1/11/14 11:10 AM Spoke to: National Service Cente
Post# of 4754
Posted On: 01/11/2014 12:39:13 PM
1/11/14 11:10 AM
Spoke to: National Service Center, Steve (Scottrade)
Didn't sound like there was any paperwork at all. He said they would ask lots of questions about how you received the common certificates and they have to ask you if you're an officer of or related to anyone in the company, but they said you wouldn't necessarily have to sign anything. It would be good to call and notify your branch before you come in to discuss submitting the shares. Steve said brokers don't like surprises.
I would consider printing out the press releases about the whole share process to make things crystal clear for your broker. they want to know how you got the shares!
ACQUIRED
1. http://www.marketwatch.com/story/citadel-eft-...2013-04-19
CONVERTED
2. http://www.marketwatch.com/story/citadel-eft-...2013-06-18
REMOVE LEGEND
3. http://www.bloomberg.com/article/2013-12-03/a...XfoI4.html
Bring in everything you get from Island Stock Transfer, of course.
When you successfully meet the requirements, there will be a 7-10 business day holding period before they are electronically submitted into your account . I would recommend going in to speak with a broker personally on Monday. There shouldn't be any fees.
HOT, can you call in and verify this statement? I will call again on SUNDAY to double check my information posted here. THIS IS ONLY FOR SCOTTRADE CUSTOMERS.
Spoke to: National Service Center, Steve (Scottrade)
Didn't sound like there was any paperwork at all. He said they would ask lots of questions about how you received the common certificates and they have to ask you if you're an officer of or related to anyone in the company, but they said you wouldn't necessarily have to sign anything. It would be good to call and notify your branch before you come in to discuss submitting the shares. Steve said brokers don't like surprises.
I would consider printing out the press releases about the whole share process to make things crystal clear for your broker. they want to know how you got the shares!
ACQUIRED
1. http://www.marketwatch.com/story/citadel-eft-...2013-04-19
CONVERTED
2. http://www.marketwatch.com/story/citadel-eft-...2013-06-18
REMOVE LEGEND
3. http://www.bloomberg.com/article/2013-12-03/a...XfoI4.html
Bring in everything you get from Island Stock Transfer, of course.
When you successfully meet the requirements, there will be a 7-10 business day holding period before they are electronically submitted into your account . I would recommend going in to speak with a broker personally on Monday. There shouldn't be any fees.
HOT, can you call in and verify this statement? I will call again on SUNDAY to double check my information posted here. THIS IS ONLY FOR SCOTTRADE CUSTOMERS.
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