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Posted On: 08/31/2021 11:06:19 AM
Post# of 11038
Wondering if all brokers got notice for a stock certificate inventory check. It would explain the early restrictions and dry CRGP volume.
Don't forget they're new DTCC rules and regulations recently activated and existing FINRA protocols that may come into play as a result with an anticipated corporate action to go private.
Many MM's and Brokers are on standby while retail is shut out of any future positions. TDA deadline is this Friday???
It seems that Institutions are now in full control.
$13
$CRGP
Don't forget they're new DTCC rules and regulations recently activated and existing FINRA protocols that may come into play as a result with an anticipated corporate action to go private.
Many MM's and Brokers are on standby while retail is shut out of any future positions. TDA deadline is this Friday???
It seems that Institutions are now in full control.
$13
$CRGP
(2)
(0)
U.S. Constitution
"The Preamble
We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America."
Oath
"I solemnly swear to support and defend the Constitution of the United States of America"
The Flag
"I pledge allegiance to the flag of the United States of America, and to the republic for which it stands, one nation under God, indivisible, with liberty and justice for all."
"The Preamble
We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America."
Oath
"I solemnly swear to support and defend the Constitution of the United States of America"
The Flag
"I pledge allegiance to the flag of the United States of America, and to the republic for which it stands, one nation under God, indivisible, with liberty and justice for all."
Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”
https://www.bloomberg.com/opinion/articles/20...ify%20wall
https://www.scotusblog.com/case-files/cases/m...v-manning/
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