Stratos Wealth Holdings Welcomes Charis Jones as COO
Stratos Wealth Holdings Welcomes New Chief Operating Officer
Stratos Wealth Holdings is thrilled to introduce Charis Jones as its new Chief Operating Officer. In this pivotal role, Jones will oversee the firm’s Advisory Operations and Supervision Departments, alongside Stratos Investment Management, their affiliated sub-advisor. This strategic appointment marks a significant step in the firm’s commitment to enhancing operational efficiency and advisor assistance.
Charis Jones: A Wealth of Experience
Bringing nearly 30 years of experience in the financial services industry, Jones stands out for her extensive background in compliance, supervision, and operational excellence. Her most recent role as Chief Compliance Officer at Hightower Securities saw her shaping governance and regulatory strategies crucial to the firm’s success.
Previous Leadership Roles
Before her tenure at Hightower, Jones dedicated more than eight years at LPL Financial, where she held significant positions such as Senior Vice President and Chief Supervisory Officer. Her experience also includes vital contributions at Morgan Stanley and Citi Private Bank, developing oversight frameworks and supporting high-net-worth clients, respectively. This diverse skill set positions her perfectly for the challenges ahead at Stratos.
What This Means for Stratos Wealth Holdings
The arrival of Jones as COO is expected to bring profound changes within the organization. Jeff Concepcion, the Founder and CEO of Stratos Wealth Partners, remarked, “Charis brings a remarkable depth of experience, having led some of the industry's most complex supervisory and compliance functions. Her operational insight, strategic leadership, and passion for advisor support align perfectly with our mission to empower advisors and strengthen the Stratos platform.”
Focus on Operational Infrastructure
As COO, Jones will concentrate on optimizing the operational structure of Stratos Wealth Holdings. Ensuring robust advisor service delivery and sustaining excellence across regulatory and investment functions will be her primary objectives. This focus is essential for ensuring the firm can effectively support and empower its advisors.
Jones' Vision for the Future
Expressing her enthusiasm for joining Stratos, Jones stated, “I’m honored to join Stratos at such an exciting time of growth. The firm’s culture of collaboration, innovation, and advisor-focused support deeply resonates with me, and I look forward to helping advance its strategic vision.” Her vision aligns perfectly with the ongoing growth narrative of Stratos Wealth Holdings.
About Stratos Wealth Holdings
At its core, Stratos is a family of companies, consisting of affiliated registered investment advisors. The firm provides a robust network of support to independent financial advisors through flexible affiliation models, practice management consulting, operations, technology, and compliance services. Currently, financial advisors within the Stratos network oversee and manage assets exceeding $37 billion for clients.
Media Inquiries
For further information, please reach out to the media contacts from Haven Tower Group. They can provide additional insights into Stratos Wealth Holdings’ vision and goals. Contact Donald C. Cutler or Lorene Yue at the phone numbers provided.
Frequently Asked Questions
What position has Charis Jones been appointed to at Stratos Wealth Holdings?
Charis Jones has been appointed as the Chief Operating Officer at Stratos Wealth Holdings.
What are Jones’s main responsibilities in her new role?
Jones will oversee the Advisory Operations and Supervision Departments and aim to optimize operational infrastructure.
What experience does Charis Jones bring to her role?
Jones has nearly three decades of experience in the financial services sector, particularly in compliance and supervision.
Why is Stratos Wealth Holdings excited about Jones's appointment?
Jones’s extensive background in overseeing complex supervisory functions will enhance Stratos’s operations and advisor support.
How does Stratos support its affiliated financial advisors?
Stratos provides various services including practice management, technology, and compliance to support independent financial advisors.
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