Stock. MLV & Co. LLC is acting as sole book-runner. Maxim Group LLC and National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (OTCBB: NHLD), are acting as lead managers for the offering and Empire Asset Management and I-Bankers Securities, Inc. are acting as co-managers for the offering. Roth Capital Partners, LLC and Piper Jaffray & Co. served as financial advisors to Peregrine.
Torchlight Energy Completes Equity Financing
Marketwire - Mon Feb 03, 7:01AM CST
Torchlight Energy Resources, Inc. (NASDAQ: TRCH) today announced that it has raised $5.6 million in a private placement offering of stock and warrants completed on January 31, 2014. National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc.(OTCBB: NHLD), was the sole placement agent. Proceeds from the offering will be used to fund its previously disclosed drilling programs.