(Total Views: 619)
Posted On: 08/14/2020 6:42:20 PM
Post# of 155869
Quote:No. Incorrect.
Bobby -- purpose is it's required for NASDAQ uplist.
A SEC 10-K is a comprehensive report filed annually by EVERY publicly-traded company about its financial performance and is required by the U.S. Securities and Exchange Commission (SEC). A 10-K contains audited financials.
Similarly, a SEC 10-Q is a comprehensive report filed quarterly by EVERY publicly-traded company about its financial performance and is required by the U.S. Securities and Exchange Commission (SEC). A 10-Q is generally an unaudited report.
Publicly-traded companies must generate these reports for every quarter and every year.
Although NASDAQ will be reviewing the 10-K and the audited financials -- the purpose of a 10-K has nothing to do with uplisting.
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