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Posted On: 04/05/2021 11:36:32 AM
Post# of 86052
Here's what I found about SEC Rule 15c2-11 after doing some research:
The compliance deadline for OTC stocks to either become current with their filings (or stop trading) appears to be September 28, 2021 (not August, 2021).
Of course Doc will most likely have UNVC current sometime this month.
The compliance deadline for OTC stocks to either become current with their filings (or stop trading) appears to be September 28, 2021 (not August, 2021).
Quote:
The Amendment (to SEC Rule 15c2-11) becomes effective Dec. 28, 2020, which is 60 days after publication in the Federal Register, and compliance with the Amendment must generally be achieved within nine months of its effectiveness, or Sept. 28, 2021.
https://www.jdsupra.com/legalnews/sec-adopts-...%2C%202021.
Of course Doc will most likely have UNVC current sometime this month.
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