Peter Shea Joins Seward & Kissel as New Partner
Seward & Kissel LLP is excited to announce the addition of Peter Shea to their team, significantly bolstering the capabilities of their Investment Management Group. Peter, who recently joined the firm’s New York office, brings a wealth of experience and expertise that will greatly benefit their diverse client base.
Expertise in Investment Management
Shea comes to Seward & Kissel after a successful tenure as a partner at K&L Gates. His areas of expertise include advising on a wide range of investment products, such as exchange-traded funds (ETFs), mutual funds, and alternative strategy funds. His comprehensive understanding of investment structures and regulatory requirements makes him a formidable asset to the firm.
Throughout his career, Shea has offered guidance on the complexities of fund formation, management, and compliance. His previous role as a staff attorney in the SEC’s Division of Enforcement has equipped him with unique insights into the legal landscape surrounding financial services.
Strengthening Client Services
Peter Shea’s appointment is seen as a move to enhance Seward & Kissel's ability to serve investment advisers, funds, and broker-dealers more effectively. Paul Miller, head of the Registered Funds and Regulatory Group, expressed enthusiasm, noting that Peter's extensive experience in navigating complex regulatory issues will be a tremendous resource for clients.
Shea’s work will involve structuring and designing a variety of investment products, ensuring they meet necessary regulatory standards. He has a proven track record of obtaining exemptive orders and no-action relief from both the SEC and the Commodity Futures Trading Commission (CFTC), showcasing his capability in guiding clients through intricate regulatory pathways.
A Commitment to Excellence
Upon joining Seward & Kissel, Shea commented on the firm’s strong reputation for excellence within the investment management sector. He noted how the scope of work undertaken by the Investment Management Group aligns perfectly with his passion and expertise.
Active Industry Involvement
Peter is a proactive member of the legal community, involved with the American Bar Association’s Business Law Section and the Association of the Bar of the City of New York. His thought leadership includes frequent speaking engagements and published writings on asset management, ETFs, and SEC compliance, underscoring his dedication to the industry.
Recent Firm Growth
Shea’s onboarding is part of a broader trend of strategic growth for Seward & Kissel, which has actively recruited from leading Am Law 100 firms. The firm has successfully attracted top talent across various practice areas, further establishing its reputation as a premier law firm in the investment management arena.
About Seward & Kissel LLP
Founded in 1890, Seward & Kissel LLP is a distinguished U.S. law firm with a strong presence in New York City and Washington, D.C. The firm specializes in financial services, investment management, and related areas, and is renowned for providing top-notch legal representation to investment advisers, commercial banks, and other financial institutions. The breadth of its practice includes corporate law, M&A, litigation, regulatory compliance, and employment law.
Frequently Asked Questions
What can we expect from Peter Shea at Seward & Kissel?
Peter Shea will bring his extensive experience in investment management to strengthen the firm’s capabilities, particularly in serving investment advisers and funds.
How does Shea's background enhance Seward & Kissel's services?
His in-depth knowledge of regulatory matters and investment products will enhance the firm's ability to navigate complex legal frameworks for clients.
What are the main areas of focus for Seward & Kissel?
The firm focuses on financial services, investment management, corporate law, M&A, and various regulatory issues affecting clients across these sectors.
Why is Peter Shea's addition significant?
His arrival signifies Seward & Kissel's commitment to expanding its expertise and improving client services through knowledgeable professionals in the investment space.
Is Seward & Kissel actively hiring new talent?
Yes, the firm has been actively recruiting from leading law firms to enhance its offerings and overall expertise in the legal field.
