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Posted On: 10/19/2020 11:18:21 PM
Post# of 7363
Form 10 SEC Registration Statement
What Is SEC Form 10?
SEC Form 10 is a filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities. It is used to register a class of securities for potential trading on U.S. exchanges. Any company with over $10 million in total assets and 750 or more shareholders is required to file a Form 10 with the SEC.
The filing of SEC Form 10 is a necessary but insufficient step to register securities for trading. Financial Industry Regulatory Authority (FINRA) must approve the trading of the securities.
Any company under these thresholds may file a Form 10 voluntarily. The Form 10 registration statement automatically becomes effective sixty days post-filing.
The Elements of SEC Form 10
* Business
* Risk Factors
* Financial Information
* Properties
* Security Ownership of Certain Beneficial Owners and Management
* Directors and Executive Officers
* Executive Compensation
* Certain Relationships and Related Transactions, and Director Independence
* Legal Proceedings
* Market Price of and Dividends on the Registrant's Common Equity and Related Stockholder Matters
* Recent Sales of Unregistered Securities
* Description of Registrant's Securities to be Registered
* Indemnification of Directors and Officers
* Financial Statements and Supplementary Data
* Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
* Financial Statements and Exhibits
https://www.investopedia.com/terms/s/sec-form-10.asp
4 Pages Of Form 10
https://www.sec.gov/files/form10.pdf
What Is SEC Form 10?
SEC Form 10 is a filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities. It is used to register a class of securities for potential trading on U.S. exchanges. Any company with over $10 million in total assets and 750 or more shareholders is required to file a Form 10 with the SEC.
The filing of SEC Form 10 is a necessary but insufficient step to register securities for trading. Financial Industry Regulatory Authority (FINRA) must approve the trading of the securities.
Any company under these thresholds may file a Form 10 voluntarily. The Form 10 registration statement automatically becomes effective sixty days post-filing.
The Elements of SEC Form 10
* Business
* Risk Factors
* Financial Information
* Properties
* Security Ownership of Certain Beneficial Owners and Management
* Directors and Executive Officers
* Executive Compensation
* Certain Relationships and Related Transactions, and Director Independence
* Legal Proceedings
* Market Price of and Dividends on the Registrant's Common Equity and Related Stockholder Matters
* Recent Sales of Unregistered Securities
* Description of Registrant's Securities to be Registered
* Indemnification of Directors and Officers
* Financial Statements and Supplementary Data
* Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
* Financial Statements and Exhibits
https://www.investopedia.com/terms/s/sec-form-10.asp
4 Pages Of Form 10
https://www.sec.gov/files/form10.pdf
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