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Posted On: 04/11/2024 12:40:39 PM
Post# of 13049
The Securities and Exchange Commission is on a winning streak after cracking down on “toxic” lending using a relatively novel legal theory—one that has spooked investment firms leery of being tagged as a securities dealer.Feb 23, 2024
https://news.bloomberglaw.com/securities-law/...ment-firms
https://news.bloomberglaw.com/securities-law/...ment-firms
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