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Univec Conglomerate Inc UNVC
(Total Views: 586)
Posted On: 04/09/2021 8:38:04 PM
Post# of 87014
Posted By: Chiro2019
For those who are not aware here is a brief run down...Doc needs both of theses especially if he is doing any kind of name change through SEC....

KEY TAKEAWAYS
-The Financial Industry Regulatory Authority (FINRA) handles the licensing and regulation of broker-dealers.
-FINRA is a not-for-profit entity that is not part of the government.
-The Securities and Exchange Commission (SEC) is a government organization that is meant to protect investors and ensure the integrity of the securities market.
-The SEC oversees FINRA and acts as the first level of appeal for actions brought by FINRA.

Finra can halt or suspend stocks for uplists or name changes or many other reasons.

Only reason I am posting this is to educate all cause some people dont seem to know what finra is.

So I would say to all, keep your eyes and ears glued to SEC and FINRA website for any name changes, document uploads and more. Starting Monday, even OTCMarkets possibly.

SEC UNVC:
https://sec.report/Ticker/UNVC

Up to the minute sec reports:
https://twitter.com/EdgarInsider

https://www.otcmarkets.com/stock/UNVC/security

FINRA HALTS:
https://otce.finra.org/otce/tradingHalts













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