(Total Views: 629)
Posted On: 06/03/2022 10:31:01 AM
Post# of 87230
Re: LegendayGoat #65474
Wow, thx LG! So name change to 'Conglomerate'
is apparently coming via 'FINRA'(per Doc) means 'Roll Up' of Doc's companies
to form the Conglomerate is coming via SEC means shareholders will be happy!
"... the power of FINRA is extended by the SEC. Congress created the SEC and the SEC's jurisdiction includes FINRA. The SEC also acts as the first level of appeal for actions brought by FINRA. "
is apparently coming via 'FINRA'(per Doc) means 'Roll Up' of Doc's companies
to form the Conglomerate is coming via SEC means shareholders will be happy!
"... the power of FINRA is extended by the SEC. Congress created the SEC and the SEC's jurisdiction includes FINRA. The SEC also acts as the first level of appeal for actions brought by FINRA. "
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