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Posted On: 02/08/2021 10:09:36 PM
Post# of 22462
Re: Puravida19 #17446
The company has until March 31 to become current in its filings. Uplisting can occur after that, at least 5-6 weeks after.
https://www.sec.gov/Archives/edgar/data/14035...ex10-3.htm
Quote:
This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 26, 2021 . . .
“Initial Public Date” means the first date after the date of this Agreement on which [sic] the Company is current in its filings required under Section 13 or Section 15(d) under the 1934 Act.
(k) The Company shall use its best efforts to
(i) cause the Initial Public Date to occur on or before March 31, 2021,
(ii) cause the Common Stock to be listed on the New York Stock Exchange or on the NASDAQ Stock Market and to remain eligible for trading thereon,
(iii) cause all the Registrable Securities covered by a Registration Statement to be listed on each securities exchange on which securities of the same class or series issued by the Company are listed, and
(iv) without limiting the generality of the foregoing, arrange for at least two market makers to register with the Financial Industry Regulatory Authority, Inc. (“FINRA”) as such with respect to such Registrable Securities.
https://www.sec.gov/Archives/edgar/data/14035...ex10-3.htm
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