Posted On: 04/21/2013 1:51:04 AM
Post# of 36729
Re: Kingrichard #191
I'm still very curious who this A. Mayor person is. Also, they keep bringing up how Hipple is involved in this. Meanwhile the SEC strictly prohibits Hipple from being involved in any publicly traded company for a period of 5 years (until 2015)
http://www.sec.gov/litigation/admin/2010/34-61688.pdf
C.
Pursuant to Section 9(b) of the I
nvestment Company Act, Respondent Hipple is
prohibited from serving or acting as
an employee, officer, director,
member of an advisory board,
investment adviser or depositor of, or principal u
nderwriter for, a registered investment company
or affiliated person of such investment adviser, de
positor, or principal underwriter, with the right
to reapply for association after five (5) years to
the appropriate self-regul
atory organization, or if
there is none, to the Commission;
(0)
(0)
