OMB APPROVAL
Post# of 39368
OMB APPROVAL | |||
OMB Number: 3235-0058 | |||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | Expires: August 31, 2015 | ||
Estimated average burden | |||
hours per response.......2.50 | |||
FORM 12b-25 | SEC FILE NUMBER | ||
CUSIP NUMBER | |||
NOTIFICATION OF LATE FILING |
(Check one): | þ | Form 10-K | o | Form 20-F | o | Form 11-K | o | Form 10-Q | o | Form 10-D | o | Form N-SAR | o | Form N-CSR |
For Period Ended: December 31, 2013 | ||||||||||||||
o | Transition Report on Form 10-K | |||||||||||||
o | Transition Report on Form 20-F | |||||||||||||
o | Transition Report on Form 11-K | |||||||||||||
o | Transition Report on Form 10-Q | |||||||||||||
o | Transition Report on Form N-SAR | |||||||||||||
For the Transition Period Ended: | ||||||||||||||
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: |
PART I — REGISTRANT INFORMATION |
Treaty Energy Corporation | |
Full Name of Registrant | |
Former Name if Applicable | |
317 Exchange Place | |
Address of Principal Executive Office (Street and Number) | |
New Orleans, LA 70130 | |
City, State and Zip Code |
(a) | The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense | |
þ | (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and |
(c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. | |
Treaty Energy Corporation (the "Company") was unable to timely file its Form 10-K for the fiscal year ended December 31, 2013 due to a delay assimilating certain financial information with respect to certain debt items. The Company expects to file its 10-K for December 31, 2013 within the fifteen day extension period provided by Rule 12b-25. |
PART IV — OTHER INFORMATION |
(1) | Name and telephone number of person to contact in regard to this notification | ||||||||
Andrew V. Reid | 504 | 301-4475 | |||||||
(Name) | (Area Code) | (Telephone Number) | |||||||
(2) | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). | ||||||||
Yes | þ | No | o | ||||||
(3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? | ||||||||
Yes | o | No | þ | ||||||
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. | |||||||||
Andrew V. Reid | | |||
(Name of Registrant as Specified in Charter) | ||||
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. | ||||
Date: April 1, 2014 | By: | /s/ Andrew V. Reid | ||
Name: Andrew V. Reid | ||||
Title: CEO |