Key Information Disclosure by Man Group PLC
1. KEY INFORMATION
(a) Full name of discloser: Man Group PLC
(b) Owner or controller of interests and short positions disclosed:
No additional names provided.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
American Axle & Manufacturing Holdings, Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
No additional information supplied.
(e) Date position held/dealing undertaken:
For an opening position disclosure, the latest practicable date prior to the disclosure.
Disclosure date: 04/12/2025
(f) Is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or a possible cash offer, state “N/A”. YES — Offeree: Dowlais Group plc.
Positions of Man Group PLC
If there are positions or rights to subscribe to disclose in more than one class of relevant securities, duplicate table 2(a) or (b) as necessary.
(a) Interests and short positions in relevant securities:
Class of relevant security: USD 0.01 common
Interests representation:
Relevant securities owned and controlled: 409,317.00 (0.34%)
Cash-settled derivatives: 1,940,641.00 (1.63%)
TOTAL: 2,349,958.00
All interests and all short positions should be disclosed. Additional details of any open stock-settled derivative positions should be provided using a Supplemental Form 8.
Details on Transactions
(b) Cash-settled derivative transactions:
Class of relevant security: USD 0.01 common
Transactions reported as follows:
| Transaction Type | Number of Securities | Price per Unit |
| Sale | 293 | 6.3400 USD |
| Sale | 299 | 6.4022 USD |
| Purchase | 299 | 6.4022 USD |
Indemnity and Other Arrangements
(a) Indemnity and other dealing arrangements:
No relevant agreements reported.
(b) Agreements regarding options or derivatives:
No substantial agreements reported.
Frequently Asked Questions
What is the significance of this disclosure?
This disclosure clarifies Man Group PLC's interest in American Axle & Manufacturing Holdings, Inc. and outlines their holdings and transactions.
How does it affect shareholders of American Axle?
Shareholders can gain insights into the holdings of a significant investor, which may influence market perceptions and share performance.
What is the role of regulatory frameworks like the Takeover Code?
The Takeover Code ensures fair practices in transactions involving shares, offering transparency and safeguarding interests of all shareholders.
Who can I contact for more information regarding this disclosure?
For further details, contact the provided representative, Molly Childs, via telephone.
Why are certain disclosures required?
These disclosures are mandated to maintain transparency in the market, allowing investors to make informed decisions.