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Posted On: 01/28/2025 12:33:02 PM
Post# of 149688
I am hopeful, but I doubtful. I just dont know how they would know since this would like have to be a direct purchase from the company.
Per Chat GPT
Charles Schwab, as a brokerage and financial services firm, typically wouldn’t have access to detailed knowledge of an institutional investor's significant stock purchases before a public SEC Schedule 13D filing unless the trade is routed or executed directly through Schwab. However, there are some scenarios where Schwab might gain indirect insight:
Execution Through Schwab: If the institutional purchase or a portion of it is executed using Schwab's trading services, Schwab would know about the transaction as part of its internal operations.
Market Activity: Schwab, like other brokerages, monitors unusual market activity (e.g., volume surges or price changes), which could suggest large-scale buying or selling, even before a 13D filing. However, they wouldn't have explicit confirmation of the buyer's identity unless involved in the trade.
13D Filing Timelines: The SEC requires a Schedule 13D filing within 10 days of crossing the 5% ownership threshold in a company. Between the trade execution and the filing, brokers like Schwab might detect market trends but won’t have specific, privileged knowledge of all institutional moves.
For compliance and legal reasons, Schwab wouldn't have access to insider information about trades conducted through other firms. The visibility they have would depend entirely on their involvement in the transactions or market analysis.
Per Chat GPT
Charles Schwab, as a brokerage and financial services firm, typically wouldn’t have access to detailed knowledge of an institutional investor's significant stock purchases before a public SEC Schedule 13D filing unless the trade is routed or executed directly through Schwab. However, there are some scenarios where Schwab might gain indirect insight:
Execution Through Schwab: If the institutional purchase or a portion of it is executed using Schwab's trading services, Schwab would know about the transaction as part of its internal operations.
Market Activity: Schwab, like other brokerages, monitors unusual market activity (e.g., volume surges or price changes), which could suggest large-scale buying or selling, even before a 13D filing. However, they wouldn't have explicit confirmation of the buyer's identity unless involved in the trade.
13D Filing Timelines: The SEC requires a Schedule 13D filing within 10 days of crossing the 5% ownership threshold in a company. Between the trade execution and the filing, brokers like Schwab might detect market trends but won’t have specific, privileged knowledge of all institutional moves.
For compliance and legal reasons, Schwab wouldn't have access to insider information about trades conducted through other firms. The visibility they have would depend entirely on their involvement in the transactions or market analysis.
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