Rocky Mountain Chocolate Factory's Successful Compliance Journey
Rocky Mountain Chocolate Factory Achieves Nasdaq Compliance
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF), known as America’s Chocolatier™, has made headlines recently by successfully regaining compliance with Nasdaq Listing Rule 5250(c)(1). This achievement came after the company filed its Annual Report on Form 10-K for the fiscal year ending February 28, 2025.
Understanding the Compliance Challenge
The journey to compliance began when the company faced a notice from The Nasdaq Stock Market LLC. This notification, received on June 17, 2025, informed the company of non-compliance due to a delay in filing its Form 10-K. It highlighted the importance of adhering to the Listing Rule, which mandates that companies file all required annual and quarterly reports promptly.
On May 27, 2025, Rocky Mountain Chocolate Factory submitted a Form 12b-25 Notification of Late Filing to the Securities and Exchange Commission (SEC), outlining the reasons for the filing delay. This step was crucial for transparency and regulatory adherence.
Timely Filing and Regaining Compliance
After diligently working to complete the filing, Rocky Mountain Chocolate Factory submitted its Form 10-K on June 20, 2025. Just a few days later, on June 23, 2025, the company received formal notification from Nasdaq confirming that it had regained compliance. This swift resolution reflects the company's commitment to upholding the highest standards of regulatory compliance.
About Rocky Mountain Chocolate Factory
Founded in 1981, Rocky Mountain Chocolate Factory, Inc. has established itself as a leading franchiser in the premium chocolate and confectionary sector. Headquartered in Durango, Colorado, the company is renowned for its extensive line of high-quality chocolates and confectionery products, including gourmet caramel apples.
With franchises and licenses operating nearly 260 stores in the U.S. and several locations abroad, Rocky Mountain Chocolate Factory is recognized among the Franchise 500 for 2025 by Entrepreneur and Franchise Times' Franchise 400 for 2024. The common stock of the company, symbolized as RMCF on the Nasdaq Global Market, offers investors a unique opportunity to be part of a well-respected brand in the industry.
Investor Relations and Engagement
For those interested in the company's performance or future prospects, Rocky Mountain Chocolate Factory provides transparency through ongoing communications with investors. Sean Mansouri, CFA, is the primary point of contact for investor inquiries. He can be reached at Elevate IR, with a direct line of 720-330-2829 or via email at RMCF@elevate-ir.com.
As Rocky Mountain Chocolate Factory continues to flourish and expand across various markets, investors and chocolate enthusiasts alike can look forward to more exciting developments in the future.
Frequently Asked Questions
What is Rocky Mountain Chocolate Factory known for?
Rocky Mountain Chocolate Factory is known for its premium chocolates and confectionery products, including gourmet caramel apples.
When did the company regain compliance with Nasdaq?
The company regained compliance with Nasdaq on June 23, 2025, after filing its Annual Report on Form 10-K.
What symbol does Rocky Mountain Chocolate Factory use on the stock market?
The company's stock is listed on the Nasdaq Global Market under the symbol RMCF.
How many stores does Rocky Mountain Chocolate Factory operate?
Rocky Mountain Chocolate Factory operates nearly 260 stores across the United States and has several international locations.
Who can investors contact for inquiries about the company?
Investors can contact Sean Mansouri, CFA, at Elevate IR for inquiries regarding Rocky Mountain Chocolate Factory.
About The Author
Contact Dominic Sanders privately here. Or send an email with ATTN: Dominic Sanders as the subject to contact@investorshangout.com.
About Investors Hangout
Investors Hangout is a leading online stock forum for financial discussion and learning, offering a wide range of free tools and resources. It draws in traders of all levels, who exchange market knowledge, investigate trading tactics, and keep an eye on industry developments in real time. Featuring financial articles, stock message boards, quotes, charts, company profiles, and live news updates. Through cooperative learning and a wealth of informational resources, it helps users from novices creating their first portfolios to experts honing their techniques. Join Investors Hangout today: https://investorshangout.com/
The content of this article is based on factual, publicly available information and does not represent legal, financial, or investment advice. Investors Hangout does not offer financial advice, and the author is not a licensed financial advisor. Consult a qualified advisor before making any financial or investment decisions based on this article. This article should not be considered advice to purchase, sell, or hold any securities or other investments. If any of the material provided here is inaccurate, please contact us for corrections.
