How to file a Complaint on the SEC FINRA websites

How to file a Complaint on the SEC & FINRA websites video


> FINRA COMPLAINT CENTER


> SEC Enforcement Tips and Complaints
http://www.sec.gov/complaint/tipscomplaint.shtml

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Useful SEC Contact Information (posted by KingVegita2006)

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Personnel Locator:
(202) 551-6000

Information Line (General SEC Information):
(888) SEC-6585
To contact the SEC and to obtain free investor education materials.

Disability Program: Accommodations and Accessible Information
To request accommodations for public programs or access to SEC information in alternate formats send email to DisabilityProgramOfficer@sec.gov or call 202-551-4119

TTY Telephone Access Notice: Use the Federal Relay Service to call SEC telephone numbers via text: http://fts.gsa.gov/frs/tollfree.htm

SEC Toll-Free Investor Information Service:
1-800-SEC-0330
To request investor assistance or to file a complaint, please see "SEC Center for Complaints and Enforcement Tips."

Public Document Requests:
(202) 551-8090
To request a public document, please see "How to Request Public Documents."

Public Affairs:
(202) 551-4120
For press inquiries

Certified Document Requests:
Submit your written request to the Office of the Secretary by fax 202-343-1028 or by email to certified@sec.gov, or by mail to 100 F Street NE, Washington, DC 20549.

Division of Corporation Finance:
See Division of Corporation Finance: Key Telephone Numbers and Email Addresses

Division of Investment Management:
See Division of Investment Management: Directory of Telephone Numbers and E-Mail Addresses

Division of Trading and Markets, Office of Interpretation and Guidance:
202-551-5777

EDGAR Filer Support:
(202) 551-8900

EDGAR Filing Fee Information:
(202) 551-8989

Investor Assistance and Complaints:
(202) 551-6551

Office of Municipal Securities:
(202) 551-5680

Publications Unit:
(202) 551-4040
For obtaining blank copies of SEC forms (BD, 144, etc.) and other SEC publications.

Regional Offices:
See SEC Addresses: HQ and Regional Offices

Branch of Registrations and Examinations:
(202) 551-7250

Office of the Secretary:
(202) 551-5400

Office of Small Business — Small Business Ombudsman; Division of Corporation Finance:
(202) 551-3460

Equal Employment Opportunity (EEO) Office:
(202) 551-6040

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