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Posted On: 05/15/2021 1:20:32 PM
Post# of 4861
It really depends on the approach
If UNVC intends to go 'pink current' the first thing that would be seen is the name change on FINRA.
If UNVC is going for a Direct Listing via a 'new' entity the first thing we would see is an S-1, once ratified by all involved parties.
As for a traditional uplist, we do not currently meet the criteria, and dark companies do not qualify for uplist anyway, they would have to get current first.
Pink Current:
• FINRA name change
• 2 years audited accounts, attorney letter
• OTC profile verification
• Transfer Agent appointed
• Pink Current
Upper Exchange:
• Meet uplist criteria
• Apply for NASDAQ
• S-1 Registration Statement
As I have said many times, a regular 8K won't cut it.
If UNVC intends to go 'pink current' the first thing that would be seen is the name change on FINRA.
If UNVC is going for a Direct Listing via a 'new' entity the first thing we would see is an S-1, once ratified by all involved parties.
As for a traditional uplist, we do not currently meet the criteria, and dark companies do not qualify for uplist anyway, they would have to get current first.
Pink Current:
• FINRA name change
• 2 years audited accounts, attorney letter
• OTC profile verification
• Transfer Agent appointed
• Pink Current
Upper Exchange:
• Meet uplist criteria
• Apply for NASDAQ
• S-1 Registration Statement
As I have said many times, a regular 8K won't cut it.
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