Posted On: 04/11/2013 12:38:06 PM
Post# of 45510
I'll let ann1 decipher it!
http://users.iems.northwestern.edu/~armbruste...erBook.pdf
http://scholarship.law.georgetown.edu/cgi/vie...wps_papers
but it is Europe! Trying to find u.s.
| Nomura Code Securities Limited | CODCGB21 | CODE | 444 | SETS Order Book | CREST | 601 | Model B | Pershing Securities Limited | Yes | Market Maker - UK Securities |
Maybe firm violations by a broker!
RBC Capital Markets Corporation AWC - finra
www.finra.org/web/idcplg?IdcService=SS_GET_PAGE&ssDocNa...
Pursuant to Rule 9216 of FlNRA's Code of Procedure, RBC Capital Markets ... activities including, among other things, making markets in OTC equity ..... SEC, 205 F.3d 408, 411-412 (BC Cirv 2000); Stead v SEC, 444 F.2d
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