Date Symbol Company Name Security Type Venue Status Comments
Nov 5, 2013 UBPT Union Bancorp, Inc. Common Stock OTC Link Deleted "Merged with Riverview Financial Corporation (RIVE). Each share of UBPT shall receive 1.95 shares of the post merger Riverview Financial Corporation (RIVE)"
Nov 5, 2013 TYG.PRACL Tortoise Energy Infrastructure Corp. Preferred Stock NYSE Deleted Redemption full call 1/7/13
Nov 5, 2013 TWO.WS Two Harbors Investment Corp. Warrants NYSE Amex Deleted Expiring
Nov 5, 2013 TTTHF Tottenham Hotspur PLC Ordinary Shares Grey Market Deleted Inactive Issue
Nov 5, 2013 STL Sterling Bancorp Common Stock NYSE Deleted Merger effective 11/1/13
Nov 5, 2013 SRCWF Renison Consolidated Mines NL Ordinary Shares Grey Market Deleted Inactive Issue
Nov 5, 2013 SKS Saks, Inc. Common Stock NYSE Deleted Cash merger
Nov 5, 2013 RIVE Riverview Financial Corp. Common Stock OTC Link Deleted Each share of RIVE shall be converted into one share of the post merger Riverview Financial Corp (RIVE) on a one for one basis
Nov 5, 2013 NMARW Nautilus Marine Acquisition Corp. Warrants OTC Link Deleted Liquidated. Ex date: 11/05/2013
Nov 5, 2013 NMAR Nautilus Marine Acquisition Corp. Common Stock OTC Link Deleted Final liquidating distribution. ($10.25/share). Ex Date: 11/05/2013
Nov 5, 2013 MRWY "Mid State Raceway, Inc." Common Stock OTC Link Deleted Plan of Bankruptcy effecitve. Shares have been cancelled
Nov 5, 2013 LSE.PRA CapLease, Inc. Preferred Stock NYSE Deleted Cash merger
Nov 5, 2013 LSE CapLease, Inc. Common Stock NYSE Deleted Cash merger
Nov 5, 2013 KCMVF Knightscove Media Corp. Ordinary Shares Grey Market Deleted Inactive Issue
Nov 5, 2013 FPC.PRA FPC Capital I Preferred Stock NYSE Deleted Redemption full call 2/1/13
Nov 5, 2013 ETPPF Ethane Pipeline Income Fund Ordinary Shares Grey Market Deleted Inactive Issue
Nov 5, 2013 EFRFF Energy Fuels Inc. Ordinary Shares OTC Link Deleted "1 50 R/S"
Nov 5, 2013 CIIFF Credit Industriel ET Commercial Ordinary Shares Grey Market Deleted Inactive Issue
Nov 5, 2013 BNSFF Bashneft Ordinary Shares Grey Market Deleted Inactive Issue
Nov 5, 2013 AZZBF Arendals Fossekompani ASA Ordinary Shares Grey Market Reactivated