Did Generex ever announce who the bank was setting up the NGIO IPO????



Investment Banking
Capital Markets
Equity Capital Markets

ROTH’s Equity Capital Markets (“ECM”) Team is responsible for the marketing, distribution and pricing of all lead-managed and co-managed equity offerings. Our ECM Team has extensive experience in providing direction to clients on market receptivity, valuation, timing and structure of equity offerings.

Our product focus includes:

Initial Public Offerings

Follow-On Offerings

Secondary Offerings

Registered Direct Offerings

Private Placements

Block Trades

Debt Capital Markets

ROTH’s Debt Capital Markets Team provides advisory services and full-service placement capabilities to middle-market companies across a broad array of industries. We assist clients in obtaining capital that not only addresses the client’s liquidity and financing objectives, but also optimizes the client’s capital structure. This level of experience provides critical expertise in structuring, managing and executing complex and unique transactions.

Our Debt Capital Markets Team specializes in raising all types of non-equity capital for transactions from traditional refinancings, to leveraged acquisitions, recapitalizations and restructurings including the following types of capital:

Senior Debt

Senior Stretch

Junior-Secured / 2nd Lien

Mezzanine

Convertible Debt

Bridge Financings

Since 1992:

Completed more than 100 private financings

Raised more than $2 billion

For more information, please contact:

Aaron M. Gurewitz
Managing Director
Head of Equity Capital Markets
949-720-5703
agurewitz@roth.com