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Posted On: 04/28/2022 5:28:38 PM
Post# of 13827
Must be some exception for the company not reporting unregistered trades
I could be wrong
Form 8-K
In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis. Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about.
The instructions for Form 8-K describe the types of events that trigger a public company's obligation to file a current report, including any of the following :
Item 3.02 Unregistered Sales of Equity Securities
https://www.sec.gov/fast-answers/answersform8...ow%20about
imho
cheers
I could be wrong
Form 8-K
In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis. Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about.
The instructions for Form 8-K describe the types of events that trigger a public company's obligation to file a current report, including any of the following :
Item 3.02 Unregistered Sales of Equity Securities
https://www.sec.gov/fast-answers/answersform8...ow%20about
imho
cheers
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